CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$466M
AUM Growth
+$3.36M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
303
New
Increased
Reduced
Closed

Top Buys

1
+$6.35M
2
+$4.92M
3
+$3.99M
4
ZFOX
ZeroFox Holdings, Inc. Common Stock
ZFOX
+$3.54M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.08M

Top Sells

1
+$5.18M
2
+$3.94M
3
+$3.92M
4
NMMC
North Mountain Merger Corp. Class A Common Stock
NMMC
+$3.21M
5
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$2.79M

Sector Composition

1 Financials 36.4%
2 Consumer Discretionary 17.52%
3 Technology 4.87%
4 Healthcare 2.79%
5 Industrials 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
226
$495K 0.11%
50,000
-50,000
227
$495K 0.11%
50,000
228
$495K 0.11%
50,000
229
$494K 0.11%
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230
$494K 0.11%
50,000
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231
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50,000
-25,000
232
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50,000
233
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50,000
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234
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1,000
235
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50,000
236
$492K 0.11%
50,000
237
$492K 0.11%
50,000
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50,000
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$491K 0.11%
50,000
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242
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45,000
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$412K 0.09%
40,000
248
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$409K 0.09%
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$403K 0.09%
40,000
8 9
10
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