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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+2.15%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$385M
AUM Growth
+$127M
Cap. Flow
+$34.3M
Cap. Flow %
8.91%
Top 10 Hldgs %
56.04%
Holding
237
New
54
Increased
16
Reduced
20
Closed
32

Top Buys

Rank Stock Value
1
AZN icon
AstraZeneca
AZN
+$27.4M
2
PTRAW
Proterra Inc. Warrant
PTRAW
+$18M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$3.43M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
+$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
+$2.51M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.36M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
+$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
+$1.73M
4
SPCK
The SPAC and New Issue ETF
SPCK
+$1.43M
5
ATA.U
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
+$1.01M

Sector Composition

Rank Sector Weight
1 Financials 29.53%
2 Healthcare 13.42%
3 Communication Services 1.79%
4 Industrials 1.23%
5 Technology 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSGAU
151
DELISTED
Blue Safari Group Acquisition Corp. Unit
BSGAU
$499K 0.13%
+50,000
New +$499K
STRE.U
152
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$499K 0.13%
+50,000
New +$500K
TWLVU
153
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
$498K 0.13%
50,000
– –
ATSPU
154
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
$497K 0.13%
50,000
– –
PTOCU
155
DELISTED
Pine TechnologYES Acquisition Corp. Unit
PTOCU
$497K 0.13%
50,000
– –
MAAC
156
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$495K 0.13%
50,000
-100,000
-67% -$987K
ZSQR
157
Z Squared Inc
ZSQR
$204M
$494K 0.13%
2,500
– –
CLIM
158
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$494K 0.13%
+50,000
New +$494K
BTAQ
159
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$493K 0.13%
50,000
– –
EUCR
160
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$492K 0.13%
50,000
– –
GRDI
161
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$485K 0.13%
50,000
– –
CRU
162
DELISTED
Crucible Acquisition Corporation
CRU
$485K 0.13%
50,000
– –
DSAC
163
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
$485K 0.13%
50,000
– –
FOXWU
164
DELISTED
FoxWayne Enterprises Acquisition Corp. Unit
FOXWU
$470K 0.12%
45,000
-5,000
-10% -$51.3K
PIAI.U
165
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$452K 0.12%
45,000
– –
IWM icon
166
PUT
iShares Russell 2000 ETF
IWM
$81.9B
$449K 0.12%
85,000
-165,000
-66% -$37.1M
SPY icon
167
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$408K 0.11%
70,000
-70,000
-50% -$29.2M
GOAC.U
168
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$406K 0.11%
40,000
-5,000
-11% -$50.9K
CFIVU
169
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$402K 0.1%
40,000
– –
FLACU
170
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
$402K 0.1%
40,000
– –
DHHCU
171
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$400K 0.1%
40,000
– –
GACQU
172
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
$400K 0.1%
+40,000
New +$398K
CND.U
173
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
$361K 0.09%
35,000
-35,000
-50% -$358K
KINZU
174
DELISTED
KINS Technology Group Inc. Unit
KINZU
$358K 0.09%
35,000
– –
WPCB
175
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$341K 0.09%
+35,000
New +$345K
5 6
7
8 9

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AMG
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XS
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AH
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MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Cowen Investment Management held 237 positions worth $385M, up 49% from $259M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen Investment Management deployed $34.3M of net new capital in Q2 2021, opening 54 new positions and adding to 16 existing holdings. Its largest new stake was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, down from 41% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Sprott Physical Gold and Silver Trust, an estimated $3.36M trimmed.

  • Cowen Investment Management's largest Q2 2021 buy was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.
  • Cowen Investment Management added most to AstraZeneca in Q2 2021, an estimated $27.4M increase.
  • Cowen Investment Management's biggest Q2 2021 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $3.36M.
  • Cowen Investment Management fully exited Foresight Acquisition Corp. Units in Q2 2021, selling an estimated $2.97M.
  • Cowen Investment Management's ten largest holdings make up 56% of its $385M portfolio in Q2 2021.
  • Cowen Investment Management opened 54 new positions and closed 32 in Q2 2021.
  • Cowen Investment Management's portfolio value rose 49% quarter-over-quarter to $385M.

Based on Cowen Investment Management's 13F filing for Q2 2021, filed 11 Aug 2021.