CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$466M
AUM Growth
+$3.36M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
303
New
Increased
Reduced
Closed

Top Buys

1
+$6.35M
2
+$4.92M
3
+$3.99M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.54M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.08M

Top Sells

1
+$5.18M
2
+$3.94M
3
+$3.92M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$2.79M

Sector Composition

1 Financials 36.4%
2 Consumer Discretionary 17.52%
3 Technology 4.87%
4 Healthcare 2.79%
5 Industrials 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$974K 0.21%
100,000
177
$972K 0.21%
+100,000
178
$972K 0.21%
+100,000
179
$965K 0.21%
95,000
180
$931K 0.2%
90,000
181
$846K 0.18%
85,000
182
$841K 0.18%
85,000
183
$769K 0.16%
75,000
184
$758K 0.16%
+75,000
185
$749K 0.16%
+75,000
186
$746K 0.16%
75,000
187
$745K 0.16%
75,000
188
$745K 0.16%
75,000
189
$740K 0.16%
+75,000
190
$739K 0.16%
75,000
191
$739K 0.16%
75,000
192
$739K 0.16%
75,000
193
$736K 0.16%
75,000
194
$735K 0.16%
75,000
-25,000
195
$735K 0.16%
+75,000
196
$734K 0.16%
75,000
-25,000
197
$731K 0.16%
75,000
198
$690K 0.15%
70,000
199
$595K 0.13%
60,038
200
$590K 0.13%
60,000
6 7
8
9 10