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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Nike
NKE
$61.9B
| $2.41M | 0.1% |
38,205
-7,535
| -16% | -$433K |
|
227
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $2.4M | 0.1% |
20,444
+2,777
| +16% | +$321K |
|
228
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $2.36M | 0.09% |
41,391
-9,440
| -19% | -$519K |
|
229
iShares Russell 2000 Value ETF
IWN
$14.4B
| $2.36M | 0.09% |
18,670
+1,042
| +6% | +$130K |
|
230
Global Net Lease
GNL
$1.87B
| $2.36M | 0.09% |
114,577
-31,460
| -22% | -$677K |
|
231
Applied Materials
AMAT
$426B
| $2.35M | 0.09% |
46,046
+7,518
| +20% | +$407K |
|
232
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
| $2.33M | 0.09% |
102,420
+13,200
| +15% | +$295K |
|
233
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$54.7M
| $2.32M | 0.09% |
+77,076
| New | +$2.26M |
|
234
JPMorgan Ultra-Short Income ETF
JPST
$40B
| $2.32M | 0.09% |
+46,428
| New | +$2.33M |
|
235
Vanguard Mid-Cap Growth ETF
VOT
$19B
| $2.32M | 0.09% |
18,147
+5,007
| +38% | +$628K |
|
|
SKX
236
DELISTED
Skechers
SKX
| $2.31M | 0.09% |
+61,041
| New | +$1.98M |
|
237
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
| $2.31M | 0.09% |
35,853
+1,182
| +3% | +$74.4K |
|
238
iShares US Energy ETF
IYE
$1.74B
| $2.3M | 0.09% |
58,059
-8,607
| -13% | -$324K |
|
239
CVS Health
CVS
$137B
| $2.29M | 0.09% |
31,507
-5,824
| -16% | -$423K |
|
240
Union Pacific
UNP
$183B
| $2.27M | 0.09% |
16,917
-787
| -4% | -$94.9K |
|
241
Cognizant
CTSH
$21.5B
| $2.26M | 0.09% |
31,906
+1,863
| +6% | +$136K |
|
|
HDV
242
iShares Core High Dividend ETF
HDV
$14.4B
| $2.25M | 0.09% |
124,725
+8,605
| +7% | +$151K |
|
243
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
| $2.25M | 0.09% |
74,390
+36,548
| +97% | +$1.08M |
|
244
Enterprise Products Partners
EPD
$83.8B
| $2.24M | 0.09% |
84,658
-1,007
| -1% | -$25.5K |
|
245
Valero Energy
VLO
$89.8B
| $2.24M | 0.09% |
24,436
-8,475
| -26% | -$699K |
|
246
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $2.22M | 0.09% |
46,446
+1,295
| +3% | +$62.5K |
|
247
Vanguard Small-Cap Growth ETF
VBK
$23.2B
| $2.21M | 0.09% |
13,718
+1,658
| +14% | +$261K |
|
248
iShares US Technology ETF
IYW
$23.7B
| $2.19M | 0.09% |
54,004
+14,656
| +37% | +$587K |
|
249
First Trust Technology AlphaDEX Fund
FXL
$2.47B
| $2.19M | 0.09% |
42,701
+9,547
| +29% | +$487K |
|
250
iShares MSCI China ETF
MCHI
$6.04B
| $2.19M | 0.09% |
+32,845
| New | +$2.17M |
|
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CT
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First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.