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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
676
PUT
Invesco QQQ Trust
QQQ
$487B
– –
-75,632
Closed -$18.8M
RODM icon
677
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
– –
-15,294
Closed -$377K
ROUS icon
678
Hartford Multifactor US Equity ETF
ROUS
$732M
– –
-11,637
Closed -$349K
SHW icon
679
Sherwin-Williams
SHW
$87.8B
– –
-1,194
Closed -$230K
SIZE icon
680
iShares MSCI USA Size Factor ETF
SIZE
$448M
– –
-7,360
Closed -$650K
T icon
681
AT&T
T
$166B
– –
-167,940
Closed -$3.75M
TQQQ icon
682
ProShares UltraPro QQQ
TQQQ
$38.8B
– –
-34,120
Closed -$416K
UBER icon
683
CALL
Uber
UBER
$153B
– –
-12,722
Closed -$479K
UCO icon
684
ProShares Ultra Bloomberg Crude Oil
UCO
$422M
– –
-28,404
Closed -$204K
UPWK icon
685
Upwork
UPWK
$1.04B
– –
-10,150
Closed -$147K
URI icon
686
CALL
United Rentals
URI
$69.5B
– –
-485
Closed -$497K
USRT icon
687
iShares Core US REIT ETF
USRT
$4.62B
– –
-12,391
Closed -$532K
VPL icon
688
Vanguard FTSE Pacific ETF
VPL
$8.66B
– –
-24,109
Closed -$1.15M
VRTX icon
689
Vertex Pharmaceuticals
VRTX
$133B
– –
-721
Closed -$210K
XHB icon
690
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
– –
-78,863
Closed -$2.43M
XLRE icon
691
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.64B
– –
-8,259
Closed -$217K
MRO
692
DELISTED
Marathon Oil Corporation
MRO
– –
-25,671
Closed -$157K
AIF
693
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-16,133
Closed -$200K
CEM
694
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-8,310
Closed -$133K
SGEN
695
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-1,224
Closed -$208K
ZNGA
696
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-12,581
Closed -$120K
BMY.RT
697
CALL
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-925
Closed -$233K
VAL
698
DELISTED
Valaris plc Class A Ordinary Share
VAL
– –
-10,090
Closed -$7K
LVUS
699
DELISTED
Hartford Multifactor Low Volatility US Equity ETF
LVUS
– –
-8,100
Closed -$224K
NE
700
DELISTED
Noble Corporation
NE
– –
-12,100
Closed -$4K
25 26 27
28
29

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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.