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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$492M
AUM Growth
+$29.6M
Cap. Flow
+$48M
Cap. Flow %
9.75%
Top 10 Hldgs %
36.89%
Holding
301
New
48
Increased
17
Reduced
8
Closed
105

Top Buys

Rank Stock Value
1
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$11.6M
2
BNAI
Brand Engagement Network
BNAI
+$11.4M
3
BZAI
Blaize Holdings
BZAI
+$11.3M
4
LHC
Leo Holdings Corp. II
LHC
+$9.52M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$7.02M

Top Sells

Rank Stock Value
1
KLAQ
KL Acquisition Corp Class A Common Stock
KLAQ
+$6.08M
2
REVH
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
+$4.17M
3
TMAC
The Music Acquisition Corporation
TMAC
+$3.94M
4
EUDA icon
EUDA Health Holdings
EUDA
+$3.51M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.5M

Sector Composition

Rank Sector Weight
1 Financials 50.08%
2 Technology 10.58%
3 Consumer Discretionary 8.1%
4 Healthcare 3.85%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSTC
26
DELISTED
Northern Star Investment Corp. III
NSTC
$4.52M 0.92%
+449,900
New +$4.48M
LGAC
27
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$4.29M 0.87%
425,000
+125,000
+42% +$1.25M
BMAC
28
DELISTED
Black Mountain Acquisition Corp.
BMAC
$4.08M 0.83%
400,000
– –
BLEUU
29
DELISTED
bleuacacia ltd Unit
BLEUU
$4.07M 0.83%
400,000
– –
GSQB
30
DELISTED
G Squared Ascend II Inc.
GSQB
$4.06M 0.82%
+400,000
New +$4.01M
PRPC.U
31
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$3.76M 0.76%
372,041
– –
TRCA.U
32
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$3.52M 0.72%
350,000
– –
SDAC
33
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$3.52M 0.72%
+350,000
New +$3.49M
COCH icon
34
Envoy Medical
COCH
$57.6M
$3.51M 0.71%
+350,000
New +$3.48M
CCVI.U
35
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$3.5M 0.71%
350,000
– –
ANAC
36
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
$3.28M 0.67%
325,000
– –
SCOB
37
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
$3.21M 0.65%
316,932
– –
WQGA
38
DELISTED
World Quantum Growth Acquisition Corp.
WQGA
$3.06M 0.62%
300,000
+200,000
+200% +$2.02M
SLAMU
39
DELISTED
Slam Corp. Unit
SLAMU
$3.03M 0.62%
300,000
– –
STRE.U
40
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$3.02M 0.61%
300,000
– –
FSNB
41
DELISTED
Fusion Acquisition Corp. II
FSNB
$3.01M 0.61%
300,000
+200,000
+200% +$1.99M
FPAC
42
DELISTED
Far Peak Acquisition Corporation
FPAC
$3.01M 0.61%
300,000
-20,000
-6% -$199K
MFG icon
43
Mizuho Financial
MFG
$134B
$2.84M 0.58%
+1,000,000
New +$2.36M
HCNE
44
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$2.74M 0.56%
275,000
– –
AGGR
45
DELISTED
Agile Growth Corp
AGGR
$2.72M 0.55%
270,000
– –
LSXMK
46
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$2.72M 0.55%
89,694
+36,247
+68% +$1.16M
DMYS
47
DELISTED
dMY Technology Group, Inc. VI
DMYS
$2.56M 0.52%
255,000
+180,000
+240% +$1.79M
DCRD
48
DELISTED
Decarbonization Plus Acquisition Corporation IV Class A Ordinary Share
DCRD
$2.55M 0.52%
+250,000
New +$2.53M
SUAC.U
49
DELISTED
ShoulderUp Technology Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
SUAC.U
$2.53M 0.51%
250,000
– –
LCAA
50
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$2.52M 0.51%
250,000
– –
1
2
3 4 5

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AMG
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B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
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RCI
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Cowen Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Cowen Investment Management held 301 positions worth $492M, up 6.4% from $463M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Investment Management deployed $48M of net new capital in Q4 2022, opening 48 new positions and adding to 17 existing holdings. Its largest new stake was Mitsubishi UFJ Financial: 2,246,500 shares worth $15M.

By sector, the portfolio is most concentrated in Financials at 50% of assets, up from 44% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Sumitomo Mitsui Financial, an estimated $3.5M trimmed.

  • Cowen Investment Management's largest Q4 2022 buy was Mitsubishi UFJ Financial: 2,246,500 shares worth $15M.
  • Cowen Investment Management added most to Brand Engagement Network in Q4 2022, an estimated $11.4M increase.
  • Cowen Investment Management's biggest Q4 2022 reduction was Sumitomo Mitsui Financial, cutting an estimated $3.5M.
  • Cowen Investment Management fully exited KL Acquisition Corp Class A Common Stock in Q4 2022, selling an estimated $6.08M.
  • Cowen Investment Management's ten largest holdings make up 37% of its $492M portfolio in Q4 2022.
  • Cowen Investment Management opened 48 new positions and closed 105 in Q4 2022.
  • Cowen Investment Management's portfolio value rose 6.4% quarter-over-quarter to $492M.

Based on Cowen Investment Management's 13F filing for Q4 2022, filed 13 Feb 2023.