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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
+$364M
Cap. Flow %
4.49%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 1.68%
2 Technology 1.57%
3 Healthcare 0.95%
4 Financials 0.88%
5 Industrials 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMH icon
201
VanEck Semiconductor ETF
SMH
$72.6B
$5.24M 0.06%
120,002
+120,000
+6,000,000% +$5.63M
DHR icon
202
PUT
Danaher
DHR
$144B
$5.21M 0.06%
56,964
+8,122
+17% +$737K
NXPI icon
203
CALL
NXP Semiconductors
NXPI
$60.5B
$5.2M 0.06%
71,000
– –
SBUX icon
204
Starbucks
SBUX
$122B
$5.16M 0.06%
80,064
+68,094
+569% +$4.26M
ESL
205
DELISTED
Esterline Technologies
ESL
$5.14M 0.06%
+42,337
New +$4.89M
CAT icon
206
Caterpillar
CAT
$398B
$5.13M 0.06%
40,352
+30,256
+300% +$3.94M
KSU
207
CALL
DELISTED
Kansas City Southern
KSU
$5.13M 0.06%
53,700
-15,400
-22% -$1.56M
BKNG icon
208
Booking.com
BKNG
$157B
$5.1M 0.06%
73,975
-18,375
-20% -$1.35M
SLB icon
209
PUT
SLB Ltd
SLB
$78.7B
$5.07M 0.06%
140,500
+60,300
+75% +$2.98M
CSX icon
210
PUT
CSX Corp
CSX
$92.2B
$4.98M 0.06%
240,300
+80,100
+50% +$1.84M
PEP icon
211
CALL
PepsiCo
PEP
$187B
$4.94M 0.06%
44,700
+10,000
+29% +$1.13M
FDX icon
212
PUT
FedEx
FDX
$76.8B
$4.87M 0.06%
30,200
+10,000
+50% +$2.12M
UNP icon
213
CALL
Union Pacific
UNP
$173B
$4.85M 0.06%
35,100
+12,100
+53% +$1.79M
KR icon
214
Kroger
KR
$34.2B
$4.85M 0.06%
+176,219
New +$5.11M
RH icon
215
PUT
RH
RH
$3.34B
$4.83M 0.06%
40,300
– –
ADBE icon
216
CALL
Adobe
ADBE
$103B
$4.82M 0.06%
21,300
+5,100
+31% +$1.23M
ECL icon
217
PUT
Ecolab
ECL
$78.6B
$4.75M 0.06%
32,200
-14,700
-31% -$2.24M
RTX icon
218
CALL
RTX Corp
RTX
$297B
$4.74M 0.06%
70,711
+46,717
+195% +$3.67M
MO icon
219
Altria Group
MO
$108B
$4.73M 0.06%
95,711
+48,844
+104% +$2.83M
VRTX icon
220
PUT
Vertex Pharmaceuticals
VRTX
$134B
$4.72M 0.06%
28,500
+9,200
+48% +$1.59M
RTN
221
PUT
DELISTED
Raytheon Company
RTN
$4.6M 0.06%
30,000
+4,200
+16% +$752K
HON icon
222
CALL
Honeywell
HON
$72.8B
$4.6M 0.06%
36,923
+4,599
+14% +$628K
PACB icon
223
Pacific Biosciences
PACB
$348M
$4.57M 0.06%
+617,892
New +$3.91M
WFC icon
224
Wells Fargo
WFC
$264B
$4.56M 0.06%
99,005
+36,144
+57% +$1.85M
DIS icon
225
CALL
Walt Disney
DIS
$177B
$4.56M 0.06%
41,600
+13,400
+48% +$1.52M
7 8
9
10 11

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors deployed $364M of net new capital in Q4 2018, opening 182 new positions and adding to 821 existing holdings. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, up from 0.65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $14.1M trimmed.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.