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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
First Trust Europe AlphaDEX Fund
FEP
$513M
| $961K | 0.08% |
31,303
+24,152
| +338% | +$787K |
|
302
Gogo Inc
GOGO
$515M
| $950K | 0.08% |
56,535
-2,290
| -4% | -$39.1K |
|
|
MON
303
DELISTED
Monsanto Co
MON
| $948K | 0.08% |
8,451
+641
| +8% | +$74.9K |
|
304
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.35B
| $945K | 0.08% |
36,723
+16,205
| +79% | +$396K |
|
305
VanEck Energy Income ETF
EINC
$102M
| $945K | 0.08% |
3,544
+195
| +6% | +$54K |
|
306
FedEx
FDX
$74.5B
| $945K | 0.08% |
5,834
-163
| -3% | -$24.8K |
|
307
Stryker
SYK
$127B
| $945K | 0.08% |
11,732
+23
| +0.2% | +$1.89K |
|
308
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
| $938K | 0.07% |
17,698
+566
| +3% | +$28.8K |
|
309
iShares Mortgage Real Estate ETF
REM
$542M
| $936K | 0.07% |
19,744
-78
| -0.4% | -$3.92K |
|
310
W.W. Grainger
GWW
$65.3B
| $934K | 0.07% |
3,564
-67
| -2% | -$16.4K |
|
311
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
| $929K | 0.07% |
23,509
-115
| -0.5% | -$4.44K |
|
312
CBRE Group
CBRE
$40.8B
| $925K | 0.07% |
+31,165
| New | +$980K |
|
313
Occidental Petroleum
OXY
$57B
| $923K | 0.07% |
9,968
+1,967
| +25% | +$189K |
|
314
NOV
NOV
$7.45B
| $921K | 0.07% |
12,011
-988
| -8% | -$81.7K |
|
315
Entergy
ETR
$54.1B
| $918K | 0.07% |
23,750
+1,128
| +5% | +$42.7K |
|
316
iShares S&P 100 ETF
OEF
$19.8B
| $913K | 0.07% |
10,350
-7,470
| -42% | -$658K |
|
317
AllianceBernstein
AB
$3.47B
| $902K | 0.07% |
34,705
+2,272
| +7% | +$60.7K |
|
318
Teva Pharmaceuticals
TEVA
$35.9B
| $902K | 0.07% |
16,807
+1,309
| +8% | +$69.3K |
|
319
State Street SPDR S&P International Dividend ETF
DWX
$521M
| $901K | 0.07% |
19,616
+6,305
| +47% | +$314K |
|
320
iShares US Insurance ETF
IAK
$511M
| $897K | 0.07% |
19,056
+3,647
| +24% | +$174K |
|
|
CBA
321
DELISTED
ClearBridge American Energy MLP
CBA
| $896K | 0.07% |
49,706
+1,450
| +3% | +$26.8K |
|
322
Vanguard Health Care ETF
VHT
$18.2B
| $894K | 0.07% |
7,567
+862
| +13% | +$98.8K |
|
323
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
| $892K | 0.07% |
32,952
+14,855
| +82% | +$404K |
|
|
MPT
324
Medical Properties Trust
MPT
$2.89B
| $891K | 0.07% |
73,260
+7,709
| +12% | +$103K |
|
325
L3Harris
LHX
$55.9B
| $890K | 0.07% |
13,292
+143
| +1% | +$10.1K |
|
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First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.