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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
(+5.3%)
Cap. Flow
+$742M
Cap. Flow
% of AUM
5.1%
Top 10 Holdings %
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$447M |
| 2 |
AGN
Allergan plc
AGN
|
+$58.6M |
| 3 |
GWR
Genesee & Wyoming Inc.
GWR
|
+$25.8M |
| 4 |
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
|
+$16.5M |
| 5 |
iShares China Large-Cap ETF
FXI
|
+$16.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
RHT
Red Hat Inc
RHT
|
+$136M |
| 2 |
APC
Anadarko Petroleum
APC
|
+$126M |
| 3 |
DATA
Tableau Software, Inc.
DATA
|
+$42.9M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$31M |
| 5 |
SPDR Gold Trust
GLD
|
+$30.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.32% |
| 2 | Technology | 0.77% |
| 3 | Consumer Discretionary | 0.65% |
| 4 | Industrials | 0.65% |
| 5 | Energy | 0.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CUK
201
DELISTED
Carnival PLC
CUK
| $14.1M | 0.1% |
+334,805
| New | +$15M |
|
202
CALL
iShares MSCI South Korea ETF
EWY
$27.1B
| $14.1M | 0.1% |
250,000
-60,000
| -19% | -$3.32M |
|
|
203
PUT
iShares MSCI South Korea ETF
EWY
$27.1B
| $14.1M | 0.1% |
250,000
+150,000
| +150% | +$8.3M |
|
204
CALL
Cisco
CSCO
$486B
| $13.9M | 0.1% |
282,100
-56,400
| -17% | -$2.93M |
|
205
PUT
Ecolab
ECL
$78.6B
| $13.9M | 0.1% |
70,300
+4,300
| +7% | +$862K |
|
206
CALL
Adobe
ADBE
$103B
| $13.9M | 0.1% |
50,300
+1,100
| +2% | +$321K |
|
207
PUT
MetLife
MET
$61.2B
| $13.8M | 0.1% |
293,200
+53,500
| +22% | +$2.55M |
|
208
PUT
Hershey
HSY
$36.3B
| $13.5M | 0.09% |
86,900
+40,900
| +89% | +$6.18M |
|
209
CALL
Salesforce
CRM
$158B
| $13.4M | 0.09% |
90,300
+31,900
| +55% | +$4.85M |
|
210
CALL
VanEck Semiconductor ETF
SMH
$72.6B
| $13.4M | 0.09% |
224,800
-1,122,800
| -83% | -$65M |
|
211
CALL
American Tower
AMT
$79.4B
| $13.4M | 0.09% |
60,400
+14,300
| +31% | +$3.12M |
|
212
PUT
SLB Ltd
SLB
$78.7B
| $13.3M | 0.09% |
390,500
+59,700
| +18% | +$2.18M |
|
213
CALL
Thermo Fisher Scientific
TMO
$222B
| $13.3M | 0.09% |
45,600
+15,000
| +49% | +$4.3M |
|
|
MDSO
214
DELISTED
Medidata Solutions, Inc.
MDSO
| $13.2M | 0.09% |
144,759
-134,801
| -48% | -$12.3M |
|
215
CALL
FedEx
FDX
$76.8B
| $13M | 0.09% |
89,400
-237,300
| -73% | -$38.3M |
|
216
CALL
Union Pacific
UNP
$173B
| $12.8M | 0.09% |
79,200
+7,800
| +11% | +$1.31M |
|
|
BNY
217
PUT
Bank of New York Mellon
BNY
$110B
| $12.7M | 0.09% |
280,700
+47,700
| +20% | +$2.12M |
|
218
CALL
Texas Instruments
TXN
$262B
| $12.5M | 0.09% |
96,700
+32,200
| +50% | +$3.97M |
|
219
CALL
Lockheed Martin
LMT
$138B
| $12.5M | 0.09% |
32,000
+10,000
| +45% | +$3.76M |
|
220
PUT
Humana
HUM
$45.4B
| $12.4M | 0.09% |
48,500
+9,500
| +24% | +$2.66M |
|
221
PUT
Marriott International
MAR
$92B
| $12.4M | 0.09% |
99,700
+18,000
| +22% | +$2.39M |
|
222
PUT
Autodesk
ADSK
$52.2B
| $12.4M | 0.09% |
83,800
+30,600
| +58% | +$4.76M |
|
223
PUT
S&P Global
SPGI
$120B
| $12.4M | 0.09% |
50,500
-600
| -1% | -$150K |
|
224
CALL
Abbott
ABT
$188B
| $12.2M | 0.08% |
145,900
+32,700
| +29% | +$2.78M |
|
|
EA
225
PUT
DELISTED
Electronic Arts
EA
| $12.2M | 0.08% |
124,700
+24,800
| +25% | +$2.33M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2019 Portfolio in Review
As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.
- Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
- Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
- Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
- Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
- Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
- Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
- Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.
Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.