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CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Fund
S&P 500
This Quarter Est. Return
-4.1%
1 Year Est. Return
-1.47%
3 Year Est. Return
+1.87%
5 Year Est. Return
-37.7%
10 Year Est. Return
–
AUM
$467M
AUM Growth
+$3.03M
Cap. Flow
+$18.9M
Cap. Flow %
4.05%
Top 10 Hldgs %
39.43%
Holding
304
New
61
Increased
7
Reduced
30
Closed
36

Top Buys

Rank Stock Value
1
MBAC
M3-Brigade Acquisition II Corp.
MBAC
+$6.39M
2
NOAC
Natural Order Acquisition Corp. Common Stock
NOAC
+$4.9M
3
LBRDA icon
Liberty Broadband Class A
LBRDA
+$4.33M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.52M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$2.93M

Top Sells

Rank Stock Value
1
FBRT
Franklin BSP Realty Trust
FBRT
+$5.18M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.94M
3
SVFA
SVF Investment Corp. Class A Ordinary Shares
SVFA
+$3.93M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 36.36%
2 Consumer Discretionary 17.5%
3 Technology 4.97%
4 Healthcare 2.68%
5 Industrials 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAC.U
226
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$495K 0.11%
50,000
-50,000
-50% -$493K
WPCA.U
227
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$495K 0.11%
50,000
– –
ANAC.U
228
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
$495K 0.11%
50,000
– –
IPVF
229
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$494K 0.11%
50,000
– –
SDACU
230
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$494K 0.11%
50,000
-50,000
-50% -$496K
GSEVU
231
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
$494K 0.11%
50,000
-25,000
-33% -$248K
TSIBU
232
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$494K 0.11%
50,000
– –
PMVC
233
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$494K 0.11%
50,000
-25,000
-33% -$246K
BETR icon
234
Better Home & Finance Holding
BETR
$280M
$493K 0.11%
1,000
– –
MONCU
235
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$493K 0.11%
50,000
– –
ANZUU
236
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$492K 0.11%
50,000
– –
SVFB
237
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$492K 0.11%
50,000
– –
HCIC
238
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$491K 0.11%
50,000
– –
CRU
239
DELISTED
Crucible Acquisition Corporation
CRU
$491K 0.11%
50,000
– –
TWLVU
240
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
$491K 0.11%
50,000
– –
BNAI
241
Brand Engagement Network
BNAI
$99.4M
$490K 0.1%
+5,000
New +$487K
CLIM
242
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
$490K 0.1%
50,000
– –
STRE.U
243
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$489K 0.1%
50,000
– –
PANA
244
DELISTED
Panacea Acquisition Corp. II Class A Ordinary Shares
PANA
$488K 0.1%
50,000
– –
DNAD
245
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$487K 0.1%
+50,000
New +$485K
PIAI.U
246
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$447K 0.1%
45,000
– –
SIRI icon
247
PUT
SiriusXM
SIRI
$9.59B
$445K 0.1%
20,000
+10,000
+100% +$629K
BREZ
248
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$412K 0.09%
40,000
– –
BMAQU
249
DELISTED
Blockchain Moon Acquisition Corp. Units
BMAQU
$412K 0.09%
40,000
– –
FOXWU
250
DELISTED
FoxWayne Enterprises Acquisition Corp. Unit
FOXWU
$409K 0.09%
40,000
– –
8 9
10
11 12

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SFG
Susquehanna Financial Group Bala Cynwyd, Pennsylvania $10.9M AUM
AMG
Ace Management Global Sao Paulo, Brazil $7.88M AUM 47.04% 1-Year Est. Return
B
Braslyn New Providence, Bahamas $7.81M AUM 338.68% 1-Year Est. Return
XS
XR Securities Chicago, Illinois $5.35M AUM 26.1% 1-Year Est. Return
AH
Aviva Holdings New Providence, Bahamas $20.5M AUM 117.01% 1-Year Est. Return
MFAM
M Financial Asset Management Portland, Oregon $20.6M AUM 4.99% 1-Year Est. Return
ZIMP
Zimmermann Investment Management & Planning New Cumberland, Pennsylvania $2.27M AUM 29.81% 1-Year Est. Return
RCI
Ridgeback Capital Investments Miami Beach, Florida $560K AUM

Cowen Investment Management's Q1 2022 Portfolio in Review

As of Q1 2022, Cowen Investment Management held 304 positions worth $467M, up 0.65% from $464M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cowen Investment Management deployed $18.9M of net new capital in Q1 2022, opening 61 new positions and adding to 7 existing holdings. Its largest new stake was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 36% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was SVF Investment Corp. Class A Ordinary Shares, an estimated $3.93M trimmed.

  • Cowen Investment Management's largest Q1 2022 buy was M3-Brigade Acquisition II Corp.: 650,000 shares worth $6.35M.
  • Cowen Investment Management added most to Liberty Broadband Class A in Q1 2022, an estimated $4.33M increase.
  • Cowen Investment Management's biggest Q1 2022 reduction was SVF Investment Corp. Class A Ordinary Shares, cutting an estimated $3.93M.
  • Cowen Investment Management fully exited Franklin BSP Realty Trust in Q1 2022, selling an estimated $5.18M.
  • Cowen Investment Management's ten largest holdings make up 39% of its $467M portfolio in Q1 2022.
  • Cowen Investment Management opened 61 new positions and closed 36 in Q1 2022.
  • Cowen Investment Management's portfolio value rose 0.65% quarter-over-quarter to $467M.

Based on Cowen Investment Management's 13F filing for Q1 2022, filed 16 May 2022.