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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-4.1%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$467M
AUM Growth
+$3.03M
Cap. Flow
+$18.9M
Cap. Flow %
4.05%
Top 10 Hldgs %
39.43%
Holding
304
New
61
Increased
7
Reduced
30
Closed
36

Top Buys

Rank Stock Value
1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
+$6.39M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$4.9M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.33M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.52M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$2.93M

Top Sells

Rank Stock Value
1
FBRT
Franklin BSP Realty Trust
FBRT
+$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$3.93M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 36.36%
2 Consumer Discretionary 17.5%
3 Technology 4.97%
4 Healthcare 2.68%
5 Industrials 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSPQ.U
176
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$974K 0.21%
100,000
– –
DALS
177
DELISTED
DA32 Life Science Tech Acquisition Corp. Class A Common Stock
DALS
$972K 0.21%
+100,000
New +$966K
TPBA
178
DELISTED
TPB Acquisition Corporation I Class A Ordinary Share
TPBA
$972K 0.21%
+100,000
New +$968K
NLITU
179
DELISTED
Northern Lights Acquisition Corp. Units
NLITU
$965K 0.21%
95,000
– –
LMAOU
180
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
$931K 0.2%
90,000
– –
CTAQU
181
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$846K 0.18%
85,000
– –
GSQD.U
182
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
$841K 0.18%
85,000
– –
MACUU
183
DELISTED
Mallard Acquisition Corp. Unit
MACUU
$769K 0.16%
75,000
– –
IVCBU
184
DELISTED
Investcorp Europe Acquisition Corp I Unit
IVCBU
$758K 0.16%
+75,000
New +$756K
NUBIU
185
DELISTED
Nubia Brand International Corp. Unit
NUBIU
$749K 0.16%
+75,000
New +$750K
HCARU
186
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$746K 0.16%
75,000
– –
EPHYU
187
DELISTED
Epiphany Technology Acquisition Corp. Unit
EPHYU
$745K 0.16%
75,000
– –
KAIRU
188
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$745K 0.16%
75,000
– –
DMYS
189
DELISTED
dMY Technology Group, Inc. VI
DMYS
$740K 0.16%
+75,000
New +$733K
PMGMU
190
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
$739K 0.16%
75,000
– –
HIIIU
191
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
$739K 0.16%
75,000
– –
NDACU
192
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
$739K 0.16%
75,000
– –
KLAQU
193
DELISTED
KL Acquisition Corp Unit
KLAQU
$736K 0.16%
75,000
– –
LHC
194
DELISTED
Leo Holdings Corp. II
LHC
$735K 0.16%
75,000
-25,000
-25% -$244K
TSIB
195
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$735K 0.16%
+75,000
New +$731K
ANAC
196
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
$734K 0.16%
75,000
-25,000
-25% -$243K
SOC icon
197
Sable Offshore Corp
SOC
$840M
$731K 0.16%
75,000
– –
FVAM
198
DELISTED
5:01 Acquisition Corp
FVAM
$690K 0.15%
70,000
– –
LMACA
199
DELISTED
Liberty Media Acquisition Corporation Series A Common Stock
LMACA
$595K 0.13%
60,038
– –
JYAC
200
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$590K 0.13%
60,000
– –
6 7
8
9 10

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SFG
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AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen Investment Management held 304 positions worth $467M, up 0.65% from $464M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cowen Investment Management deployed $18.9M of net new capital in Q1 2022, opening 61 new positions and adding to 7 existing holdings. Its largest new stake was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 36% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was SVF Investment Corp. Class A Ordinary Shares, an estimated $3.93M trimmed.

  • Cowen Investment Management's largest Q1 2022 buy was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.
  • Cowen Investment Management added most to Liberty Broadband Class A in Q1 2022, an estimated $4.33M increase.
  • Cowen Investment Management's biggest Q1 2022 reduction was SVF Investment Corp. Class A Ordinary Shares, cutting an estimated $3.93M.
  • Cowen Investment Management fully exited Franklin BSP Realty Trust in Q1 2022, selling an estimated $5.18M.
  • Cowen Investment Management's ten largest holdings make up 39% of its $467M portfolio in Q1 2022.
  • Cowen Investment Management opened 61 new positions and closed 36 in Q1 2022.
  • Cowen Investment Management's portfolio value rose 0.65% quarter-over-quarter to $467M.

Based on Cowen Investment Management's 13F filing for Q1 2022, filed 16 May 2022.