CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
-4.09%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$466M
AUM Growth
+$3.36M
Cap. Flow
+$24.6M
Cap. Flow %
5.28%
Top 10 Hldgs %
39.48%
Holding
303
New
60
Increased
6
Reduced
29
Closed
32

Top Buys

1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
$6.35M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
$4.92M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
$3.99M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M

Top Sells

1
FBRT
Franklin BSP Realty Trust
FBRT
$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
$3.92M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
$2.79M

Sector Composition

1 Financials 36.4%
2 Consumer Discretionary 17.52%
3 Technology 4.87%
4 Healthcare 2.79%
5 Industrials 1.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OTRAU
201
DELISTED
OTR Acquisition Corp. Unit
OTRAU
$514K 0.11%
50,000
– –
GSDWU
202
DELISTED
Global Systems Dynamics, Inc. Unit
GSDWU
$514K 0.11%
50,000
-50,000
-50% -$514K
SPNT icon
203
SiriusPoint
SPNT
$2.19B
$506K 0.11%
67,613
– –
COEP icon
204
Coeptis Therapeutics
COEP
$59.1M
$505K 0.11%
2,500
– –
CNDB.U
205
DELISTED
Concord Acquisition Corp III Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CNDB.U
$505K 0.11%
50,000
– –
ATAKU
206
DELISTED
Aurora Technology Acquisition Corp. Unit
ATAKU
$505K 0.11%
+50,000
New +$505K
ADALU
207
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
$505K 0.11%
50,000
– –
ACAXU
208
DELISTED
Alset Capital Acquisition Corp. Unit
ACAXU
$504K 0.11%
+50,000
New +$504K
ADRA.U
209
DELISTED
Adara Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
ADRA.U
$502K 0.11%
50,000
– –
FIACU
210
DELISTED
Focus Impact Acquisition Corp. Unit
FIACU
$501K 0.11%
50,000
– –
KNSW.U
211
DELISTED
KnightSwan Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable public warrant
KNSW.U
$501K 0.11%
+50,000
New +$501K
PCCTU
212
DELISTED
Perception Capital Corp. II Units
PCCTU
$501K 0.11%
50,000
– –
CURR
213
Currenc Group Inc. Ordinary Shares
CURR
$127M
$500K 0.11%
+50,000
New +$500K
AGAC.U
214
DELISTED
African Gold Acquisition Corporation Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
AGAC.U
$500K 0.11%
50,000
– –
SCMAU
215
DELISTED
Seaport Calibre Materials Acquisition Corp. Unit
SCMAU
$499K 0.11%
50,000
– –
ARGU
216
DELISTED
Argus Capital Corp. Class A Common Stock
ARGU
$499K 0.11%
50,000
-50,000
-50% -$499K
WARR.U
217
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
$499K 0.11%
50,000
– –
HMA.U
218
DELISTED
Heartland Media Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
HMA.U
$498K 0.11%
+50,000
New +$498K
KAHC.U
219
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$498K 0.11%
50,000
-50,000
-50% -$498K
HGAS
220
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$497K 0.11%
50,000
– –
SCOAU
221
DELISTED
ScION Tech Growth I Unit
SCOAU
$497K 0.11%
50,000
– –
OPAL icon
222
OPAL Fuels
OPAL
$65.5M
$496K 0.11%
50,000
– –
AEACU
223
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$496K 0.11%
50,000
– –
CDIO icon
224
Cardio Diagnostics
CDIO
$6.54M
$495K 0.11%
+1,667
New +$495K
APGB.U
225
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$495K 0.11%
50,000
– –
7 8
9
10 11