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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-4.1%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$467M
AUM Growth
+$3.03M
Cap. Flow
+$18.9M
Cap. Flow %
4.05%
Top 10 Hldgs %
39.43%
Holding
304
New
61
Increased
7
Reduced
30
Closed
36

Top Buys

Rank Stock Value
1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
+$6.39M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$4.9M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.33M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.52M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$2.93M

Top Sells

Rank Stock Value
1
FBRT
Franklin BSP Realty Trust
FBRT
+$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$3.93M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 36.36%
2 Consumer Discretionary 17.5%
3 Technology 4.97%
4 Healthcare 2.68%
5 Industrials 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GACQU
251
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
$403K 0.09%
40,000
– –
FLACU
252
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
$400K 0.09%
40,000
– –
GOAC.U
253
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$398K 0.09%
40,000
– –
CFIVU
254
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$396K 0.08%
40,000
– –
DHHCU
255
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$396K 0.08%
40,000
– –
VSEE
256
DELISTED
VSEE HEALTH INC
VSEE
$350K 0.08%
+35,000
New +$348K
HIGA.U
257
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$298K 0.06%
30,000
– –
STCN
258
DELISTED
Steel Connect, Inc. Common Stock
STCN
$280K 0.06%
23,227
+9,067
+64% +$109K
MLAC
259
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$253K 0.05%
25,000
-75,000
-75% -$755K
RMGCU
260
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$247K 0.05%
25,000
– –
HERAU
261
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$247K 0.05%
25,000
– –
OMEG
262
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$246K 0.05%
25,000
-50,000
-67% -$488K
RXRAU
263
DELISTED
RXR Acquisition Corp. Units
RXRAU
$246K 0.05%
25,000
– –
PSAGU
264
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$245K 0.05%
25,000
– –
JOFF
265
DELISTED
JOFF Fintech Acquisition Corp. Class A Common Stock
JOFF
$244K 0.05%
+25,000
New +$243K
SPY icon
266
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$117K 0.03%
10,000
-15,000
-60% -$6.68M
SLV icon
267
PUT
iShares Silver Trust
SLV
$31.8B
$27K 0.01%
+45,000
New +$1M
NVACR
268
DELISTED
NorthView Acquisition Corporation Rights
NVACR
$14K ﹤0.01%
+100,000
New +$16.8K
ARKK icon
269
PUT
ARK Innovation ETF
ARKK
$6.44B
– –
-10,000
Closed -$34K
FBRT
270
Franklin BSP Realty Trust
FBRT
$669M
– –
-346,937
Closed -$5.18M
GBTG icon
271
American Express Global Business Travel
GBTG
$4.93B
– –
-75,000
Closed -$740K
GRABW icon
272
Grab Holdings Warrant
GRABW
$546K
– –
-20,000
Closed -$42K
MLTX icon
273
MoonLake Immunotherapeutics
MLTX
$1.47B
– –
-200,000
Closed -$1.98M
RCL icon
274
PUT
Royal Caribbean
RCL
$82.4B
– –
-25,000
Closed -$67K
SST icon
275
System1
SST
$19.8M
– –
-10,000
Closed -$996K
9 10
11
12 13

Similar funds

SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen Investment Management held 304 positions worth $467M, up 0.65% from $464M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cowen Investment Management deployed $18.9M of net new capital in Q1 2022, opening 61 new positions and adding to 7 existing holdings. Its largest new stake was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 36% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was SVF Investment Corp. Class A Ordinary Shares, an estimated $3.93M trimmed.

  • Cowen Investment Management's largest Q1 2022 buy was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.
  • Cowen Investment Management added most to Liberty Broadband Class A in Q1 2022, an estimated $4.33M increase.
  • Cowen Investment Management's biggest Q1 2022 reduction was SVF Investment Corp. Class A Ordinary Shares, cutting an estimated $3.93M.
  • Cowen Investment Management fully exited Franklin BSP Realty Trust in Q1 2022, selling an estimated $5.18M.
  • Cowen Investment Management's ten largest holdings make up 39% of its $467M portfolio in Q1 2022.
  • Cowen Investment Management opened 61 new positions and closed 36 in Q1 2022.
  • Cowen Investment Management's portfolio value rose 0.65% quarter-over-quarter to $467M.

Based on Cowen Investment Management's 13F filing for Q1 2022, filed 16 May 2022.