CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
-4.09%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$466M
AUM Growth
+$3.36M
Cap. Flow
+$24.6M
Cap. Flow %
5.28%
Top 10 Hldgs %
39.48%
Holding
303
New
60
Increased
6
Reduced
29
Closed
32

Top Buys

1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
$6.35M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
$4.92M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
$3.99M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M

Top Sells

1
FBRT
Franklin BSP Realty Trust
FBRT
$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
$3.92M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
$2.79M

Sector Composition

1 Financials 36.4%
2 Consumer Discretionary 17.52%
3 Technology 4.87%
4 Healthcare 2.79%
5 Industrials 1.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TSPQ.U
176
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$974K 0.21%
100,000
– –
DALS
177
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
$972K 0.21%
+100,000
New +$972K
TPBA
178
DELISTED
TPB Acquisition Corporation I Class A Ordinary Share
TPBA
$972K 0.21%
+100,000
New +$972K
NLITU
179
DELISTED
Northern Lights Acquisition Corp. Units
NLITU
$965K 0.21%
95,000
– –
LMAOU
180
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
$931K 0.2%
90,000
– –
CTAQU
181
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$846K 0.18%
85,000
– –
GSQD.U
182
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
$841K 0.18%
85,000
– –
MACUU
183
DELISTED
Mallard Acquisition Corp. Unit
MACUU
$769K 0.16%
75,000
– –
IVCBU
184
DELISTED
Investcorp Europe Acquisition Corp I Unit
IVCBU
$758K 0.16%
+75,000
New +$758K
NUBIU
185
DELISTED
Nubia Brand International Corp. Unit
NUBIU
$749K 0.16%
+75,000
New +$749K
HCARU
186
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$746K 0.16%
75,000
– –
EPHYU
187
DELISTED
Epiphany Technology Acquisition Corp. Unit
EPHYU
$745K 0.16%
75,000
– –
KAIRU
188
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$745K 0.16%
75,000
– –
DMYS
189
DELISTED
dMY Technology Group, Inc. VI
DMYS
$740K 0.16%
+75,000
New +$740K
PMGMU
190
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
$739K 0.16%
75,000
– –
HIIIU
191
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
$739K 0.16%
75,000
– –
NDACU
192
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
$739K 0.16%
75,000
– –
KLAQU
193
DELISTED
KL Acquisition Corp Unit
KLAQU
$736K 0.16%
75,000
– –
LHC
194
DELISTED
Leo Holdings Corp. II
LHC
$735K 0.16%
75,000
-25,000
-25% -$245K
TSIB
195
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$735K 0.16%
+75,000
New +$735K
ANAC
196
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
$734K 0.16%
75,000
-25,000
-25% -$245K
SOC icon
197
Sable Offshore Corp
SOC
$2.27B
$731K 0.16%
75,000
– –
FVAM
198
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
$690K 0.15%
70,000
– –
LMACA
199
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$595K 0.13%
60,038
– –
JYAC
200
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$590K 0.13%
60,000
– –
6 7
8
9 10