CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+2.12%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$383M
AUM Growth
+$127M
Cap. Flow
+$125M
Cap. Flow %
32.72%
Top 10 Hldgs %
56.41%
Holding
233
New
52
Increased
13
Reduced
18
Closed
28

Top Buys

1
PTRAW
Proterra Inc. Warrant
PTRAW
$65.5M
2
AZN icon
AstraZeneca
AZN
$30M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$3.67M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
$2.5M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.3M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
$1.73M
4
SPCX icon
The SPAC and New Issue ETF
SPCX
$1.43M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$1.04M

Sector Composition

1 Financials 29.72%
2 Healthcare 13.63%
3 Communication Services 1.85%
4 Industrials 1.24%
5 Technology 0.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TWLVU
151
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
$498K 0.13%
50,000
– –
ATSPU
152
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
$497K 0.13%
50,000
– –
PTOCU
153
DELISTED
Pine TechnologYES Acquisition Corp. Unit
PTOCU
$497K 0.13%
50,000
– –
MAAC
154
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$495K 0.13%
50,000
-100,000
-67% -$990K
COEP icon
155
Coeptis Therapeutics
COEP
$57.3M
$494K 0.13%
2,500
– –
CLIM
156
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$494K 0.13%
+50,000
New +$494K
BTAQ
157
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$493K 0.13%
50,000
– –
EUCR
158
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$492K 0.13%
50,000
– –
GRDI
159
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$485K 0.13%
50,000
– –
CRU
160
DELISTED
Crucible Acquisition Corporation
CRU
$485K 0.13%
50,000
– –
DSAC
161
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$485K 0.13%
50,000
– –
FOXWU
162
DELISTED
FoxWayne Enterprises Acquisition Corp. Unit
FOXWU
$470K 0.12%
45,000
-5,000
-10% -$52.2K
PIAI.U
163
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$452K 0.12%
45,000
– –
GOAC.U
164
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$406K 0.11%
40,000
-5,000
-11% -$50.8K
CFIVU
165
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$402K 0.1%
40,000
– –
FLACU
166
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
$402K 0.1%
40,000
– –
DHHCU
167
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$400K 0.1%
40,000
– –
GACQU
168
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
$400K 0.1%
+40,000
New +$400K
CND.U
169
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
$361K 0.09%
35,000
-35,000
-50% -$361K
KINZU
170
DELISTED
KINS Technology Group Inc. Unit
KINZU
$358K 0.09%
35,000
– –
WPCB
171
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$341K 0.09%
+35,000
New +$341K
PHICU
172
DELISTED
Population Health Investment Co., Inc. Unit
PHICU
$305K 0.08%
30,000
– –
SNRHU
173
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
$304K 0.08%
30,000
-30,000
-50% -$304K
HIGA.U
174
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$301K 0.08%
30,000
-30,000
-50% -$301K
ASAQ.WS
175
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$262K 0.07%
297,915
– –
5 6
7
8 9