CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$466M
AUM Growth
+$3.36M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
303
New
Increased
Reduced
Closed

Top Buys

1
+$6.35M
2
+$4.92M
3
+$3.99M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.54M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.08M

Top Sells

1
+$5.18M
2
+$3.94M
3
+$3.92M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$2.79M

Sector Composition

1 Financials 36.4%
2 Consumer Discretionary 17.52%
3 Technology 4.87%
4 Healthcare 2.79%
5 Industrials 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$514K 0.11%
50,000
202
$514K 0.11%
50,000
-50,000
203
$506K 0.11%
67,613
204
$505K 0.11%
2,500
205
$505K 0.11%
50,000
206
$505K 0.11%
+50,000
207
$505K 0.11%
50,000
208
$504K 0.11%
+50,000
209
$502K 0.11%
50,000
210
$501K 0.11%
50,000
211
$501K 0.11%
+50,000
212
$501K 0.11%
50,000
213
$500K 0.11%
+50,000
214
$500K 0.11%
50,000
215
$499K 0.11%
50,000
216
$499K 0.11%
50,000
217
$499K 0.11%
50,000
-50,000
218
$498K 0.11%
+50,000
219
$498K 0.11%
50,000
-50,000
220
$497K 0.11%
50,000
221
$497K 0.11%
50,000
222
$496K 0.11%
50,000
223
$496K 0.11%
50,000
224
$495K 0.11%
+1,667
225
$495K 0.11%
50,000
7 8
9
10 11