CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
-4.09%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$466M
AUM Growth
+$3.36M
Cap. Flow
+$24.6M
Cap. Flow %
5.28%
Top 10 Hldgs %
39.48%
Holding
303
New
60
Increased
6
Reduced
29
Closed
32

Top Buys

1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
$6.35M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
$4.92M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
$3.99M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M

Top Sells

1
FBRT
Franklin BSP Realty Trust
FBRT
$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
$3.92M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
$2.79M

Sector Composition

1 Financials 36.4%
2 Consumer Discretionary 17.52%
3 Technology 4.87%
4 Healthcare 2.79%
5 Industrials 1.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EDTXU
101
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$1.01M 0.22%
100,000
– –
PEPLU
102
DELISTED
PepperLime Health Acquisition Corporation Unit
PEPLU
$1.01M 0.22%
100,000
– –
MEOA
103
DELISTED
Minority Equality Opportunities Acquisition Inc. Class A Common Stock
MEOA
$1M 0.22%
100,000
– –
RWODU
104
DELISTED
Redwoods Acquisition Corp. Unit
RWODU
$1M 0.21%
+100,000
New +$1M
PACI.U
105
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$1M 0.21%
100,000
– –
LJAQU
106
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$1M 0.21%
100,000
– –
ITHXU
107
DELISTED
ITHAX Acquisition Corp. Unit
ITHXU
$1M 0.21%
100,000
– –
GTI icon
108
Graphjet Technology
GTI
$8.29M
$1M 0.21%
+1,667
New +$1M
SCRMU
109
DELISTED
Screaming Eagle Acquisition Corp. Unit
SCRMU
$1M 0.21%
+100,000
New +$1M
LIVBU
110
DELISTED
LIV Capital Acquisition Corp. II Unit
LIVBU
$1M 0.21%
+100,000
New +$1M
ZINGU
111
DELISTED
FTAC Zeus Acquisition Corp. Unit
ZINGU
$1M 0.21%
100,000
– –
SWSSU
112
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
$999K 0.21%
200,000
– –
LIBY
113
DELISTED
Liberty Resources Acquisition Corp. Class A Common Stock
LIBY
$999K 0.21%
100,000
– –
GVCI
114
DELISTED
Green Visor Financial Technology Acquisition Corp. I Class A Ordinary Shares
GVCI
$999K 0.21%
+100,000
New +$999K
CNGL
115
DELISTED
Canna-Global Acquisition Corp. Class A Common Stock
CNGL
$998K 0.21%
+100,000
New +$998K
BOAS.U
116
DELISTED
BOA Acquisition Corp. Units, each consisting of one share of Class A common stock, and one third of one redeemable warrant
BOAS.U
$997K 0.21%
100,000
– –
GCTS
117
GCT Semiconductor Holding
GCTS
$70.9M
$994K 0.21%
+100,000
New +$994K
FCAX.U
118
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$994K 0.21%
100,000
– –
SHQAU
119
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
$994K 0.21%
100,000
– –
LGACU
120
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$993K 0.21%
100,000
– –
WWACU
121
DELISTED
Worldwide Webb Acquisition Corp. Unit
WWACU
$992K 0.21%
100,000
– –
CIIG
122
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$992K 0.21%
100,000
– –
HPX
123
DELISTED
HPX Corp.
HPX
$992K 0.21%
100,000
– –
POWRU
124
DELISTED
Powered Brands Units
POWRU
$992K 0.21%
100,000
– –
VGII.U
125
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
$992K 0.21%
100,000
– –
3 4
5
6 7