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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-4.1%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$467M
AUM Growth
+$3.03M
Cap. Flow
+$18.9M
Cap. Flow %
4.05%
Top 10 Hldgs %
39.43%
Holding
304
New
61
Increased
7
Reduced
30
Closed
36

Top Buys

Rank Stock Value
1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
+$6.39M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$4.9M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.33M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.52M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$2.93M

Top Sells

Rank Stock Value
1
FBRT
Franklin BSP Realty Trust
FBRT
+$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$3.93M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 36.36%
2 Consumer Discretionary 17.5%
3 Technology 4.97%
4 Healthcare 2.68%
5 Industrials 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OTRAU
201
DELISTED
OTR Acquisition Corp. Unit
OTRAU
$514K 0.11%
50,000
– –
GSDWU
202
DELISTED
Global Systems Dynamics, Inc. Unit
GSDWU
$514K 0.11%
50,000
-50,000
-50% -$511K
SPNT icon
203
SiriusPoint
SPNT
$2.66B
$506K 0.11%
67,613
– –
ZSQR
204
Z Squared Inc
ZSQR
$205M
$505K 0.11%
2,500
– –
CNDB.U
205
DELISTED
Concord Acquisition Corp III Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CNDB.U
$505K 0.11%
50,000
– –
ATAKU
206
DELISTED
Aurora Technology Acquisition Corp. Unit
ATAKU
$505K 0.11%
+50,000
New +$502K
ADALU
207
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
$505K 0.11%
50,000
– –
ACAXU
208
DELISTED
Alset Capital Acquisition Corp Unit
ACAXU
$504K 0.11%
+50,000
New +$500K
ADRA.U
209
DELISTED
Adara Acquisition Corp Units
ADRA.U
$502K 0.11%
50,000
– –
FIACU
210
DELISTED
Focus Impact Acquisition Corp. Unit
FIACU
$501K 0.11%
50,000
– –
KNSW.U
211
DELISTED
KnightSwan Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable public warrant
KNSW.U
$501K 0.11%
+50,000
New +$499K
PCCTU
212
DELISTED
Perception Capital Corp. II Units
PCCTU
$501K 0.11%
50,000
– –
CURR
213
Currenc Group
CURR
$391M
$500K 0.11%
+50,000
New +$497K
AGAC.U
214
DELISTED
African Gold Acquisition Corp Units
AGAC.U
$500K 0.11%
50,000
– –
SCMAU
215
DELISTED
Seaport Calibre Materials Acquisition Corp. Unit
SCMAU
$499K 0.11%
50,000
– –
ARGU
216
DELISTED
Argus Capital Corp. Class A Common Stock
ARGU
$499K 0.11%
50,000
-50,000
-50% -$496K
WARR.U
217
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
$499K 0.11%
50,000
– –
HMA.U
218
DELISTED
Heartland Media Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
HMA.U
$498K 0.11%
+50,000
New +$500K
KAHC.U
219
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$498K 0.11%
50,000
-50,000
-50% -$497K
HGAS
220
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$497K 0.11%
50,000
– –
SCOAU
221
DELISTED
ScION Tech Growth I Unit
SCOAU
$497K 0.11%
50,000
– –
OPAL icon
222
OPAL Fuels
OPAL
$67.1M
$496K 0.11%
50,000
– –
AEACU
223
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$496K 0.11%
50,000
– –
CDIO icon
224
Cardio Diagnostics
CDIO
$6.39M
$495K 0.11%
+1,667
New +$493K
APGB.U
225
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$495K 0.11%
50,000
– –
7 8
9
10 11

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen Investment Management held 304 positions worth $467M, up 0.65% from $464M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cowen Investment Management deployed $18.9M of net new capital in Q1 2022, opening 61 new positions and adding to 7 existing holdings. Its largest new stake was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 36% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was SVF Investment Corp. Class A Ordinary Shares, an estimated $3.93M trimmed.

  • Cowen Investment Management's largest Q1 2022 buy was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.
  • Cowen Investment Management added most to Liberty Broadband Class A in Q1 2022, an estimated $4.33M increase.
  • Cowen Investment Management's biggest Q1 2022 reduction was SVF Investment Corp. Class A Ordinary Shares, cutting an estimated $3.93M.
  • Cowen Investment Management fully exited Franklin BSP Realty Trust in Q1 2022, selling an estimated $5.18M.
  • Cowen Investment Management's ten largest holdings make up 39% of its $467M portfolio in Q1 2022.
  • Cowen Investment Management opened 61 new positions and closed 36 in Q1 2022.
  • Cowen Investment Management's portfolio value rose 0.65% quarter-over-quarter to $467M.

Based on Cowen Investment Management's 13F filing for Q1 2022, filed 16 May 2022.