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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
+$221M
Cap. Flow %
2.23%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.68%
2 Technology 1.34%
3 Healthcare 0.99%
4 Consumer Staples 0.88%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
201
CALL
Emerson Electric
EMR
$88.3B
$4.79M 0.05%
+74,000
New +$4.53M
KMB icon
202
CALL
Kimberly-Clark
KMB
$32.7B
$4.71M 0.05%
+52,150
New +$4.83M
KMB icon
203
PUT
Kimberly-Clark
KMB
$32.7B
$4.71M 0.05%
+52,150
New +$4.83M
GMCR
204
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
$4.7M 0.05%
62,400
-51,400
-45% -$4.06M
QCOM icon
205
PUT
Qualcomm
QCOM
$216B
$4.67M 0.05%
69,400
-58,100
-46% -$3.81M
URI icon
206
CALL
United Rentals
URI
$65.2B
$4.66M 0.05%
+80,000
New +$4.44M
URI icon
207
PUT
United Rentals
URI
$65.2B
$4.66M 0.05%
+80,000
New +$4.44M
LLTC
208
PUT
DELISTED
Linear Technology Corp
LLTC
$4.66M 0.05%
117,500
– –
JNY
209
CALL
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$4.64M 0.05%
+309,400
New +$4.86M
ABT icon
210
PUT
Abbott
ABT
$175B
$4.64M 0.05%
139,800
+100,000
+251% +$3.51M
ESV
211
PUT
DELISTED
Ensco Rowan plc
ESV
$4.63M 0.05%
21,550
+13,800
+178% +$3.16M
HIG icon
212
PUT
Hartford Financial Services
HIG
$33.7B
$4.61M 0.05%
148,100
+88,100
+147% +$2.75M
INTC icon
213
CALL
Intel
INTC
$650B
$4.58M 0.05%
200,000
– –
VOD icon
214
CALL
Vodafone
VOD
$38.5B
$4.55M 0.05%
127,040
-108,694
-46% -$3.44M
SWY
215
CALL
DELISTED
SAFEWAY INC
SWY
$4.48M 0.05%
+156,380
New +$3.72M
SWY
216
PUT
DELISTED
SAFEWAY INC
SWY
$4.48M 0.05%
+156,380
New +$3.72M
NKE icon
217
CALL
Nike
NKE
$53B
$4.45M 0.04%
122,400
-597,400
-83% -$19.5M
EMR icon
218
PUT
Emerson Electric
EMR
$88.3B
$4.44M 0.04%
+68,700
New +$4.2M
FNF icon
219
CALL
Fidelity National Financial
FNF
$11.1B
$4.4M 0.04%
289,702
+53,246
+23% +$750K
F icon
220
CALL
Ford
F
$50.7B
$4.37M 0.04%
+259,300
New +$4.38M
AKAM icon
221
PUT
Akamai
AKAM
$16.4B
$4.21M 0.04%
81,400
-17,800
-18% -$839K
QCOM icon
222
CALL
Qualcomm
QCOM
$216B
$4.2M 0.04%
62,400
-420,600
-87% -$27.6M
ABT icon
223
CALL
Abbott
ABT
$175B
$4.17M 0.04%
125,500
+100,000
+392% +$3.51M
ORCL icon
224
PUT
Oracle
ORCL
$415B
$4.16M 0.04%
+125,300
New +$4.07M
CL icon
225
CALL
Colgate-Palmolive
CL
$68.6B
$4.15M 0.04%
+70,000
New +$4.15M
7 8
9
10 11

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors's Q3 2013 filing shows 198 new, 133 increased, 108 reduced and 121 closed positions. Its largest new stake was Vodafone: 1,123,052 shares worth $40.3M. The largest sale was Apple, an estimated $36.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.