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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+11.71%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$9.92B
AUM Growth
+$471M
(+5%)
Cap. Flow
-$352M
Cap. Flow
% of AUM
-3.55%
Top 10 Holdings %
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$66.1M |
| 2 |
Vodafone
VOD
|
+$35.5M |
| 3 |
IBM
IBM
|
+$32.3M |
| 4 |
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
|
+$17.2M |
| 5 |
SHFL
SHFL ENTMT INC
SHFL
|
+$13.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$36.7M |
| 2 |
SPDR Gold Trust
GLD
|
+$22.9M |
| 3 |
SFD
SMITHFIELD FOODS,INC
SFD
|
+$15.1M |
| 4 |
Wynn Resorts
WYNN
|
+$7.23M |
| 5 |
CIE
Cobalt International Energy, Inc
CIE
|
+$6.58M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.34% |
| 2 | Healthcare | 0.98% |
| 3 | Consumer Staples | 0.88% |
| 4 | Financials | 0.86% |
| 5 | Communication Services | 0.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
CALL
Emerson Electric
EMR
$91.7B
| $4.79M | 0.05% |
+74,000
| New | +$4.53M |
|
202
CALL
Kimberly-Clark
KMB
$36.1B
| $4.71M | 0.05% |
+52,150
| New | +$4.83M |
|
|
203
PUT
Kimberly-Clark
KMB
$36.1B
| $4.71M | 0.05% |
+52,150
| New | +$4.83M |
|
|
GMCR
204
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
| $4.7M | 0.05% |
62,400
-51,400
| -45% | -$4.06M |
|
205
PUT
Qualcomm
QCOM
$171B
| $4.67M | 0.05% |
69,400
-58,100
| -46% | -$3.81M |
|
206
CALL
United Rentals
URI
$71.2B
| $4.66M | 0.05% |
+80,000
| New | +$4.44M |
|
|
207
PUT
United Rentals
URI
$71.2B
| $4.66M | 0.05% |
+80,000
| New | +$4.44M |
|
|
LLTC
208
PUT
DELISTED
Linear Technology Corp
LLTC
| $4.66M | 0.05% |
117,500
| – | – |
|
|
JNY
209
CALL
DELISTED
JONES GROUP INC COM STK (PA)
JNY
| $4.64M | 0.05% |
+309,400
| New | +$4.86M |
|
210
PUT
Abbott
ABT
$190B
| $4.64M | 0.05% |
139,800
+100,000
| +251% | +$3.51M |
|
|
ESV
211
PUT
DELISTED
Ensco Rowan plc
ESV
| $4.63M | 0.05% |
21,550
+13,800
| +178% | +$3.16M |
|
212
PUT
Hartford Financial Services
HIG
$38.1B
| $4.61M | 0.05% |
148,100
+88,100
| +147% | +$2.75M |
|
213
CALL
Intel
INTC
$493B
| $4.58M | 0.05% |
200,000
| – | – |
|
|
214
CALL
Vodafone
VOD
$36.7B
| $4.55M | 0.05% |
127,040
-108,694
| -46% | -$3.44M |
|
|
SWY
215
CALL
DELISTED
SAFEWAY INC
SWY
| $4.48M | 0.05% |
+156,380
| New | +$3.72M |
|
|
SWY
216
PUT
DELISTED
SAFEWAY INC
SWY
| $4.48M | 0.05% |
+156,380
| New | +$3.72M |
|
217
CALL
Nike
NKE
$61.3B
| $4.45M | 0.04% |
122,400
-597,400
| -83% | -$19.5M |
|
|
218
PUT
Emerson Electric
EMR
$91.7B
| $4.44M | 0.04% |
+68,700
| New | +$4.2M |
|
219
CALL
Fidelity National Financial
FNF
$12.8B
| $4.4M | 0.04% |
289,702
+53,246
| +23% | +$750K |
|
220
CALL
Ford
F
$55.7B
| $4.37M | 0.04% |
+259,300
| New | +$4.38M |
|
221
PUT
Akamai
AKAM
$16.8B
| $4.21M | 0.04% |
81,400
-17,800
| -18% | -$839K |
|
|
222
CALL
Qualcomm
QCOM
$171B
| $4.2M | 0.04% |
62,400
-420,600
| -87% | -$27.6M |
|
|
223
CALL
Abbott
ABT
$190B
| $4.17M | 0.04% |
125,500
+100,000
| +392% | +$3.51M |
|
224
PUT
Oracle
ORCL
$419B
| $4.16M | 0.04% |
+125,300
| New | +$4.07M |
|
225
CALL
Colgate-Palmolive
CL
$73.6B
| $4.15M | 0.04% |
+70,000
| New | +$4.15M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2013 Portfolio in Review
As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.
Capstone Investment Advisors withdrew a net $352M in Q3 2013, closing 121 positions and reducing 108 holdings. Its most notable exit was SPDR Gold Trust, an estimated $22.9M position sold in full.
By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 1.2% a quarter earlier, followed by Healthcare and Consumer Staples.
Against the trend, Capstone Investment Advisors opened a new position in Vodafone worth $40.3M.
- Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
- Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
- Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
- Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
- Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
- Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
- Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.
Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.