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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-6.6%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$470M
AUM Growth
+$3.26M
Cap. Flow
+$44.7M
Cap. Flow %
9.51%
Top 10 Hldgs %
35.42%
Holding
313
New
45
Increased
13
Reduced
13
Closed
65

Top Buys

Rank Stock Value
1
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$15.1M
2
CPAR
Catalyst Partners Acquisition Corp. Class A Ordinary Share
CPAR
+$9.76M
3
CNDA
Concord Acquisition Corp II
CNDA
+$6.78M
4
BMAC
Black Mountain Acquisition Corp.
BMAC
+$5.97M
5
RENEU
Cartesian Growth Corporation II Unit
RENEU
+$5M

Top Sells

Rank Stock Value
1
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.54M
2
SNTI icon
Senti Biosciences Holdings
SNTI
+$3.46M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.08M
4
PRST
Presto Technologies, Inc. Common Stock
PRST
+$2.78M
5
VHAQ
Viveon Health Acquisition Corp.
VHAQ
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 45.37%
2 Consumer Discretionary 10.9%
3 Technology 2.95%
4 Real Estate 1.26%
5 Healthcare 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSIBU
226
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$490K 0.1%
50,000
– –
PANA
227
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$488K 0.1%
50,000
– –
DNAD
228
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$486K 0.1%
50,000
– –
LSXMA
229
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$448K 0.1%
16,920
-18,203
-52% -$545K
ADALU
230
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
$403K 0.09%
40,000
-10,000
-20% -$101K
DHHCU
231
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$392K 0.08%
40,000
– –
SPNT icon
232
SiriusPoint
SPNT
$2.66B
$366K 0.08%
67,613
– –
NMR icon
233
Nomura Holdings
NMR
$29B
$358K 0.08%
+100,000
New +$382K
STCN
234
DELISTED
Steel Connect, Inc. Common Stock
STCN
$290K 0.06%
23,227
– –
RMGCU
235
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$247K 0.05%
25,000
– –
OMEG
236
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$246K 0.05%
25,000
– –
RXRAU
237
DELISTED
RXR Acquisition Corp. Units
RXRAU
$246K 0.05%
25,000
– –
BALY icon
238
Bally's
BALY
$671M
$245K 0.05%
+12,406
New +$321K
PSAGU
239
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$244K 0.05%
25,000
– –
SIRI icon
240
PUT
SiriusXM
SIRI
$9.59B
$231K 0.05%
25,000
+5,000
+25% +$311K
ASTL icon
241
Algoma Steel
ASTL
$470M
$212K 0.05%
+23,600
New +$227K
FPAC
242
DELISTED
Far Peak Acquisition Corporation
FPAC
$196K 0.04%
+20,000
New +$197K
APGB.WS
243
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$25K 0.01%
+100,000
New +$44.2K
ASAQ.WS
244
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$24K 0.01%
+297,915
New +$34.8K
CND.WS
245
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$11K ﹤0.01%
+10,000
New +$13.2K
GLS.WS
246
DELISTED
Gelesis Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
GLS.WS
$10K ﹤0.01%
+100,000
New +$23.5K
FAZEW
247
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$9K ﹤0.01%
+25,000
New +$15.5K
GRABW icon
248
Grab Holdings Warrant
GRABW
$546K
$8K ﹤0.01%
+19,900
New +$10.1K
CEF icon
249
Sprott Physical Gold and Silver Trust
CEF
$8.32B
– –
-159,190
Closed -$3.08M
ZSQR
250
Z Squared Inc
ZSQR
$205M
– –
-2,500
Closed -$505K
8 9
10
11 12

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AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
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ZIMP
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RCI
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Cowen Investment Management's Q2 2022 Portfolio in Review

As of Q2 2022, Cowen Investment Management held 313 positions worth $470M, up 0.7% from $467M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Cowen Investment Management deployed $44.7M of net new capital in Q2 2022, opening 45 new positions and adding to 13 existing holdings. Its largest new stake was Hertz Global Holdings Warrants: 1,168,099 shares worth $11.4M.

By sector, the portfolio is most concentrated in Financials at 45% of assets, up from 36% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Natural Order Acquisition Corp. Common Stock, an estimated $2.47M trimmed.

  • Cowen Investment Management's largest Q2 2022 buy was Hertz Global Holdings Warrants: 1,168,099 shares worth $11.4M.
  • Cowen Investment Management added most to Horizon Acquisition Corporation II in Q2 2022, an estimated $4.95M increase.
  • Cowen Investment Management's biggest Q2 2022 reduction was Natural Order Acquisition Corp. Common Stock, cutting an estimated $2.47M.
  • Cowen Investment Management fully exited ZeroFox Holdings, Inc. Common Stock in Q2 2022, selling an estimated $3.54M.
  • Cowen Investment Management's ten largest holdings make up 35% of its $470M portfolio in Q2 2022.
  • Cowen Investment Management opened 45 new positions and closed 65 in Q2 2022.
  • Cowen Investment Management's portfolio value rose 0.7% quarter-over-quarter to $470M.

Based on Cowen Investment Management's 13F filing for Q2 2022, filed 9 Aug 2022.