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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Vanguard Global ex-US Real Estate ETF
VNQI
$3.46B
| $1.99M | 0.08% |
32,914
+1,109
| +3% | +$66.6K |
|
277
Vanguard Small-Cap ETF
VB
$79.5B
| $1.97M | 0.08% |
13,355
+1,227
| +10% | +$177K |
|
278
SPX Corp
SPXC
$11B
| $1.95M | 0.08% |
62,225
-558
| -0.9% | -$16.9K |
|
279
Dollar General
DG
$25.9B
| $1.95M | 0.08% |
20,810
+119
| +0.6% | +$10.2K |
|
280
iShares US Basic Materials ETF
IYM
$1.16B
| $1.93M | 0.08% |
18,941
+3,945
| +26% | +$391K |
|
281
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
| $1.93M | 0.08% |
18,229
+2,039
| +13% | +$215K |
|
282
NetEase
NTES
$76.5B
| $1.93M | 0.08% |
28,055
-10,320
| -27% | -$645K |
|
283
FedEx
FDX
$74.5B
| $1.93M | 0.08% |
7,822
+75
| +1% | +$17.2K |
|
284
Morgan Stanley
MS
$337B
| $1.92M | 0.08% |
36,721
+2,132
| +6% | +$108K |
|
285
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$662M
| $1.92M | 0.08% |
36,878
-366
| -1% | -$18.5K |
|
|
286
GSK
GSK
$103B
| $1.88M | 0.07% |
42,418
-101,324
| -70% | -$4.68M |
|
287
General Dynamics
GD
$105B
| $1.88M | 0.07% |
9,368
+1,111
| +13% | +$227K |
|
288
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
| $1.88M | 0.07% |
22,707
+3,338
| +17% | +$269K |
|
|
GGZ
289
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$121M
| $1.86M | 0.07% |
145,740
+128,897
| +765% | +$1.63M |
|
290
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
| $1.85M | 0.07% |
35,454
-18,624
| -34% | -$977K |
|
291
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
| $1.83M | 0.07% |
33,594
+1,704
| +5% | +$91.4K |
|
292
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
| $1.83M | 0.07% |
40,394
+5,597
| +16% | +$245K |
|
293
Skyworks Solutions
SWKS
$9.06B
| $1.83M | 0.07% |
19,272
+3,626
| +23% | +$378K |
|
294
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
| $1.83M | 0.07% |
15,234
+515
| +3% | +$60K |
|
295
Oneok
OKE
$58.7B
| $1.82M | 0.07% |
33,967
+3,046
| +10% | +$163K |
|
296
Kimberly-Clark
KMB
$36.4B
| $1.79M | 0.07% |
14,737
-1,239
| -8% | -$145K |
|
297
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
| $1.78M | 0.07% |
32,202
+1,758
| +6% | +$98.9K |
|
298
Vanguard Materials ETF
VAW
$3B
| $1.77M | 0.07% |
12,915
+7,510
| +139% | +$999K |
|
299
WisdomTree International Equity Fund
DWM
$666M
| $1.77M | 0.07% |
31,698
-655
| -2% | -$36K |
|
300
F5
FFIV
$22.1B
| $1.76M | 0.07% |
13,394
+360
| +3% | +$44.7K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.