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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+2.15%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$385M
AUM Growth
+$127M
Cap. Flow
+$34.3M
Cap. Flow %
8.91%
Top 10 Hldgs %
56.04%
Holding
237
New
54
Increased
16
Reduced
20
Closed
32

Top Buys

Rank Stock Value
1
AZN icon
AstraZeneca
AZN
+$27.4M
2
PTRAW
Proterra Inc. Warrant
PTRAW
+$18M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$3.43M
4
TRCA.U
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
+$3.25M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
+$2.51M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.36M
2
FOREU
Foresight Acquisition Corp. Units
FOREU
+$2.97M
3
VOSOU
Virtuoso Acquisition Corp. Unit
VOSOU
+$1.73M
4
SPCK
The SPAC and New Issue ETF
SPCK
+$1.43M
5
ATA.U
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
+$1.01M

Sector Composition

Rank Sector Weight
1 Financials 29.53%
2 Healthcare 13.42%
3 Communication Services 1.79%
4 Industrials 1.23%
5 Technology 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUSGU
51
DELISTED
European Sustainable Growth Acquisition Corp. Unit
EUSGU
$1.01M 0.26%
100,000
– –
LJAQU
52
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$1.01M 0.26%
100,000
– –
AAQC.U
53
DELISTED
Accelerate Acquisition Corp Units
AAQC.U
$1.01M 0.26%
+100,000
New +$1M
MIT.U
54
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$1.01M 0.26%
100,000
– –
ASZ.U
55
DELISTED
Austerlitz Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
ASZ.U
$1.01M 0.26%
+100,000
New +$1.01M
SPAQ.U
56
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
$1.01M 0.26%
100,000
– –
ADOC
57
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
$1M 0.26%
100,000
– –
KAHC.U
58
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$1M 0.26%
100,000
– –
PPGHU
59
DELISTED
Poema Global Holdings Corp. Unit
PPGHU
$1M 0.26%
100,000
– –
PGRWU
60
DELISTED
Progress Acquisition Corp. Units
PGRWU
$1M 0.26%
100,000
– –
FCAX.U
61
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$1M 0.26%
100,000
– –
MDH.U
62
DELISTED
MDH Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one redeemable warrant
MDH.U
$1M 0.26%
100,000
– –
GGPIU
63
DELISTED
Gores Guggenheim, Inc. Unit
GGPIU
$1M 0.26%
+100,000
New +$1,000K
VGII.U
64
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
$1M 0.26%
+100,000
New +$1M
CVIIU
65
DELISTED
Churchill Capital Corp VII Units
CVIIU
$1M 0.26%
+100,000
New +$1M
BLUA.U
66
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$1M 0.26%
100,000
– –
PNTM.U
67
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$1M 0.26%
100,000
– –
POWRU
68
DELISTED
Powered Brands Units
POWRU
$1M 0.26%
100,000
– –
SPTKU
69
DELISTED
SportsTek Acquisition Corp. Unit
SPTKU
$1M 0.26%
100,000
– –
AAC.U
70
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$1M 0.26%
100,000
– –
SCLEU
71
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
$1M 0.26%
100,000
– –
OEPWU
72
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$1M 0.26%
100,000
– –
FVIV.U
73
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
$1M 0.26%
+100,000
New +$1M
PRPC.U
74
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$999K 0.26%
100,000
-50,000
-33% -$504K
ACQRU
75
DELISTED
Independence Holdings Corp. Units
ACQRU
$999K 0.26%
+100,000
New +$1M
1 2
3
4 5

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Cowen Investment Management's Q2 2021 Portfolio in Review

As of Q2 2021, Cowen Investment Management held 237 positions worth $385M, up 49% from $259M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen Investment Management deployed $34.3M of net new capital in Q2 2021, opening 54 new positions and adding to 16 existing holdings. Its largest new stake was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, down from 41% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Sprott Physical Gold and Silver Trust, an estimated $3.36M trimmed.

  • Cowen Investment Management's largest Q2 2021 buy was Proterra Inc. Warrant: 3,427,607 shares worth $65.5M.
  • Cowen Investment Management added most to AstraZeneca in Q2 2021, an estimated $27.4M increase.
  • Cowen Investment Management's biggest Q2 2021 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $3.36M.
  • Cowen Investment Management fully exited Foresight Acquisition Corp. Units in Q2 2021, selling an estimated $2.97M.
  • Cowen Investment Management's ten largest holdings make up 56% of its $385M portfolio in Q2 2021.
  • Cowen Investment Management opened 54 new positions and closed 32 in Q2 2021.
  • Cowen Investment Management's portfolio value rose 49% quarter-over-quarter to $385M.

Based on Cowen Investment Management's 13F filing for Q2 2021, filed 11 Aug 2021.