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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
CALL
Coupang
CPNG
$29.7B
| $41.4M | 0.08% |
+1,488,000
| New | +$51.4M |
|
202
PUT
Microchip Technology
MCHP
$44B
| $41.4M | 0.08% |
538,800
+183,200
| +52% | +$13.7M |
|
203
CALL
TSMC
TSM
$2.19T
| $41.3M | 0.08% |
369,600
+274,800
| +290% | +$32.3M |
|
|
HRC
204
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $41.2M | 0.08% |
+274,345
| New | +$37M |
|
205
PUT
EOG Resources
EOG
$75.2B
| $40.6M | 0.08% |
505,300
+76,300
| +18% | +$5.56M |
|
206
PUT
Regeneron Pharmaceuticals
REGN
$82.1B
| $40.5M | 0.08% |
67,000
+10,000
| +18% | +$6.21M |
|
207
PUT
Equinix
EQIX
$102B
| $40.4M | 0.08% |
51,100
+16,400
| +47% | +$13.6M |
|
208
PUT
Intercontinental Exchange
ICE
$84.9B
| $40.3M | 0.08% |
350,800
+40,700
| +13% | +$4.83M |
|
209
PUT
Ford
F
$55.7B
| $40M | 0.08% |
2,827,800
-508,600
| -15% | -$6.92M |
|
210
FIVE9
FIVN
$2.44B
| $39.7M | 0.08% |
+248,823
| New | +$45.4M |
|
|
PPD
211
DELISTED
PPD, Inc. Common Stock
PPD
| $39.7M | 0.08% |
848,338
+544,727
| +179% | +$25.2M |
|
212
CALL
Walmart Inc
WMT
$901B
| $39.5M | 0.08% |
851,100
+159,900
| +23% | +$7.7M |
|
213
PUT
Norfolk Southern
NSC
$75.2B
| $39.5M | 0.08% |
165,200
+18,700
| +13% | +$4.8M |
|
214
CALL
Oracle
ORCL
$419B
| $39.4M | 0.08% |
452,200
+12,800
| +3% | +$1.13M |
|
215
CALL
PepsiCo
PEP
$189B
| $39.3M | 0.08% |
261,000
-3,900
| -1% | -$604K |
|
216
FedEx
FDX
$76.3B
| $39.2M | 0.08% |
178,614
+178,263
| +50,787% | +$48.4M |
|
217
PUT
MetLife
MET
$61.5B
| $38.9M | 0.08% |
630,800
+15,600
| +3% | +$939K |
|
218
CALL
Deere & Co
DE
$167B
| $38.9M | 0.08% |
116,200
+53,600
| +86% | +$19.3M |
|
219
CALL
AbbVie
ABBV
$442B
| $38.8M | 0.08% |
359,900
-21,500
| -6% | -$2.46M |
|
220
PUT
Cadence Design Systems
CDNS
$90.2B
| $38.7M | 0.08% |
255,300
+49,000
| +24% | +$7.47M |
|
221
PUT
Simon Property Group
SPG
$71B
| $38.6M | 0.08% |
296,700
+37,600
| +15% | +$4.89M |
|
222
CALL
Abbott
ABT
$190B
| $38.1M | 0.08% |
322,800
-300
| -0.1% | -$36.9K |
|
223
PUT
DexCom
DXCM
$33.8B
| $38.1M | 0.08% |
278,400
-21,200
| -7% | -$2.67M |
|
224
PUT
CSX Corp
CSX
$92.5B
| $38.1M | 0.08% |
1,279,700
-83,200
| -6% | -$2.66M |
|
225
PUT
McKesson
MCK
$105B
| $38M | 0.08% |
190,500
+21,400
| +13% | +$4.28M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.