CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+3.47%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$256M
AUM Growth
+$256M
Cap. Flow
+$30.3M
Cap. Flow %
11.86%
Top 10 Hldgs %
47.59%
Holding
279
New
122
Increased
2
Reduced
33
Closed
98

Top Buys

1
AZN icon
AstraZeneca
AZN
$12.5M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.87M
3
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$3M

Top Sells

1
ERESU
East Resources Acquisition Company Unit
ERESU
$2.91M
2
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$2.58M
3
AHACU
Alpha Healthcare Acquisition Corp. Unit
AHACU
$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GIGGU
76
DELISTED
GigCapital4, Inc. Unit
GIGGU
$987K 0.38% +100,000 New +$987K
PGRWU
77
DELISTED
Progress Acquisition Corp. Units
PGRWU
$985K 0.38% +100,000 New +$985K
HPX
78
DELISTED
HPX Corp.
HPX
$982K 0.38% 100,000 – –
HCIIU
79
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$981K 0.38% +100,000 New +$981K
LHC
80
DELISTED
Leo Holdings Corp. II
LHC
$972K 0.38% +100,000 New +$972K
CYXT
81
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$941K 0.36% +94,794 New +$941K
SNCE
82
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
$938K 0.36% 92,500 +42,500 +85% +$431K
OTRAU
83
DELISTED
OTR Acquisition Corp. Unit
OTRAU
$937K 0.36% 90,000 -10,000 -10% -$104K
CTAQU
84
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$855K 0.33% 85,000 -15,000 -15% -$151K
GSQD.U
85
DELISTED
G Squared Ascend I Inc. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant to acquire one Class A ordinary share
GSQD.U
$850K 0.33% +85,000 New +$850K
BURU icon
86
Nuburu, Inc.
BURU
$12.9M
$794K 0.31% 80,000 -70,000 -47% -$695K
MACUU
87
DELISTED
Mallard Acquisition Corp. Unit
MACUU
$755K 0.29% 75,000 -25,000 -25% -$252K
DMYQ.U
88
DELISTED
dMY Technology Group, Inc. IV Units, each consisting of one share of Class A common stock and one-fi
DMYQ.U
$753K 0.29% +75,000 New +$753K
EPHYU
89
DELISTED
Epiphany Technology Acquisition Corp. Unit
EPHYU
$752K 0.29% +75,000 New +$752K
HCARU
90
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$752K 0.29% 75,000 -25,000 -25% -$251K
PMGMU
91
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
$746K 0.29% +75,000 New +$746K
HIIIU
92
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
$744K 0.29% +75,000 New +$744K
GBTG icon
93
American Express Global Business Travel
GBTG
$3.99B
$743K 0.29% +75,000 New +$743K
KLAQU
94
DELISTED
KL Acquisition Corp Unit
KLAQU
$743K 0.29% +75,000 New +$743K
YAC
95
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$739K 0.29% +75,000 New +$739K
ENPC
96
DELISTED
Executive Network Partnering Corporation
ENPC
$729K 0.28% +75,000 New +$729K
PMVC
97
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$728K 0.28% 75,000 – –
SGAMU
98
DELISTED
Seaport Global Acquisition Corp. Unit
SGAMU
$723K 0.28% 70,000 -55,000 -44% -$568K
CND.U
99
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
$718K 0.28% 70,000 -80,000 -53% -$821K
SCPE
100
DELISTED
SC Health Corporation
SCPE
$706K 0.27% 70,000 -5,000 -7% -$50.4K
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4
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