CIM

Cowen Investment Management Portfolio holdings

AUM $12M
This Quarter Return
+3.47%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$256M
AUM Growth
+$256M
Cap. Flow
+$30.3M
Cap. Flow %
11.86%
Top 10 Hldgs %
47.59%
Holding
279
New
122
Increased
2
Reduced
33
Closed
98

Top Buys

1
AZN icon
AstraZeneca
AZN
$12.5M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$3.87M
3
SLCRU
Silver Crest Acquisition Corporation Unit
SLCRU
$3.62M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.02M
5
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$3M

Top Sells

1
ERESU
East Resources Acquisition Company Unit
ERESU
$2.91M
2
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$2.58M
3
AHACU
Alpha Healthcare Acquisition Corp. Unit
AHACU
$2.11M
4
AVAN.U
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$1.9M
5
EMPW.U
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.82M

Sector Composition

1 Financials 41.6%
2 Healthcare 6.76%
3 Communication Services 1.48%
4 Technology 1.24%
5 Materials 0.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BOWXU
226
DELISTED
BowX Acquisition Corp. Unit
BOWXU
– –
-75,000
Closed -$803K
BOWX
227
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
– –
-100,000
Closed -$1.03M
LOKB.U
228
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-100,000
Closed -$1.09M
HZAC
229
DELISTED
Horizon Acquisition Corporation
HZAC
– –
-100,000
Closed -$1M
VIHAU
230
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
– –
-150,000
Closed -$1.61M
STWOU
231
DELISTED
ACON S2 Acquisition Corp. Unit
STWOU
– –
-100,000
Closed -$1.05M
ITACU
232
DELISTED
Industrial Tech Acquisitions, Inc. Unit
ITACU
– –
-50,000
Closed -$538K
DMYI.U
233
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
– –
-80,000
Closed -$912K
MAACU
234
DELISTED
Montes Archimedes Acquisition Corp. Unit
MAACU
– –
-50,000
Closed -$525K
SPFR.U
235
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
– –
-50,000
Closed -$553K
FUSE.U
236
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
– –
-25,000
Closed -$309K
PACE.U
237
DELISTED
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
– –
-25,000
Closed -$284K
DEH.U
238
DELISTED
D8 Holdings Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemabl
DEH.U
– –
-100,000
Closed -$1.07M
QELLU
239
DELISTED
Qell Acquisition Corp. Unit
QELLU
– –
-50,000
Closed -$663K
SOAC.U
240
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
– –
-25,000
Closed -$295K
SPNV.U
241
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
– –
-50,000
Closed -$581K
TWCTU
242
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
– –
-75,000
Closed -$806K
KSMT
243
DELISTED
Kismet Acquisition One Corp Ordinary Shares
KSMT
– –
-100,000
Closed -$1.01M
AHACU
244
DELISTED
Alpha Healthcare Acquisition Corp. Unit
AHACU
– –
-200,000
Closed -$2.11M
KSMTU
245
DELISTED
Kismet Acquisition One Corp Unit
KSMTU
– –
-100,000
Closed -$1.05M
DFNS.U
246
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
– –
-25,000
Closed -$278K
RMGBU
247
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
– –
-75,000
Closed -$836K
NGACU
248
DELISTED
NextGen Acquisition Corporation Units
NGACU
– –
-100,000
Closed -$1.03M
NSH.U
249
DELISTED
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
– –
-75,000
Closed -$773K
SAII
250
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
– –
-100,000
Closed -$995K
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10
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