CIM
Cowen Investment Management Portfolio holdings
AUM
$12M
This Quarter Return
-18.29%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$173M
AUM Growth
+$173M
(-44%)
Cap. Flow
-$115M
Cap. Flow
% of AUM
-66.78%
Top 10 Holdings %
Top 10 Hldgs %
90.72%
Holding
106
New
12
Increased
4
Reduced
11
Closed
65
Top Buys
| 1 |
Sumitomo Mitsui Financial
SMFG
|
$52.7M |
| 2 |
HighPeak Energy
HPK
|
$23.8M |
| 3 |
HSBC
HSBC
|
$7.28M |
| 4 |
Mizuho Financial
MFG
|
$4.58M |
| 5 |
Liberty Broadband Class A
LBRDA
|
$1.9M |
Top Sells
| 1 |
BP
BP
|
$22.7M |
| 2 |
Rio Tinto
RIO
|
$12.2M |
| 3 |
Sprott Physical Gold and Silver Trust
CEF
|
$10.1M |
| 4 |
HOFV
Hall of Fame Resort & Entertainment Co
HOFV
|
$6.35M |
| 5 |
VVNT
Vivint Smart Home, Inc. Class A Common Stock
VVNT
|
$5.66M |
Sector Composition
| 1 | Financials | 47.25% |
| 2 | Energy | 27.97% |
| 3 | Communication Services | 11.69% |
| 4 | Consumer Staples | 3.64% |
| 5 | Healthcare | 1.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
101
Vertiv
VRT
$48.7B
| – | – | -100,000 | Closed | -$1.1M |
|
|
NKLA
102
DELISTED
Nikola Corporation Common Stock
NKLA
| – | – | -100,000 | Closed | -$1.03M |
|
|
LSXMK
103
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
| – | – | -56,670 | Closed | -$2.73M |
|
|
FSR
104
DELISTED
Fisker Inc.
FSR
| – | – | -300,000 | Closed | -$3.05M |
|
|
VVNT
105
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
| – | – | -550,000 | Closed | -$5.66M |
|
|
PAYA
106
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
| – | – | -200,000 | Closed | -$2.02M |
|