CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$466M
AUM Growth
+$3.36M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
303
New
Increased
Reduced
Closed

Top Buys

1
+$6.35M
2
+$4.92M
3
+$3.99M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.54M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.08M

Top Sells

1
+$5.18M
2
+$3.94M
3
+$3.92M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$2.79M

Sector Composition

1 Financials 36.4%
2 Consumer Discretionary 17.52%
3 Technology 4.87%
4 Healthcare 2.79%
5 Industrials 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$1.01M 0.22%
100,000
102
$1M 0.22%
100,000
103
$1M 0.22%
100,000
104
$1M 0.21%
+100,000
105
$1M 0.21%
100,000
106
$1M 0.21%
100,000
107
$1M 0.21%
100,000
108
$1M 0.21%
+1,667
109
$1M 0.21%
+100,000
110
$1M 0.21%
+100,000
111
$1M 0.21%
100,000
112
$999K 0.21%
200,000
113
$999K 0.21%
100,000
114
$999K 0.21%
+100,000
115
$998K 0.21%
+100,000
116
$997K 0.21%
100,000
117
$994K 0.21%
+100,000
118
$994K 0.21%
100,000
119
$994K 0.21%
100,000
120
$993K 0.21%
100,000
121
$992K 0.21%
100,000
122
$992K 0.21%
100,000
123
$992K 0.21%
100,000
124
$992K 0.21%
100,000
125
$992K 0.21%
100,000
3 4
5
6 7