Cowen Investment Management’s Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant CND.U Stock Holding History

Cowen Investment Management’s Portfolio CND.U Stock Details CND.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-35,000	Closed	-$361K	–	237
2021 Q2	$361K	Sell	35,000 -35,000	-50%	-$358K	0.09%	173
2021 Q1	$718K	Sell	70,000 -80,000	-53%	-$849K	0.28%	100
2020 Q4	$1.55M	Buy	+150,000	New	+$1.53M	0.71%	16

Other funds holding CND.U

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Kepos Capital New York $61.3M AUM 12.13% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

LCS

Levin Capital Strategies New York $1.49B AUM 30.44% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $4.08B AUM 58.77% 1-Year Est. Return

Cowen Investment Management's CND.U Position: Q3 2021 in Review

Cowen Investment Management sold out of Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant (CND.U) in Q3 2021, closing a stake of 35,000 shares — an estimated $361K sold.

Cowen Investment Management first reported a position in CND.U in Q4 2020 and held it in 3 quarters. The position peaked at $1.55M in Q4 2020. 7 funds tracked by Wall St. Rank hold CND.U as of Q3 2021.

Cowen Investment Management reported no remaining Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant position as of Q3 2021 after selling out during the quarter.
Cowen Investment Management sold 35,000 Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant shares in Q3 2021, an estimated $361K.
Cowen Investment Management first reported a position in Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant in Q4 2020 and held it in 3 quarters.
Cowen Investment Management's Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant position peaked at $1.55M in Q4 2020.
7 funds tracked by Wall St. Rank held Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant as of Q3 2021.

Based on Cowen Investment Management's 13F filing for Q3 2021, filed 15 Nov 2021.