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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
Cap. Flow
+$415M
Cap. Flow %
24.15%
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.9M
2
MBB icon
iShares MBS ETF
MBB
+$14.3M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.4M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.12M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.23M
4
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$5.47M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Technology 6.48%
3 Healthcare 6.16%
4 Energy 5.57%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFC icon
226
Truist Financial
TFC
$63.5B
$1.57M 0.09%
45,399
-900
-2% -$31.4K
MDR
227
DELISTED
McDermott International
MDR
$1.56M 0.09%
70,079
+16,023
+30% +$380K
BRK.A icon
228
Berkshire Hathaway Class A
BRK.A
$1.1T
$1.53M 0.09%
9
– –
BTZ icon
229
BlackRock Credit Allocation Income Trust
BTZ
$935M
$1.51M 0.09%
116,398
-19,205
-14% -$242K
EEP
230
DELISTED
Enbridge Energy Partners
EEP
$1.51M 0.09%
49,842
-3,441
-6% -$106K
VCIT icon
231
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$1.51M 0.09%
17,974
-1,114
-6% -$92.4K
XLE icon
232
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$1.5M 0.09%
36,504
+3,768
+12% +$155K
AMGN icon
233
Amgen
AMGN
$209B
$1.5M 0.09%
13,448
+1,840
+16% +$200K
HD icon
234
Home Depot
HD
$332B
$1.5M 0.09%
19,847
+1,023
+5% +$79K
JPI
235
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$1.48M 0.09%
65,638
+19,138
+41% +$438K
PEY icon
236
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.14B
$1.48M 0.09%
134,310
+3,670
+3% +$40.6K
EWU icon
237
iShares MSCI United Kingdom ETF
EWU
$4.17B
$1.45M 0.08%
+36,772
New +$1.4M
CVS icon
238
CVS Health
CVS
$134B
$1.44M 0.08%
25,344
+3,210
+15% +$191K
VO icon
239
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$1.44M 0.08%
56,164
+11,988
+27% +$301K
PZI
240
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$1.42M 0.08%
+92,182
New +$1.39M
FAX
241
abrdn Asia-Pacific Income Fund
FAX
$597M
$1.42M 0.08%
39,038
+15,983
+69% +$584K
ADP icon
242
Automatic Data Processing
ADP
$105B
$1.41M 0.08%
22,386
+859
+4% +$54.6K
CSX icon
243
CSX Corp
CSX
$93B
$1.39M 0.08%
162,480
+11,265
+7% +$94.5K
LOW icon
244
Lowe's Companies
LOW
$118B
$1.38M 0.08%
28,937
-1,204
-4% -$54.6K
DGX icon
245
Quest Diagnostics
DGX
$25.9B
$1.36M 0.08%
+22,013
New +$1.32M
VB icon
246
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$1.36M 0.08%
13,256
+3,807
+40% +$380K
NVS icon
247
Novartis
NVS
$301B
$1.35M 0.08%
19,619
+64
+0.3% +$4.23K
CMO
248
DELISTED
Capstead Mortgage Corp.
CMO
$1.34M 0.08%
113,200
+8,500
+8% +$101K
EWJ icon
249
iShares MSCI Japan ETF
EWJ
$22.1B
$1.32M 0.08%
27,927
+12,894
+86% +$597K
VYM icon
250
Vanguard High Dividend Yield ETF
VYM
$80.9B
$1.31M 0.08%
22,871
+216
+1% +$12.6K
8 9
10
11 12

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.

  • First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
  • First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
  • First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
  • First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
  • First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
  • First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.