We are live on ! Find out more
CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-4.1%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$467M
AUM Growth
+$3.03M
Cap. Flow
+$18.9M
Cap. Flow %
4.05%
Top 10 Hldgs %
39.43%
Holding
304
New
61
Increased
7
Reduced
30
Closed
36

Top Buys

Rank Stock Value
1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
+$6.39M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$4.9M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.33M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.52M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$2.93M

Top Sells

Rank Stock Value
1
FBRT
Franklin BSP Realty Trust
FBRT
+$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$3.93M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 36.36%
2 Consumer Discretionary 17.5%
3 Technology 4.97%
4 Healthcare 2.68%
5 Industrials 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OBIO icon
126
Orchestra BioMed
OBIO
$266M
$991K 0.21%
+100,000
New +$988K
BOCNU
127
DELISTED
Blue Ocean Acquisition Corp Unit
BOCNU
$991K 0.21%
100,000
– –
PGRWU
128
DELISTED
Progress Acquisition Corp. Units
PGRWU
$991K 0.21%
100,000
– –
CVIIU
129
DELISTED
Churchill Capital Corp VII Units
CVIIU
$990K 0.21%
100,000
– –
WQGA
130
DELISTED
World Quantum Growth Acquisition Corp.
WQGA
$990K 0.21%
+100,000
New +$984K
OSTRU
131
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
$990K 0.21%
100,000
– –
OEPWU
132
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$990K 0.21%
100,000
– –
ISLE
133
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
$990K 0.21%
100,000
– –
GOAC
134
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$990K 0.21%
100,000
– –
CORS.U
135
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
$990K 0.21%
100,000
– –
BLUA.U
136
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$989K 0.21%
100,000
– –
AKLI
137
DELISTED
Akili Inc
AKLI
$989K 0.21%
+100,000
New +$986K
TZPSU
138
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
$989K 0.21%
100,000
– –
DAOO
139
DELISTED
Crypto 1 Acquisition Corp Class A Ordinary Shares
DAOO
$989K 0.21%
+100,000
New +$984K
EQD
140
DELISTED
Equity Distribution Acquisition Corp.
EQD
$989K 0.21%
100,000
-50,000
-33% -$492K
PNTM.U
141
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$988K 0.21%
100,000
– –
ACQRU
142
DELISTED
Independence Holdings Corp. Units
ACQRU
$988K 0.21%
100,000
– –
FRONU
143
DELISTED
Frontier Acquisition Corp. Units
FRONU
$987K 0.21%
+100,000
New +$986K
MIT.U
144
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$987K 0.21%
100,000
– –
LEAP
145
DELISTED
Ribbit LEAP, Ltd.
LEAP
$987K 0.21%
+100,000
New +$988K
BOAC
146
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$986K 0.21%
100,000
– –
EUCRU
147
DELISTED
Eucrates Biomedical Acquisition Corp. Unit
EUCRU
$986K 0.21%
+100,000
New +$992K
AAQC.U
148
DELISTED
Accelerate Acquisition Corp Units
AAQC.U
$986K 0.21%
100,000
– –
AFAQU
149
DELISTED
AF Acquisition Corp Units
AFAQU
$985K 0.21%
100,000
– –
IPVA.U
150
DELISTED
InterPrivate II Acquisition Corp. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVA.U
$985K 0.21%
100,000
– –
4 5
6
7 8

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen Investment Management held 304 positions worth $467M, up 0.65% from $464M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cowen Investment Management deployed $18.9M of net new capital in Q1 2022, opening 61 new positions and adding to 7 existing holdings. Its largest new stake was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 36% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was SVF Investment Corp. Class A Ordinary Shares, an estimated $3.93M trimmed.

  • Cowen Investment Management's largest Q1 2022 buy was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.
  • Cowen Investment Management added most to Liberty Broadband Class A in Q1 2022, an estimated $4.33M increase.
  • Cowen Investment Management's biggest Q1 2022 reduction was SVF Investment Corp. Class A Ordinary Shares, cutting an estimated $3.93M.
  • Cowen Investment Management fully exited Franklin BSP Realty Trust in Q1 2022, selling an estimated $5.18M.
  • Cowen Investment Management's ten largest holdings make up 39% of its $467M portfolio in Q1 2022.
  • Cowen Investment Management opened 61 new positions and closed 36 in Q1 2022.
  • Cowen Investment Management's portfolio value rose 0.65% quarter-over-quarter to $467M.

Based on Cowen Investment Management's 13F filing for Q1 2022, filed 16 May 2022.