CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+6.19%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$490M
AUM Growth
+$29.7M
Cap. Flow
+$20.9M
Cap. Flow %
4.27%
Top 10 Hldgs %
37.07%
Holding
300
New
47
Increased
15
Reduced
8
Closed
104

Top Buys

1
MUFG icon
Mitsubishi UFJ Financial
MUFG
$15M
2
BNAI
Brand Engagement Network
BNAI
$11.5M
3
BZAI
Blaize Holdings, Inc. Common Stock
BZAI
$11.4M
4
LHC
Leo Holdings Corp. II
LHC
$9.59M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$7.07M

Top Sells

1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
$6.08M
2
SMFG icon
Sumitomo Mitsui Financial
SMFG
$4.41M
3
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$4.17M
4
TMAC
The Music Acquisition Corporation
TMAC
$3.94M
5
EUDA icon
EUDA Health Holdings
EUDA
$3.51M

Sector Composition

1 Financials 50.34%
2 Technology 10.63%
3 Consumer Discretionary 8.14%
4 Healthcare 3.87%
5 Industrials 2.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SNDL icon
176
Sundial Growers
SNDL
$638M
$21.5K ﹤0.01%
+10,310
New +$21.5K
AVPTW
177
DELISTED
AvePoint Inc Warrant
AVPTW
$14K ﹤0.01%
25,000
– –
APGB.WS
178
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$14K ﹤0.01%
100,000
– –
BMTX.WS
179
DELISTED
BM Technologies, Inc. Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50
BMTX.WS
$13K ﹤0.01%
25,000
– –
AMBP.WS icon
180
Ardagh Metal Packaging Warrants
AMBP.WS
$12.6M
$11K ﹤0.01%
25,000
– –
GRABW icon
181
Grab Holdings Limited Warrant
GRABW
$9.88M
$10.7K ﹤0.01%
19,900
– –
ZURAW
182
DELISTED
Zura Bio Limited Warrants
ZURAW
$7.5K ﹤0.01%
+50,000
New +$7.5K
LJAQW
183
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$7.4K ﹤0.01%
50,000
– –
BHACW
184
DELISTED
Focus Impact BH3 Acquisition Company Warrants
BHACW
$5.93K ﹤0.01%
+50,000
New +$5.93K
PIIIW icon
185
P3 Health Partners Inc. Warrant
PIIIW
$3.5K ﹤0.01%
+25,000
New +$3.5K
ARBGW
186
DELISTED
Aequi Acquisition Corp. warrants
ARBGW
$3.27K ﹤0.01%
+116,666
New +$3.27K
ADEX.WS
187
DELISTED
Adit EdTech Acquisition Corp Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share
ADEX.WS
$3K ﹤0.01%
+50,000
New +$3K
FATH.WS
188
DELISTED
Fathom Digital Manufacturing Corporation Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
FATH.WS
$2.08K ﹤0.01%
25,000
– –
CTAQW
189
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$1.9K ﹤0.01%
+28,333
New +$1.9K
EUCRW
190
DELISTED
Eucrates Biomedical Acquisition Corp. Warrant
EUCRW
$1.85K ﹤0.01%
+33,333
New +$1.85K
UWMC.WS icon
191
UWM Holdings Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
UWMC.WS
$20.8M
$1.51K ﹤0.01%
12,044
– –
AEON.WS
192
DELISTED
AEON Biopharma, Inc. Warrants, each whole warrant exercisable to purchase one share of Class A Common Stock at an exercise price of $11.50 per share
AEON.WS
$1.14K ﹤0.01%
+25,000
New +$1.14K
GLS.WS
193
DELISTED
Gelesis Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
GLS.WS
$890 ﹤0.01%
100,000
– –
CDIO icon
194
Cardio Diagnostics
CDIO
$6.54M
– –
-1,667
Closed -$502K
EUDA icon
195
EUDA Health Holdings
EUDA
$54.2M
– –
-350,000
Closed -$3.51M
NEOG icon
196
Neogen
NEOG
$1.25B
– –
-10,000
Closed -$140K
NMR icon
197
Nomura Holdings
NMR
$21.1B
– –
-150,000
Closed -$495K
SIRI icon
198
SiriusXM
SIRI
$8.1B
– –
0
– –
SPY icon
199
SPDR S&P 500 ETF Trust
SPY
$660B
– –
0
– –
XBI icon
200
SPDR S&P Biotech ETF
XBI
$5.39B
– –
0
– –
6 7
8
9 10