CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$256M
AUM Growth
+$40.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
279
New
Increased
Reduced
Closed

Top Buys

1
+$12.4M
2
+$3.87M
3
+$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$3M

Top Sells

1
+$2.91M
2
+$2.58M
3
+$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
+$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
+$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
226
– –
-75,000
227
– –
-100,000
228
– –
-100,000
229
– –
-100,000
230
– –
-150,000
231
– –
-100,000
232
– –
-50,000
233
– –
-80,000
234
– –
-50,000
235
– –
-50,000
236
– –
-25,000
237
– –
-25,000
238
– –
-100,000
239
– –
-50,000
240
– –
-25,000
241
– –
-50,000
242
– –
-75,000
243
– –
-100,000
244
– –
-200,000
245
– –
-100,000
246
– –
-25,000
247
– –
-75,000
248
– –
-100,000
249
– –
-75,000
250
– –
-100,000
8 9
10
11 12