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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$22.2B
AUM Growth
+$1.98B
Cap. Flow
+$954M
Cap. Flow %
4.29%
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.1M
2
ATVI
Activision Blizzard
ATVI
+$52.1M
3
HDB icon
HDFC Bank
HDB
+$42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$36.4M
5
RTX icon
RTX Corp
RTX
+$29.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$66.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$47.3M
3
BAC icon
Bank of America
BAC
+$14.4M
4
DIS icon
Walt Disney
DIS
+$12.2M
5
NVDA icon
NVIDIA
NVDA
+$11M

Sector Composition

Rank Sector Weight
1 Technology 1.28%
2 Financials 0.99%
3 Consumer Discretionary 0.91%
4 Healthcare 0.85%
5 Industrials 0.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRSN icon
2176
PUT
VeriSign
VRSN
$26B
– –
-1,700
Closed -$384K
WDC icon
2177
Western Digital
WDC
$151B
– –
-11,239
Closed -$355K
WMG icon
2178
Warner Music
WMG
$13.1B
– –
-9,219
Closed -$241K
WSO icon
2179
Watsco Inc
WSO
$13.2B
– –
-762
Closed -$291K
WST icon
2180
West Pharmaceutical
WST
$24.7B
– –
-883
Closed -$341K
XBI icon
2181
CALL
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-30,000
Closed -$2.5M
XEL icon
2182
CALL
Xcel Energy
XEL
$48.5B
– –
-7,900
Closed -$491K
XLE icon
2183
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
– –
-311,800
Closed -$12.7M
YOU icon
2184
Clear Secure
YOU
$4.97B
– –
-16,977
Closed -$393K
YUMC icon
2185
Yum China
YUMC
$16.3B
– –
-9,620
Closed -$544K
CPAY icon
2186
Corpay
CPAY
$26.7B
– –
-1,154
Closed -$302K
LUCK
2187
Lucky Strike Entertainment
LUCK
$897M
– –
-23,346
Closed -$272K
JOYY
2188
JOYY Inc
JOYY
$3.7B
– –
-9,657
Closed -$297K
BERY
2189
DELISTED
Berry Global Group, Inc.
BERY
– –
-5,079
Closed -$300K
ENFN
2190
PUT
DELISTED
Enfusion, Inc.
ENFN
– –
-25,000
Closed -$281K
ALTR
2191
DELISTED
Altair Engineering Inc
ALTR
– –
-6,051
Closed -$459K
AZPN
2192
DELISTED
Aspen Technology Inc
AZPN
– –
-2,699
Closed -$452K
INFN
2193
DELISTED
Infinera Corporation Common Stock
INFN
– –
-100,649
Closed -$486K
MOND
2194
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
– –
-40,649
Closed -$362K
RRAC
2195
DELISTED
Rigel Resource Acquisition Corp.
RRAC
– –
-50,000
Closed -$536K
VTNR
2196
DELISTED
Vertex Energy, Inc
VTNR
– –
-27,993
Closed -$175K
SPWR
2197
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-10,457
Closed -$102K
EVBG
2198
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-16,003
Closed -$430K
PGTI
2199
DELISTED
PGT, Inc.
PGTI
– –
-12,785
Closed -$373K
CBAY
2200
DELISTED
Cymabay Therapeutics
CBAY
– –
-19,124
Closed -$209K
85 86 87
88
89

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Capstone Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Capstone Investment Advisors deployed $954M of net new capital in Q3 2023, opening 519 new positions and adding to 932 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 0.59% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $66.8M trimmed.

  • Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
  • Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
  • Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
  • Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
  • Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
  • Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
  • Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.

Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.