CIM

Cowen Investment Management’s Nomura Holdings NMR Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-150,000	Closed	-$495K	–	197
2022 Q3	$495K	Buy	150,000 +50,000	+50%	+$165K	0.11%	214
2022 Q2	$358K	Buy	+100,000	New	+$358K	0.08%	233