We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
Cap. Flow
+$415M
Cap. Flow %
24.15%
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.9M
2
MBB icon
iShares MBS ETF
MBB
+$14.3M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.4M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.12M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.23M
4
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$5.47M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Technology 6.48%
3 Healthcare 6.16%
4 Energy 5.57%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDV icon
301
iShares International Select Dividend ETF
IDV
$8.46B
$1.04M 0.06%
28,595
+11,551
+68% +$399K
NKE icon
302
Nike
NKE
$62.7B
$1.03M 0.06%
28,278
+1,712
+6% +$55.9K
RTN
303
DELISTED
Raytheon Company
RTN
$1.03M 0.06%
13,452
-53,727
-80% -$3.99M
KFN
304
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$1.03M 0.06%
100,209
+10,715
+12% +$112K
FEX icon
305
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$1.03M 0.06%
27,389
+2,524
+10% +$93.4K
PMF
306
DELISTED
PIMCO Municipal Income Fund
PMF
$1.02M 0.06%
82,200
+11,200
+16% +$137K
FITB
307
Fifth Third Bancorp
FITB
$51.3B
$1.01M 0.06%
+56,131
New +$1.06M
MMP
308
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.01M 0.06%
17,863
-678
-4% -$37.3K
JJG
309
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$1.01M 0.06%
+21,839
New +$1.03M
UPL
310
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$1M 0.06%
48,704
-3,181
-6% -$67K
IWO icon
311
iShares Russell 2000 Growth ETF
IWO
$14.4B
$999K 0.06%
7,879
+2,424
+44% +$292K
VOT icon
312
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$977K 0.06%
11,410
+1,542
+16% +$128K
FXD icon
313
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$974K 0.06%
32,782
-149
-0.5% -$4.29K
VBR icon
314
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
$972K 0.06%
10,753
+1,563
+17% +$138K
SE
315
DELISTED
Spectra Energy Corp Wi
SE
$972K 0.06%
28,100
-2,868
-9% -$99.1K
ACG
316
DELISTED
AllianceBernstein Income Fund Inc
ACG
$970K 0.06%
138,490
+55,829
+68% +$395K
FCX icon
317
Freeport-McMoran
FCX
$91.2B
$961K 0.06%
29,024
+733
+3% +$22.4K
MDLZ icon
318
Mondelez International
MDLZ
$80.5B
$961K 0.06%
30,700
-309
-1% -$9.59K
DWX icon
319
State Street SPDR S&P International Dividend ETF
DWX
$536M
$958K 0.06%
20,579
+10,038
+95% +$456K
WELL icon
320
Welltower
WELL
$170B
$954K 0.06%
15,380
+2,122
+16% +$135K
DMB
321
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$952K 0.06%
91,500
+33,500
+58% +$366K
GD icon
322
General Dynamics
GD
$103B
$952K 0.06%
10,902
+7,480
+219% +$635K
FXI icon
323
iShares China Large-Cap ETF
FXI
$4.37B
$943K 0.05%
25,375
+992
+4% +$35.2K
VFH icon
324
Vanguard Financials ETF
VFH
$13.5B
$930K 0.05%
22,746
+13,025
+134% +$538K
EWS icon
325
iShares MSCI Singapore ETF
EWS
$1.05B
$929K 0.05%
34,956
+518
+2% +$13.6K
11 12
13
14 15

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.

  • First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
  • First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
  • First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
  • First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
  • First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
  • First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.