Financial Advocates Investment Management’s Hartford Multifactor US Equity ETF ROUS Stock Holding History

Financial Advocates Investment Management’s Portfolio ROUS Stock Details ROUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-11,637	Closed	-$349K	–	679
2020 Q2	$349K	Sell	11,637 -1,312	-10%	-$38K	0.03%	432
2020 Q1	$338K	Sell	12,949 -27,535	-68%	-$869K	0.05%	334
2019 Q4	$1.36M	Buy	40,484 +2,298	+6%	+$75.4K	0.15%	166
2019 Q3	$1.23M	Sell	38,186 -2,783	-7%	-$88.3K	0.14%	164
2019 Q2	$1.3M	Buy	40,969 +353	+0.9%	+$11K	0.15%	154
2019 Q1	$1.25M	Buy	40,616 +5,499	+16%	+$167K	0.16%	152
2018 Q4	$976K	Sell	35,117 -19,548	-36%	-$594K	0.13%	171
2018 Q3	$1.73M	Buy	54,665 +36,737	+205%	+$1.2M	0.19%	124
2018 Q2	$561K	Buy	17,928 +2,933	+20%	+$92.7K	0.07%	255
2018 Q1	$467K	Buy	14,995 +1,665	+12%	+$53.1K	0.06%	264
2017 Q4	$417K	Buy	+13,330	New	+$401K	0.06%	285

Other funds holding ROUS

HFM

Hartford Funds Management Wayne, Pennsylvania $1.25B AUM 10.14% 1-Year Est. Return

AAS

Avantax Advisory Services Dallas, Texas $18.2B AUM 15.06% 1-Year Est. Return

Paracle Advisors Mercer Island, Washington $551M AUM 50.34% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Financial Advocates Investment Management's ROUS Position: Q3 2020 in Review

Financial Advocates Investment Management sold out of Hartford Multifactor US Equity ETF (ROUS) in Q3 2020, closing a stake of 11,637 shares — an estimated $349K sold.

Financial Advocates Investment Management first reported a position in ROUS in Q4 2017 and held it in 11 quarters. The position peaked at $1.73M in Q3 2018. 30 funds tracked by Wall St. Rank hold ROUS as of Q3 2020.

Financial Advocates Investment Management reported no remaining Hartford Multifactor US Equity ETF position as of Q3 2020 after selling out during the quarter.
Financial Advocates Investment Management sold 11,637 Hartford Multifactor US Equity ETF shares in Q3 2020, an estimated $349K.
Financial Advocates Investment Management first reported a position in Hartford Multifactor US Equity ETF in Q4 2017 and held it in 11 quarters.
Financial Advocates Investment Management's Hartford Multifactor US Equity ETF position peaked at $1.73M in Q3 2018.
30 funds tracked by Wall St. Rank held Hartford Multifactor US Equity ETF as of Q3 2020.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.