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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CSG
226
DELISTED
CHAMBERS STR PPTYS COM
CSG
| $1.49M | 0.11% |
184,772
-59,559
| -24% | -$476K |
|
227
Baidu
BIDU
$35.8B
| $1.47M | 0.11% |
6,440
-94
| -1% | -$21.5K |
|
228
First Trust Europe AlphaDEX Fund
FEP
$513M
| $1.47M | 0.11% |
50,027
+18,724
| +60% | +$557K |
|
|
FAX
229
abrdn Asia-Pacific Income Fund
FAX
$590M
| $1.46M | 0.11% |
43,887
-5,420
| -11% | -$187K |
|
230
Yum! Brands
YUM
$41B
| $1.46M | 0.11% |
28,029
-1,701
| -6% | -$88.6K |
|
231
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
| $1.45M | 0.11% |
39,040
-13,928
| -26% | -$506K |
|
232
Helmerich & Payne
HP
$3.53B
| $1.44M | 0.1% |
21,301
+43
| +0.2% | +$3.35K |
|
233
Cummins
CMI
$91.7B
| $1.43M | 0.1% |
9,999
-1,629
| -14% | -$230K |
|
234
Vanguard Global ex-US Real Estate ETF
VNQI
$3.46B
| $1.41M | 0.1% |
26,336
+5,379
| +26% | +$295K |
|
|
BNY
235
Bank of New York Mellon
BNY
$108B
| $1.41M | 0.1% |
34,969
+15,218
| +77% | +$595K |
|
|
CEM
236
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $1.4M | 0.1% |
10,084
+1,107
| +12% | +$149K |
|
237
Nike
NKE
$61.9B
| $1.39M | 0.1% |
28,974
-406
| -1% | -$19K |
|
238
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
| $1.39M | 0.1% |
16,072
+6,647
| +71% | +$574K |
|
|
CHI
239
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
| $1.38M | 0.1% |
108,600
-7,771
| -7% | -$103K |
|
240
Emerson Electric
EMR
$82.9B
| $1.34M | 0.1% |
21,771
+168
| +0.8% | +$10.5K |
|
241
Welltower
WELL
$178B
| $1.34M | 0.1% |
17,679
-1,131
| -6% | -$80.7K |
|
242
FedEx
FDX
$74.5B
| $1.33M | 0.1% |
7,708
+1,874
| +32% | +$317K |
|
|
KRFT
243
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $1.33M | 0.1% |
21,218
+5,522
| +35% | +$323K |
|
244
WisdomTree India Earnings Fund ETF
EPI
$2.02B
| $1.33M | 0.1% |
60,449
+1,049
| +2% | +$23.6K |
|
245
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
| $1.33M | 0.1% |
140,826
+4,979
| +4% | +$48.8K |
|
|
EEP
246
DELISTED
Enbridge Energy Partners
EEP
| $1.33M | 0.1% |
33,171
-19,900
| -37% | -$746K |
|
247
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $1.32M | 0.1% |
63,484
+91
| +0.1% | +$1.96K |
|
|
MMP
248
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.31M | 0.1% |
15,888
-1,047
| -6% | -$85.5K |
|
249
HCA Healthcare
HCA
$84.8B
| $1.31M | 0.1% |
17,915
+7,242
| +68% | +$509K |
|
250
Honeywell
HON
$77.1B
| $1.31M | 0.1% |
14,666
-586
| -4% | -$50.4K |
|
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.