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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$266M
(+10%)
Cap. Flow
+$147M
Cap. Flow
% of AUM
5.03%
Top 10 Holdings %
Top 10 Hldgs %
19%
Holding
1,267
New
118
Increased
640
Reduced
376
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$10.8M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$9.34M |
| 3 |
Apple
AAPL
|
+$9.2M |
| 4 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$8.33M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$7.61M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$7.12M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$5.41M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$5.37M |
| 5 |
EPR Properties
EPR
|
+$5.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.78% |
| 2 | Financials | 5.28% |
| 3 | Healthcare | 4.87% |
| 4 | Industrials | 4.3% |
| 5 | Communication Services | 3.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Lumen
LUMN
$6.76B
| $2.57M | 0.09% |
121,348
+2,460
| +2% | +$51.5K |
|
252
Travelers Companies
TRV
$78.4B
| $2.55M | 0.09% |
19,720
+357
| +2% | +$46.1K |
|
253
Franklin FTSE Canada ETF
FLCA
$811M
| $2.54M | 0.09% |
101,222
+36,513
| +56% | +$915K |
|
254
Vanguard Morningstar Large-Cap ETF
VV
$52.1B
| $2.52M | 0.09% |
18,889
+5,698
| +43% | +$746K |
|
255
Occidental Petroleum
OXY
$55.6B
| $2.51M | 0.09% |
30,614
+645
| +2% | +$52.1K |
|
256
iShares MSCI Germany ETF
EWG
$1.6B
| $2.51M | 0.09% |
84,374
+25,063
| +42% | +$760K |
|
257
Union Pacific
UNP
$172B
| $2.48M | 0.09% |
15,270
+341
| +2% | +$51.3K |
|
258
Tucows
TCX
$108M
| $2.46M | 0.08% |
44,125
-1,755
| -4% | -$101K |
|
259
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $2.46M | 0.08% |
34,172
-6,798
| -17% | -$484K |
|
260
Vodafone
VOD
$37.2B
| $2.44M | 0.08% |
112,410
+14,537
| +15% | +$338K |
|
261
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
| $2.4M | 0.08% |
38,493
+11,346
| +42% | +$708K |
|
262
L3Harris
LHX
$50.7B
| $2.39M | 0.08% |
14,139
+115
| +0.8% | +$18.3K |
|
263
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
| $2.39M | 0.08% |
48,856
+1,302
| +3% | +$64.1K |
|
264
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.8B
| $2.39M | 0.08% |
21,157
+4,088
| +24% | +$465K |
|
265
Vanguard Industrials ETF
VIS
$8.04B
| $2.37M | 0.08% |
16,036
-7,387
| -32% | -$1.06M |
|
266
iShares Global Tech ETF
IXN
$8.34B
| $2.37M | 0.08% |
81,012
+62,556
| +339% | +$1.79M |
|
267
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
| $2.35M | 0.08% |
28,114
+164
| +0.6% | +$13.7K |
|
268
FedEx
FDX
$73B
| $2.35M | 0.08% |
9,775
-1,161
| -11% | -$281K |
|
269
Vanguard Consumer Discretionary ETF
VCR
$5.98B
| $2.35M | 0.08% |
13,004
+964
| +8% | +$170K |
|
270
Oneok
OKE
$56.1B
| $2.33M | 0.08% |
34,539
+2,480
| +8% | +$170K |
|
271
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
| $2.28M | 0.08% |
14,002
+1,970
| +16% | +$319K |
|
272
Vanguard Global ex-US Real Estate ETF
VNQI
$3.56B
| $2.27M | 0.08% |
40,426
+628
| +2% | +$36.1K |
|
273
Morgan Stanley
MS
$330B
| $2.25M | 0.08% |
48,163
+16,259
| +51% | +$794K |
|
274
Fidelity Dividend ETF for Rising Rates
FDRR
$735M
| $2.24M | 0.08% |
69,313
-4,135
| -6% | -$131K |
|
275
State Street Utilities Select Sector SPDR ETF
XLU
$23B
| $2.23M | 0.08% |
84,830
+7,090
| +9% | +$188K |
|
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First Allied Advisory Services's Q3 2018 Portfolio in Review
As of Q3 2018, First Allied Advisory Services held 1,267 positions worth $2.92B, up 10% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services deployed $147M of net new capital in Q3 2018, opening 118 new positions and adding to 640 existing holdings. Its largest new stake was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg International Treasury Bond ETF, an estimated $7.61M trimmed.
- First Allied Advisory Services's largest Q3 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $10.8M increase.
- First Allied Advisory Services's biggest Q3 2018 reduction was State Street SPDR Bloomberg International Treasury Bond ETF, cutting an estimated $7.61M.
- First Allied Advisory Services fully exited VanEck High Yield Muni ETF in Q3 2018, selling an estimated $5.1M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.92B portfolio in Q3 2018.
- First Allied Advisory Services opened 118 new positions and closed 88 in Q3 2018.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.