Cowen Investment Management’s Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and SOAC.U Stock Holding History

Cowen Investment Management’s Portfolio SOAC.U Stock Details SOAC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-25,000	Closed	-$295K	–	244
2020 Q4	$295K	Sell	25,000 -50,000	-67%	-$555K	0.14%	139
2020 Q3	$829K	Sell	75,000 -25,000	-25%	-$264K	0.35%	78
2020 Q2	$1.01M	Buy	+100,000	New	+$994K	0.64%	30

Other funds holding SOAC.U

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FIA

FNY Investment Advisers New York $278M AUM 98.95% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Cowen Investment Management's SOAC.U Position: Q1 2021 in Review

Cowen Investment Management sold out of Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and (SOAC.U) in Q1 2021, closing a stake of 25,000 shares — an estimated $295K sold.

Cowen Investment Management first reported a position in SOAC.U in Q2 2020 and held it in 3 quarters. The position peaked at $1.01M in Q2 2020. 8 funds tracked by Wall St. Rank hold SOAC.U as of Q1 2021.

Cowen Investment Management reported no remaining Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and position as of Q1 2021 after selling out during the quarter.
Cowen Investment Management sold 25,000 Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and shares in Q1 2021, an estimated $295K.
Cowen Investment Management first reported a position in Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and in Q2 2020 and held it in 3 quarters.
Cowen Investment Management's Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and position peaked at $1.01M in Q2 2020.
8 funds tracked by Wall St. Rank held Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and as of Q1 2021.

Based on Cowen Investment Management's 13F filing for Q1 2021, filed 14 May 2021.