CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
-4.09%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$466M
AUM Growth
+$3.36M
Cap. Flow
+$24.6M
Cap. Flow %
5.28%
Top 10 Hldgs %
39.48%
Holding
303
New
60
Increased
6
Reduced
29
Closed
32

Top Buys

1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
+$6.35M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$4.92M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
+$3.99M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.54M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.09M

Top Sells

1
FBRT
Franklin BSP Realty Trust
FBRT
+$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$3.92M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$2.79M

Sector Composition

1 Financials 36.4%
2 Consumer Discretionary 17.52%
3 Technology 4.87%
4 Healthcare 2.79%
5 Industrials 1.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FLACU
251
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
$400K 0.09%
40,000
– –
GOAC.U
252
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$398K 0.09%
40,000
– –
CFIVU
253
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$396K 0.08%
40,000
– –
DHHCU
254
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$396K 0.08%
40,000
– –
VSEE
255
VSee Health, Inc. Common Stock
VSEE
$11M
$350K 0.08%
+35,000
New +$350K
HIGA.U
256
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$298K 0.06%
30,000
– –
STCN
257
DELISTED
Steel Connect, Inc. Common Stock
STCN
$280K 0.06%
23,227
+9,067
+64% +$109K
MLAC
258
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$253K 0.05%
25,000
-75,000
-75% -$759K
RMGCU
259
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$247K 0.05%
25,000
– –
HERAU
260
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$247K 0.05%
25,000
– –
OMEG
261
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$246K 0.05%
25,000
-50,000
-67% -$492K
RXRAU
262
DELISTED
RXR Acquisition Corp. Units
RXRAU
$246K 0.05%
25,000
– –
PSAGU
263
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$245K 0.05%
25,000
– –
JOFF
264
DELISTED
JOFF Fintech Acquisition Corp. Class A Common Stock
JOFF
$244K 0.05%
+25,000
New +$244K
NVACR
265
DELISTED
NorthView Acquisition Corporation Rights
NVACR
$14K ﹤0.01%
+100,000
New +$14K
ARKK icon
266
ARK Innovation ETF
ARKK
$7.57B
– –
0
– –
FBRT
267
Franklin BSP Realty Trust
FBRT
$959M
– –
-346,937
Closed -$5.18M
GBTG icon
268
American Express Global Business Travel
GBTG
$4.35B
– –
-75,000
Closed -$740K
GRABW icon
269
Grab Holdings Limited Warrant
GRABW
$9.88M
– –
-20,000
Closed -$42K
MLTX icon
270
MoonLake Immunotherapeutics
MLTX
$3.88B
– –
-200,000
Closed -$1.98M
RCL icon
271
Royal Caribbean
RCL
$95.4B
– –
0
– –
SIRI icon
272
SiriusXM
SIRI
$8.23B
– –
0
– –
SLV icon
273
iShares Silver Trust
SLV
$20.3B
– –
0
– –
SPY icon
274
SPDR S&P 500 ETF Trust
SPY
$662B
– –
0
– –
SST icon
275
System1
SST
$62.2M
– –
-10,000
Closed -$996K
9 10
11
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