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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+6.5%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.2B
AUM Growth
+$11B
Cap. Flow
+$5.37B
Cap. Flow %
16.16%
Top 10 Hldgs %
42.14%
Holding
2,491
New
406
Increased
1,004
Reduced
483
Closed
418

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16B
2
AMZN icon
Amazon
AMZN
+$299M
3
O icon
Realty Income
O
+$80.3M
4
ARM icon
Arm
ARM
+$41.3M
5
HDB icon
HDFC Bank
HDB
+$32.6M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$53.5M
2
GLD icon
SPDR Gold Trust
GLD
+$35.9M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$34.5M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$29.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$28.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.59%
2 Technology 0.56%
3 Financials 0.43%
4 Real Estate 0.29%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
201
CALL
Exelon
EXC
$46.2B
$15.1M 0.05%
419,700
+13,100
+3% +$505K
IGIB icon
202
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$15M 0.05%
+288,701
New +$14.3M
EEM icon
203
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$15M 0.05%
372,000
– –
XME icon
204
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
$15M 0.05%
+250,000
New +$13.2M
XME icon
205
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
$15M 0.05%
+250,000
New +$13.2M
SNOW icon
206
CALL
Snowflake
SNOW
$116B
$14.9M 0.04%
+75,000
New +$12.7M
TMUS icon
207
PUT
T-Mobile US
TMUS
$192B
$14.9M 0.04%
93,000
+60,100
+183% +$8.89M
AMAT icon
208
CALL
Applied Materials
AMAT
$417B
$14.6M 0.04%
90,300
+51,800
+135% +$7.61M
ANET icon
209
PUT
Arista Networks
ANET
$250B
$14.6M 0.04%
248,000
+152,800
+161% +$8.03M
MDLZ icon
210
PUT
Mondelez International
MDLZ
$78.9B
$14.4M 0.04%
199,500
+67,800
+51% +$4.65M
NEE icon
211
CALL
NextEra Energy
NEE
$179B
$14.4M 0.04%
236,800
+116,500
+97% +$6.64M
SHW icon
212
PUT
Sherwin-Williams
SHW
$88.5B
$14.2M 0.04%
45,600
+11,900
+35% +$3.2M
VZ icon
213
CALL
Verizon
VZ
$196B
$14.1M 0.04%
372,900
+71,700
+24% +$2.54M
KLAC icon
214
PUT
KLA
KLAC
$262B
$14M 0.04%
241,000
+69,000
+40% +$3.59M
MSTR icon
215
PUT
Strategy Inc
MSTR
$37.8B
$14M 0.04%
221,000
– –
MAR icon
216
PUT
Marriott International
MAR
$91.1B
$13.7M 0.04%
60,600
+12,600
+26% +$2.55M
ETN icon
217
PUT
Eaton
ETN
$178B
$13.7M 0.04%
56,700
+13,200
+30% +$2.91M
ABNB icon
218
PUT
Airbnb
ABNB
$111B
$13.4M 0.04%
98,200
+92,800
+1,719% +$12M
SHYG icon
219
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$13.3M 0.04%
+314,901
New +$13M
AXP icon
220
CALL
American Express
AXP
$230B
$13.3M 0.04%
70,900
+41,300
+140% +$6.65M
MU icon
221
CALL
Micron Technology
MU
$981B
$13.3M 0.04%
155,300
+88,900
+134% +$6.6M
C icon
222
CALL
Citigroup
C
$228B
$13.2M 0.04%
256,700
+156,800
+157% +$6.94M
MUB icon
223
iShares National Muni Bond ETF
MUB
$45.8B
$13.1M 0.04%
+121,001
New +$12.6M
PSX icon
224
PUT
Phillips 66
PSX
$89.5B
$13M 0.04%
97,300
+37,900
+64% +$4.53M
MET icon
225
PUT
MetLife
MET
$61.5B
$12.9M 0.04%
195,500
+60,900
+45% +$3.81M
7 8
9
10 11

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Capstone Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Capstone Investment Advisors held 2,491 positions worth $33.2B, up 50% from $22.2B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors deployed $5.37B of net new capital in Q4 2023, opening 406 new positions and adding to 1,004 existing holdings. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.6% of assets, up from 0.91% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $35.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2023 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $1.16B increase.
  • Capstone Investment Advisors's biggest Q4 2023 reduction was SPDR Gold Trust, cutting an estimated $35.9M.
  • Capstone Investment Advisors fully exited Activision Blizzard in Q4 2023, selling an estimated $53.5M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $33.2B portfolio in Q4 2023.
  • Capstone Investment Advisors opened 406 new positions and closed 418 in Q4 2023.
  • Capstone Investment Advisors's portfolio value rose 50% quarter-over-quarter to $33.2B.

Based on Capstone Investment Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.