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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-4.1%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$467M
AUM Growth
+$3.03M
Cap. Flow
+$18.9M
Cap. Flow %
4.05%
Top 10 Hldgs %
39.43%
Holding
304
New
61
Increased
7
Reduced
30
Closed
36

Top Buys

Rank Stock Value
1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
+$6.39M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$4.9M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.33M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.52M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$2.93M

Top Sells

Rank Stock Value
1
FBRT
Franklin BSP Realty Trust
FBRT
+$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$3.93M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 36.36%
2 Consumer Discretionary 17.5%
3 Technology 4.97%
4 Healthcare 2.68%
5 Industrials 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDTXU
101
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$1.01M 0.22%
100,000
– –
PEPLU
102
DELISTED
PepperLime Health Acquisition Corporation Unit
PEPLU
$1M 0.22%
100,000
– –
MEOA
103
DELISTED
Minority Equality Opportunities Acquisition Inc. Class A Common Stock
MEOA
$1M 0.22%
100,000
– –
RWODU
104
DELISTED
Redwoods Acquisition Corp. Unit
RWODU
$1M 0.21%
+100,000
New +$1M
PACI.U
105
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$1M 0.21%
100,000
– –
LJAQU
106
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$1M 0.21%
100,000
– –
ITHXU
107
DELISTED
ITHAX Acquisition Corp. Unit
ITHXU
$1M 0.21%
100,000
– –
GTI
108
DELISTED
Graphjet Technology
GTI
$1M 0.21%
+1,667
New +$993K
SCRMU
109
DELISTED
Screaming Eagle Acquisition Corp. Unit
SCRMU
$1M 0.21%
+100,000
New +$991K
LIVBU
110
DELISTED
LIV Capital Acquisition Corp. II Unit
LIVBU
$1M 0.21%
+100,000
New +$1M
ZINGU
111
DELISTED
FTAC Zeus Acquisition Corp. Unit
ZINGU
$1M 0.21%
100,000
– –
SWSSU
112
DELISTED
Clean Energy Special Situations Corp. Unit
SWSSU
$999K 0.21%
200,000
– –
LIBY
113
DELISTED
Liberty Resources Acquisition Corp. Class A Common Stock
LIBY
$999K 0.21%
100,000
– –
GVCI
114
DELISTED
Green Visor Financial Technology Acquisition Corp. I Class A Ordinary Shares
GVCI
$999K 0.21%
+100,000
New +$993K
CNGL
115
DELISTED
Canna-Global Acquisition Corp. Class A Common Stock
CNGL
$998K 0.21%
+100,000
New +$992K
BOAS.U
116
DELISTED
BOA Acquisition Corp. Units, each consisting of one share of Class A common stock, and one third of one redeemable warrant
BOAS.U
$997K 0.21%
100,000
– –
GCTS
117
GCT Semiconductor Holding
GCTS
$200M
$994K 0.21%
+100,000
New +$989K
FCAX.U
118
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$994K 0.21%
100,000
– –
SHQAU
119
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
$994K 0.21%
100,000
– –
LGACU
120
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$993K 0.21%
100,000
– –
WWACU
121
DELISTED
Worldwide Webb Acquisition Corp. Unit
WWACU
$992K 0.21%
100,000
– –
CIIG
122
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$992K 0.21%
100,000
– –
HPX
123
DELISTED
HPX Corp.
HPX
$992K 0.21%
100,000
– –
POWRU
124
DELISTED
Powered Brands Units
POWRU
$992K 0.21%
100,000
– –
VGII.U
125
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
$992K 0.21%
100,000
– –
3 4
5
6 7

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen Investment Management held 304 positions worth $467M, up 0.65% from $464M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cowen Investment Management deployed $18.9M of net new capital in Q1 2022, opening 61 new positions and adding to 7 existing holdings. Its largest new stake was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 36% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was SVF Investment Corp. Class A Ordinary Shares, an estimated $3.93M trimmed.

  • Cowen Investment Management's largest Q1 2022 buy was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.
  • Cowen Investment Management added most to Liberty Broadband Class A in Q1 2022, an estimated $4.33M increase.
  • Cowen Investment Management's biggest Q1 2022 reduction was SVF Investment Corp. Class A Ordinary Shares, cutting an estimated $3.93M.
  • Cowen Investment Management fully exited Franklin BSP Realty Trust in Q1 2022, selling an estimated $5.18M.
  • Cowen Investment Management's ten largest holdings make up 39% of its $467M portfolio in Q1 2022.
  • Cowen Investment Management opened 61 new positions and closed 36 in Q1 2022.
  • Cowen Investment Management's portfolio value rose 0.65% quarter-over-quarter to $467M.

Based on Cowen Investment Management's 13F filing for Q1 2022, filed 16 May 2022.