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Capstone Investment Advisors Portfolio holdings
AUM
$54B
1-Year Est. Return
23.5%
This Fund
S&P 500
This Quarter
Est. Return
-17.43%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$6.22B
AUM Growth
-$12.3B
(-66%)
Cap. Flow
-$871M
Cap. Flow
% of AUM
-14%
Top 10 Holdings %
Top 10 Hldgs %
27.05%
Holding
1,477
New
103
Increased
219
Reduced
768
Closed
370
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares China Large-Cap ETF
FXI
|
+$23M |
| 2 |
RTN
Raytheon Company
RTN
|
+$19.6M |
| 3 |
ExxonMobil
XOM
|
+$13.8M |
| 4 |
BorgWarner
BWA
|
+$13.5M |
| 5 |
iShares MSCI Emerging Markets ETF
EEM
|
+$12.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$79.3M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$75.4M |
| 3 |
Apple
AAPL
|
+$54.3M |
| 4 |
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
|
+$47.6M |
| 5 |
Amazon
AMZN
|
+$40.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 91.15% |
| 2 | Financials | 1.76% |
| 3 | Energy | 1.3% |
| 4 | Consumer Discretionary | 1.28% |
| 5 | Technology | 1.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TIF
201
DELISTED
Tiffany & Co.
TIF
| $6.29M | 0.1% |
48,579
-43,036
| -47% | -$5.66M |
|
202
SLB Ltd
SLB
$76.5B
| $6.26M | 0.1% |
464,249
+376,268
| +428% | +$10.9M |
|
203
PUT
Duke Energy
DUK
$88.4B
| $6.23M | 0.1% |
77,000
-177,800
| -70% | -$16.3M |
|
204
PUT
D.R. Horton
DHI
$39.6B
| $6.22M | 0.1% |
183,100
-66,200
| -27% | -$3.44M |
|
205
Walmart Inc
WMT
$857B
| $6.22M | 0.1% |
164,250
-422,649
| -72% | -$16.3M |
|
206
PUT
Hartford Financial Services
HIG
$33.7B
| $6.21M | 0.1% |
176,300
-45,300
| -20% | -$2.36M |
|
207
Simon Property Group
SPG
$66.3B
| $6.19M | 0.1% |
112,785
+75,541
| +203% | +$9.03M |
|
208
PUT
TransDigm Group
TDG
$61.7B
| $6.18M | 0.1% |
19,300
+3,100
| +19% | +$1.69M |
|
209
CALL
Alphabet (Google) Class A
GOOGL
$4.21T
| $6.16M | 0.1% |
106,000
-508,000
| -83% | -$34.4M |
|
210
PUT
Travelers Companies
TRV
$75.7B
| $6.13M | 0.1% |
61,700
-25,900
| -30% | -$3.22M |
|
211
CALL
Linde
LIN
$217B
| $6.07M | 0.1% |
35,100
-70,400
| -67% | -$13.9M |
|
212
PUT
Lam Research
LRCX
$394B
| $6.07M | 0.1% |
253,000
-1,043,000
| -80% | -$30M |
|
213
PUT
Deere & Co
DE
$186B
| $6.04M | 0.1% |
43,700
-107,700
| -71% | -$17M |
|
214
CALL
American Express
AXP
$209B
| $6.03M | 0.1% |
70,400
-14,600
| -17% | -$1.7M |
|
215
PUT
Western Digital
WDC
$165B
| $6.02M | 0.1% |
191,438
-62,975
| -25% | -$2.79M |
|
216
Valero Energy
VLO
$111B
| $6.01M | 0.1% |
132,475
+125,700
| +1,855% | +$9.13M |
|
217
Capital One
COF
$123B
| $6M | 0.1% |
119,107
+116,368
| +4,249% | +$10.2M |
|
218
PUT
GE Aerospace
GE
$339B
| $6M | 0.1% |
151,621
-638,747
| -81% | -$34.1M |
|
219
PUT
IBM
IBM
$212B
| $5.97M | 0.1% |
56,275
-301,143
| -84% | -$38.1M |
|
220
CALL
Medtronic
MDT
$113B
| $5.92M | 0.1% |
65,700
-46,600
| -41% | -$4.96M |
|
221
PUT
Goldman Sachs
GS
$272B
| $5.84M | 0.09% |
37,800
-168,800
| -82% | -$35.8M |
|
|
BNY
222
PUT
Bank of New York Mellon
BNY
$102B
| $5.76M | 0.09% |
171,000
-162,700
| -49% | -$6.83M |
|
223
CALL
NextEra Energy
NEE
$159B
| $5.73M | 0.09% |
95,200
-284,000
| -75% | -$17.9M |
|
224
CALL
Lowe's Companies
LOW
$106B
| $5.71M | 0.09% |
66,400
-29,100
| -30% | -$3.18M |
|
225
PUT
Hewlett Packard
HPE
$83.6B
| $5.68M | 0.09% |
584,800
+119,300
| +26% | +$1.56M |
|
Similar funds
HF
Capstone Investment Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, Capstone Investment Advisors held 1,477 positions worth $6.22B, down 66% from $18.5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors withdrew a net $871M in Q1 2020, closing 370 positions and reducing 768 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $79.3M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 93% a quarter earlier, followed by Financials and Energy.
Against the trend, Capstone Investment Advisors opened a new position in BorgWarner worth $10M.
- Capstone Investment Advisors's largest Q1 2020 buy was BorgWarner: 467,036 shares worth $10M.
- Capstone Investment Advisors added most to iShares China Large-Cap ETF in Q1 2020, an estimated $23M increase.
- Capstone Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $54.3M.
- Capstone Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $79.3M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $6.22B portfolio in Q1 2020.
- Capstone Investment Advisors opened 103 new positions and closed 370 in Q1 2020.
- Capstone Investment Advisors's portfolio value fell 66% quarter-over-quarter to $6.22B.
Based on Capstone Investment Advisors's 13F filing for Q1 2020, filed 15 May 2020.