CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+2.12%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$383M
AUM Growth
+$127M
Cap. Flow
+$125M
Cap. Flow %
32.72%
Top 10 Hldgs %
56.41%
Holding
233
New
52
Increased
13
Reduced
18
Closed
28

Top Buys

1
PTRAW
Proterra Inc. Warrant
PTRAW
$65.5M
2
AZN icon
AstraZeneca
AZN
$30M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$3.67M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
$2.5M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.3M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
$1.73M
4
SPCX icon
The SPAC and New Issue ETF
SPCX
$1.43M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$1.04M

Sector Composition

1 Financials 29.72%
2 Healthcare 13.63%
3 Communication Services 1.85%
4 Industrials 1.24%
5 Technology 0.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EUSGU
51
DELISTED
European Sustainable Growth Acquisition Corp. Unit
EUSGU
$1.01M 0.26%
100,000
– –
LJAQU
52
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$1.01M 0.26%
100,000
– –
AAQC.U
53
DELISTED
Accelerate Acquisition Corp. Units, each consisting of one Class A common stock, and one-third of one redeemable warrant
AAQC.U
$1.01M 0.26%
+100,000
New +$1.01M
MIT.U
54
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$1.01M 0.26%
100,000
– –
ASZ.U
55
DELISTED
Austerlitz Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
ASZ.U
$1.01M 0.26%
+100,000
New +$1.01M
SPAQ.U
56
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
$1.01M 0.26%
100,000
– –
ADOC
57
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
$1.01M 0.26%
100,000
– –
KAHC.U
58
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$1M 0.26%
100,000
– –
PPGHU
59
DELISTED
Poema Global Holdings Corp. Unit
PPGHU
$1M 0.26%
100,000
– –
PGRWU
60
DELISTED
Progress Acquisition Corp. Units
PGRWU
$1M 0.26%
100,000
– –
FCAX.U
61
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$1M 0.26%
100,000
– –
MDH.U
62
DELISTED
MDH Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one redeemable warrant
MDH.U
$1M 0.26%
100,000
– –
GGPIU
63
DELISTED
Gores Guggenheim, Inc. Unit
GGPIU
$1M 0.26%
+100,000
New +$1M
VGII.U
64
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
$1M 0.26%
+100,000
New +$1M
CVIIU
65
DELISTED
Churchill Capital Corp VII Units
CVIIU
$1M 0.26%
+100,000
New +$1M
BLUA.U
66
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$1M 0.26%
100,000
– –
PNTM.U
67
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$1M 0.26%
100,000
– –
POWRU
68
DELISTED
Powered Brands Units
POWRU
$1M 0.26%
100,000
– –
SPTKU
69
DELISTED
SportsTek Acquisition Corp. Unit
SPTKU
$1M 0.26%
100,000
– –
AAC.U
70
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$1M 0.26%
100,000
– –
SCLEU
71
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
$1M 0.26%
100,000
– –
OEPWU
72
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$1M 0.26%
100,000
– –
FVIV.U
73
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
$1M 0.26%
+100,000
New +$1M
PRPC.U
74
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$999K 0.26%
100,000
-50,000
-33% -$500K
ACQRU
75
DELISTED
Independence Holdings Corp. Units
ACQRU
$999K 0.26%
+100,000
New +$999K
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