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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
(+27%)
Cap. Flow
+$2.5B
Cap. Flow
% of AUM
13.46%
Top 10 Holdings %
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
VanEck Gold Miners ETF
GDX
|
+$69.8M |
| 2 |
Apple
AAPL
|
+$55.1M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$33M |
| 4 |
Bank of America
BAC
|
+$25.3M |
| 5 |
Walmart Inc
WMT
|
+$23.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$463M |
| 2 |
CELG
Celgene Corp
CELG
|
+$133M |
| 3 |
AGN
Allergan plc
AGN
|
+$95.6M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$68.6M |
| 5 |
iShares MSCI Emerging Markets ETF
EEM
|
+$38.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.19% |
| 2 | Financials | 1.05% |
| 3 | Healthcare | 0.78% |
| 4 | Consumer Discretionary | 0.72% |
| 5 | Consumer Staples | 0.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
PUT
Yum! Brands
YUM
$39.8B
| $18.9M | 0.1% |
188,000
+27,800
| +17% | +$2.88M |
|
202
PUT
Hershey
HSY
$36.3B
| $18.9M | 0.1% |
128,500
+41,600
| +48% | +$6.17M |
|
203
CALL
GE Aerospace
GE
$380B
| $18.9M | 0.1% |
339,076
-145,020
| -30% | -$7.49M |
|
|
AGN
204
DELISTED
Allergan plc
AGN
| $18.8M | 0.1% |
98,378
-529,680
| -84% | -$95.6M |
|
205
CALL
PayPal
PYPL
$49.9B
| $18.8M | 0.1% |
173,600
+17,700
| +11% | +$1.84M |
|
206
PUT
Autodesk
ADSK
$52.2B
| $18.7M | 0.1% |
101,800
+18,000
| +21% | +$2.92M |
|
207
PUT
Valero Energy
VLO
$94B
| $18.6M | 0.1% |
198,900
+71,900
| +57% | +$6.79M |
|
208
PUT
Public Storage
PSA
$60.5B
| $18.6M | 0.1% |
87,400
+25,300
| +41% | +$5.61M |
|
209
Coca-Cola
KO
$371B
| $18.6M | 0.1% |
335,230
+324,328
| +2,975% | +$17.4M |
|
210
CALL
Goldman Sachs
GS
$305B
| $18.4M | 0.1% |
80,100
+22,400
| +39% | +$4.86M |
|
211
PUT
Progressive
PGR
$123B
| $18.3M | 0.1% |
253,200
+38,500
| +18% | +$2.78M |
|
212
CALL
Boeing
BA
$182B
| $17.8M | 0.1% |
54,500
+14,300
| +36% | +$5.06M |
|
213
PUT
Johnson Controls International
JCI
$94.7B
| $17.7M | 0.1% |
435,000
+194,500
| +81% | +$8.21M |
|
214
CALL
Caterpillar
CAT
$398B
| $17.6M | 0.1% |
119,200
+40,900
| +52% | +$5.71M |
|
|
215
CALL
Coca-Cola
KO
$371B
| $17.5M | 0.09% |
317,000
+27,700
| +10% | +$1.49M |
|
216
PUT
Williams Companies
WMB
$89.8B
| $17.5M | 0.09% |
738,300
+270,100
| +58% | +$6.19M |
|
217
PUT
Waste Management
WM
$90.7B
| $17.4M | 0.09% |
152,900
+47,600
| +45% | +$5.38M |
|
218
PUT
Prudential Financial
PRU
$42B
| $17.3M | 0.09% |
184,100
+24,000
| +15% | +$2.2M |
|
219
CALL
Thermo Fisher Scientific
TMO
$222B
| $17.2M | 0.09% |
52,900
+7,300
| +16% | +$2.21M |
|
220
PUT
VanEck Semiconductor ETF
SMH
$72.6B
| $17.2M | 0.09% |
243,000
+184,400
| +315% | +$12.1M |
|
221
CALL
3M
MMM
$93.9B
| $17.1M | 0.09% |
116,132
+28,704
| +33% | +$4.02M |
|
222
PUT
Delta Air Lines
DAL
$59.1B
| $17.1M | 0.09% |
292,100
+42,200
| +17% | +$2.37M |
|
223
CALL
IBM
IBM
$219B
| $16.9M | 0.09% |
131,901
+65,062
| +97% | +$8.46M |
|
|
CY
224
DELISTED
Cypress Semiconductor
CY
| $16.8M | 0.09% |
720,670
+511,683
| +245% | +$12M |
|
|
BNY
225
PUT
Bank of New York Mellon
BNY
$110B
| $16.8M | 0.09% |
333,700
+53,000
| +19% | +$2.53M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q4 2019 Portfolio in Review
As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.
By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.
- Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
- Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
- Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
- Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
- Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
- Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
- Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.
Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.