CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$466M
AUM Growth
+$3.36M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
303
New
Increased
Reduced
Closed

Top Buys

1
+$6.35M
2
+$4.92M
3
+$3.99M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.54M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.08M

Top Sells

1
+$5.18M
2
+$3.94M
3
+$3.92M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$2.79M

Sector Composition

1 Financials 36.4%
2 Consumer Discretionary 17.52%
3 Technology 4.87%
4 Healthcare 2.79%
5 Industrials 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
251
$400K 0.09%
40,000
252
$398K 0.09%
40,000
253
$396K 0.08%
40,000
254
$396K 0.08%
40,000
255
$350K 0.08%
+35,000
256
$298K 0.06%
30,000
257
$280K 0.06%
23,227
+9,067
258
$253K 0.05%
25,000
-75,000
259
$247K 0.05%
25,000
260
$247K 0.05%
25,000
261
$246K 0.05%
25,000
-50,000
262
$246K 0.05%
25,000
263
$245K 0.05%
25,000
264
$244K 0.05%
+25,000
265
$14K ﹤0.01%
+100,000
266
– –
0
267
– –
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268
– –
-75,000
269
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-20,000
270
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-200,000
271
– –
0
272
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273
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274
– –
0
275
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-10,000
9 10
11
12 13