CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
-4.09%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$466M
AUM Growth
+$3.36M
Cap. Flow
+$24.6M
Cap. Flow %
5.28%
Top 10 Hldgs %
39.48%
Holding
303
New
60
Increased
6
Reduced
29
Closed
32

Top Buys

1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
+$6.35M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$4.92M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
+$3.99M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.54M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.09M

Top Sells

1
FBRT
Franklin BSP Realty Trust
FBRT
+$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$3.92M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$2.79M

Sector Composition

1 Financials 36.4%
2 Consumer Discretionary 17.52%
3 Technology 4.87%
4 Healthcare 2.79%
5 Industrials 1.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LFLYW
276
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
– –
-45,385
Closed -$48K
LLAP
277
DELISTED
Terran Orbital Corporation
LLAP
– –
-100,000
Closed -$989K
ADOC
278
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
– –
-100,000
Closed -$1.02M
ADOCW
279
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
– –
-65,000
Closed -$13K
APGB.WS
280
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
– –
-100,000
Closed -$95K
TRCA
281
DELISTED
Twin Ridge Capital Acquisition Corp.
TRCA
– –
-100,000
Closed -$969K
TMPO
282
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-200,000
Closed -$1.99M
GRNA
283
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
– –
-50,000
Closed -$496K
WPCB.U
284
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
– –
-50,000
Closed -$498K
FPAC.WS
285
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
– –
-928,277
Closed -$1.85M
FSRD
286
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
– –
-100,000
Closed -$986K
QNGY
287
DELISTED
Quanergy Systems, Inc.
QNGY
– –
-3,750
Closed -$751K
ENPC.WS
288
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
– –
-31,250
Closed -$21K
ASAQ.WS
289
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
– –
-297,915
Closed -$149K
NMMC
290
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
– –
-325,000
Closed -$3.21M
FST
291
DELISTED
FAST Acquisition Corp.
FST
– –
-50,000
Closed -$508K
XPOA
292
DELISTED
DPCM Capital, Inc.
XPOA
– –
-100,000
Closed -$982K
PSTH
293
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-200,000
Closed -$3.94M
DIDI
294
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
– –
0
– –
JOBS
295
DELISTED
51job, Inc.
JOBS
– –
-5,000
Closed -$245K
PPGH
296
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
– –
-50,000
Closed -$494K
SCVX
297
DELISTED
SCVX Corp.
SCVX
– –
-50,000
Closed -$500K
BTAQ
298
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
– –
-50,000
Closed -$501K
GCAC
299
DELISTED
Growth Capital Acquisition Corp. Class A Common Stock
GCAC
– –
-200,000
Closed -$1.99M
VMAC
300
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
– –
-100,000
Closed -$1.02M
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