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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-4.1%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$467M
AUM Growth
+$3.03M
Cap. Flow
+$18.9M
Cap. Flow %
4.05%
Top 10 Hldgs %
39.43%
Holding
304
New
61
Increased
7
Reduced
30
Closed
36

Top Buys

Rank Stock Value
1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
+$6.39M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$4.9M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.33M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.52M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$2.93M

Top Sells

Rank Stock Value
1
FBRT
Franklin BSP Realty Trust
FBRT
+$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$3.93M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 36.36%
2 Consumer Discretionary 17.5%
3 Technology 4.97%
4 Healthcare 2.68%
5 Industrials 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFLYW
276
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
– –
-45,385
Closed -$48K
LLAP
277
DELISTED
Terran Orbital Corporation
LLAP
– –
-100,000
Closed -$989K
ADOC
278
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
– –
-100,000
Closed -$1.02M
ADOCW
279
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
– –
-65,000
Closed -$13K
APGB.WS
280
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
– –
-100,000
Closed -$95K
TRCA
281
DELISTED
Twin Ridge Capital Acquisition Corp.
TRCA
– –
-100,000
Closed -$969K
TMPO
282
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-200,000
Closed -$1.99M
GRNA
283
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
– –
-50,000
Closed -$496K
WPCB.U
284
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
– –
-50,000
Closed -$498K
FPAC.WS
285
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
– –
-928,277
Closed -$1.85M
FSRD
286
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
– –
-100,000
Closed -$986K
QNGY
287
DELISTED
Quanergy Systems, Inc.
QNGY
– –
-3,750
Closed -$751K
ENPC.WS
288
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
– –
-31,250
Closed -$21K
ASAQ.WS
289
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
– –
-297,915
Closed -$149K
NMMC
290
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
– –
-325,000
Closed -$3.21M
FST
291
DELISTED
FAST Acquisition Corp.
FST
– –
-50,000
Closed -$508K
XPOA
292
DELISTED
DPCM Capital, Inc.
XPOA
– –
-100,000
Closed -$982K
PSTH
293
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-200,000
Closed -$3.94M
DIDI
294
PUT
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
– –
-10,000
Closed -$55K
JOBS
295
DELISTED
51job Inc
JOBS
– –
-5,000
Closed -$245K
PPGH
296
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
– –
-50,000
Closed -$494K
SCVX
297
DELISTED
SCVX Corp.
SCVX
– –
-50,000
Closed -$500K
BTAQ
298
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
– –
-50,000
Closed -$501K
GCAC
299
DELISTED
Growth Capital Acquisition Corp. Class A Common Stock
GCAC
– –
-200,000
Closed -$1.99M
VMAC
300
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
– –
-100,000
Closed -$1.02M
9 10 11
12
13

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen Investment Management held 304 positions worth $467M, up 0.65% from $464M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cowen Investment Management deployed $18.9M of net new capital in Q1 2022, opening 61 new positions and adding to 7 existing holdings. Its largest new stake was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 36% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was SVF Investment Corp. Class A Ordinary Shares, an estimated $3.93M trimmed.

  • Cowen Investment Management's largest Q1 2022 buy was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.
  • Cowen Investment Management added most to Liberty Broadband Class A in Q1 2022, an estimated $4.33M increase.
  • Cowen Investment Management's biggest Q1 2022 reduction was SVF Investment Corp. Class A Ordinary Shares, cutting an estimated $3.93M.
  • Cowen Investment Management fully exited Franklin BSP Realty Trust in Q1 2022, selling an estimated $5.18M.
  • Cowen Investment Management's ten largest holdings make up 39% of its $467M portfolio in Q1 2022.
  • Cowen Investment Management opened 61 new positions and closed 36 in Q1 2022.
  • Cowen Investment Management's portfolio value rose 0.65% quarter-over-quarter to $467M.

Based on Cowen Investment Management's 13F filing for Q1 2022, filed 16 May 2022.