CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
-6.59%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$470M
AUM Growth
+$470M
Cap. Flow
+$41.4M
Cap. Flow %
8.82%
Top 10 Hldgs %
35.43%
Holding
313
New
45
Increased
12
Reduced
13
Closed
63

Top Buys

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.4M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
$9.75M
3
CNDA
Concord Acquisition Corp II
CNDA
$6.76M
4
BMAC
Black Mountain Acquisition Corp.
BMAC
$5.97M
5
RENEU
Cartesian Growth Corporation II Unit
RENEU
$5.01M

Top Sells

1
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
$3.54M
2
SNTI icon
Senti Biosciences
SNTI
$3.46M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.09M
4
PRST
Presto Technologies, Inc. Common Stock
PRST
$2.78M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
$2.53M

Sector Composition

1 Financials 45.39%
2 Consumer Discretionary 10.91%
3 Technology 2.96%
4 Real Estate 1.26%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TSIBU
226
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$490K 0.1% 50,000 – –
PANA
227
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$488K 0.1% 50,000 – –
DNAD
228
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$486K 0.1% 50,000 – –
LSXMA
229
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$448K 0.1% 12,432 -13,375 -52% -$482K
ADALU
230
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
$403K 0.09% 40,000 -10,000 -20% -$101K
DHHCU
231
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$392K 0.08% 40,000 – –
SPNT icon
232
SiriusPoint
SPNT
$2.19B
$366K 0.08% 67,613 – –
NMR icon
233
Nomura Holdings
NMR
$21.1B
$358K 0.08% +100,000 New +$358K
STCN
234
DELISTED
Steel Connect, Inc. Common Stock
STCN
$290K 0.06% 216,787 – –
RMGCU
235
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$247K 0.05% 25,000 – –
OMEG
236
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$246K 0.05% 25,000 – –
RXRAU
237
DELISTED
RXR Acquisition Corp. Units
RXRAU
$246K 0.05% 25,000 – –
BALY icon
238
Bally's
BALY
$489M
$245K 0.05% +12,406 New +$245K
PSAGU
239
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$244K 0.05% 25,000 – –
ASTL icon
240
Algoma Steel
ASTL
$511M
$212K 0.05% +23,600 New +$212K
FPAC
241
DELISTED
Far Peak Acquisition Corporation
FPAC
$196K 0.04% +20,000 New +$196K
APGB.WS
242
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$25K 0.01% +100,000 New +$25K
ASAQ.WS
243
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$24K 0.01% +297,915 New +$24K
CND.WS
244
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$11K ﹤0.01% +10,000 New +$11K
GLS.WS
245
DELISTED
Gelesis Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
GLS.WS
$10K ﹤0.01% +100,000 New +$10K
FAZEW
246
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$9K ﹤0.01% +25,000 New +$9K
GRABW icon
247
Grab Holdings Limited Warrant
GRABW
$9.62M
$8K ﹤0.01% +19,900 New +$8K
CEF icon
248
Sprott Physical Gold and Silver Trust
CEF
$6.27B
– – -159,190 Closed -$3.09M
COEP icon
249
Coeptis Therapeutics
COEP
$64.2M
– – -50,000 Closed -$505K
ONMD icon
250
OneMedNet
ONMD
$39.6M
– – -100,000 Closed -$1.02M
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