CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$173M
AUM Growth
-$135M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
106
New
Increased
Reduced
Closed

Top Buys

1
+$52.7M
2
+$23.8M
3
+$7.28M
4
MFG icon
Mizuho Financial
MFG
+$4.58M
5
LBRDA icon
Liberty Broadband Class A
LBRDA
+$1.9M

Top Sells

1
+$22.7M
2
+$12.2M
3
+$10.1M
4
HOFV
Hall of Fame Resort & Entertainment Co
HOFV
+$6.35M
5
VVNT
Vivint Smart Home, Inc. Class A Common Stock
VVNT
+$5.66M

Sector Composition

1 Financials 47.25%
2 Energy 27.97%
3 Communication Services 11.69%
4 Consumer Staples 3.64%
5 Healthcare 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
– –
-57,500
102
– –
-57,500
103
– –
-150,000
104
– –
-50,000
105
– –
-25,000
106
– –
-54,800
1 2 3 4
5