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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Clorox
CLX
$11.7B
| $1.31M | 0.08% |
16,136
-677
| -4% | -$57.2K |
|
252
Diageo
DEO
$49.5B
| $1.31M | 0.08% |
10,233
+24
| +0.2% | +$3K |
|
253
Norfolk Southern
NSC
$75B
| $1.3M | 0.08% |
16,795
+14
| +0.1% | +$1.05K |
|
254
iShares S&P 500 Growth ETF
IVW
$72.7B
| $1.29M | 0.08% |
57,640
+11,568
| +25% | +$255K |
|
|
SRV
255
NXG Cushing Midstream Energy Fund
SRV
$210M
| $1.28M | 0.07% |
8,025
-300
| -4% | -$48.2K |
|
|
DCP
256
DELISTED
DCP Midstream, LP
DCP
| $1.28M | 0.07% |
25,871
+373
| +1% | +$19K |
|
|
PCN
257
PIMCO Corporate & Income Strategy Fund
PCN
$873M
| $1.28M | 0.07% |
76,668
-2,283
| -3% | -$37.4K |
|
|
CIM
258
Chimera Investment
CIM
$1.06B
| $1.27M | 0.07% |
28,089
-18,243
| -39% | -$811K |
|
|
STJ
259
DELISTED
St Jude Medical
STJ
| $1.25M | 0.07% |
23,387
+17,685
| +310% | +$911K |
|
|
ARR
260
Armour Residential REIT
ARR
$2.33B
| $1.25M | 0.07% |
7,431
+339
| +5% | +$58.2K |
|
261
Honeywell
HON
$76.7B
| $1.24M | 0.07% |
16,719
+1,110
| +7% | +$82.4K |
|
262
UnitedHealth
UNH
$383B
| $1.23M | 0.07% |
17,232
+1,031
| +6% | +$73.8K |
|
263
iShares North American Natural Resources ETF
IGE
$741M
| $1.23M | 0.07% |
29,694
+4,960
| +20% | +$203K |
|
264
Cummins
CMI
$87.3B
| $1.22M | 0.07% |
9,196
+625
| +7% | +$77.1K |
|
|
CB
265
DELISTED
CHUBB CORPORATION
CB
| $1.22M | 0.07% |
13,642
+7,968
| +140% | +$689K |
|
|
HES
266
DELISTED
Hess
HES
| $1.22M | 0.07% |
15,623
+6,110
| +64% | +$455K |
|
|
AMJ
267
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $1.22M | 0.07% |
27,043
-5,112
| -16% | -$235K |
|
268
SLB Ltd
SLB
$72.6B
| $1.21M | 0.07% |
13,719
-512
| -4% | -$42.1K |
|
|
PML
269
PIMCO Municipal Income Fund II
PML
$485M
| $1.21M | 0.07% |
110,502
+16,200
| +17% | +$179K |
|
|
LCC
270
DELISTED
US AIRWAYS GROUP INC.
LCC
| $1.21M | 0.07% |
63,799
+1,683
| +3% | +$29.8K |
|
271
Invesco BuyBack Achievers ETF
PKW
$1.72B
| $1.2M | 0.07% |
30,717
+14,928
| +95% | +$568K |
|
|
ZTR
272
Virtus Total Return Fund
ZTR
$342M
| $1.18M | 0.07% |
90,681
-2,250
| -2% | -$29.3K |
|
|
PPT
273
Franklin Premier Income Trust
PPT
$323M
| $1.18M | 0.07% |
223,465
-6,600
| -3% | -$34.8K |
|
274
Calamos Strategic Total Return Fund
CSQ
$3.21B
| $1.17M | 0.07% |
116,895
+13,606
| +13% | +$138K |
|
|
RPAI
275
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $1.16M | 0.07% |
83,882
+42,867
| +105% | +$608K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.