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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$945M
Cap. Flow %
-20.69%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 6.99%
2 Financials 4.26%
3 Industrials 3.4%
4 Consumer Discretionary 3.26%
5 Consumer Staples 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSCO icon
201
Tractor Supply
TSCO
$18.4B
$2.32M 0.05%
172,500
+86,660
+101% +$1.44M
JCI icon
202
Johnson Controls International
JCI
$93.7B
$2.3M 0.05%
+49,487
New +$2.29M
SPR
203
DELISTED
Spirit AeroSystems
SPR
$2.27M 0.05%
50,964
+45,839
+894% +$2.03M
HRL icon
204
Hormel Foods
HRL
$13.4B
$2.26M 0.05%
+59,489
New +$2.21M
TDC icon
205
Teradata
TDC
$2.5B
$2.26M 0.05%
72,804
+7,732
+12% +$230K
NDAQ icon
206
Nasdaq
NDAQ
$53.1B
$2.25M 0.05%
+100,200
New +$2.31M
RCL icon
207
CALL
Royal Caribbean
RCL
$82.1B
$2.25M 0.05%
+30,000
New +$2.11M
SYF icon
208
Synchrony
SYF
$25.5B
$2.23M 0.05%
79,764
+18,290
+30% +$502K
AA icon
209
Alcoa
AA
$14.3B
$2.23M 0.05%
91,428
+72,452
+382% +$1.77M
MSI icon
210
Motorola Solutions
MSI
$77.3B
$2.16M 0.05%
28,338
+6,738
+31% +$492K
MNST icon
211
Monster Beverage
MNST
$89.2B
$2.16M 0.05%
+176,400
New +$2.29M
ALR
212
CALL
DELISTED
Alere Inc
ALR
$2.15M 0.05%
50,700
-58,200
-53% -$2.37M
DAL icon
213
Delta Air Lines
DAL
$59.5B
$2.15M 0.05%
54,499
-70,001
-56% -$2.65M
SNA icon
214
Snap-on
SNA
$21.3B
$2.13M 0.05%
+14,046
New +$2.17M
VZ icon
215
PUT
Verizon
VZ
$196B
$2.13M 0.05%
+41,000
New +$2.2M
GEN icon
216
Gen Digital
GEN
$17.4B
$2.1M 0.05%
83,582
+61,361
+276% +$1.4M
WU icon
217
Western Union
WU
$2.2B
$2.06M 0.05%
99,015
+80,169
+425% +$1.65M
VA
218
DELISTED
Virgin America Inc.
VA
$2.06M 0.05%
38,451
-479,700
-93% -$26.7M
DE icon
219
Deere & Co
DE
$167B
$2.04M 0.04%
+23,900
New +$1.96M
IT icon
220
Gartner
IT
$11.8B
$2.03M 0.04%
22,943
+9,090
+66% +$853K
DHR icon
221
Danaher
DHR
$146B
$1.99M 0.04%
+28,651
New +$2.03M
MSM icon
222
MSC Industrial Direct
MSM
$6.7B
$1.98M 0.04%
27,017
+12,017
+80% +$873K
CLVS
223
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
$1.98M 0.04%
+55,000
New +$1.18M
MNK
224
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1.96M 0.04%
28,120
+9,935
+55% +$719K
MUR icon
225
Murphy Oil
MUR
$5.12B
$1.96M 0.04%
+64,373
New +$1.84M
7 8
9
10 11

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.