CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$383M
AUM Growth
+$127M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
233
New
Increased
Reduced
Closed

Top Buys

1
+$65.5M
2
+$30M
3
+$3.67M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
+$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
+$2.5M

Top Sells

1
+$3.3M
2
+$2.97M
3
+$1.73M
4
SPCX icon
The SPAC and New Issue ETF
SPCX
+$1.43M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$1.03M

Sector Composition

1 Financials 29.72%
2 Healthcare 13.63%
3 Communication Services 1.85%
4 Industrials 1.24%
5 Technology 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$498K 0.13%
50,000
152
$497K 0.13%
50,000
153
$497K 0.13%
50,000
154
$495K 0.13%
50,000
-100,000
155
$494K 0.13%
2,500
156
$494K 0.13%
+50,000
157
$493K 0.13%
50,000
158
$492K 0.13%
50,000
159
$485K 0.13%
50,000
160
$485K 0.13%
50,000
161
$485K 0.13%
50,000
162
$470K 0.12%
45,000
-5,000
163
$452K 0.12%
45,000
164
$406K 0.11%
40,000
-5,000
165
$402K 0.1%
40,000
166
$402K 0.1%
40,000
167
$400K 0.1%
40,000
168
$400K 0.1%
+40,000
169
$361K 0.09%
35,000
-35,000
170
$358K 0.09%
35,000
171
$341K 0.09%
+35,000
172
$305K 0.08%
30,000
173
$304K 0.08%
30,000
-30,000
174
$301K 0.08%
30,000
-30,000
175
$262K 0.07%
297,915
5 6
7
8 9