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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$22.2B
AUM Growth
+$1.98B
Cap. Flow
-$1.29B
Cap. Flow %
-5.8%
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.1M
2
ATVI
Activision Blizzard
ATVI
+$52.1M
3
HDB icon
HDFC Bank
HDB
+$42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$36.4M
5
RTX icon
RTX Corp
RTX
+$29.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$66.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$47.3M
3
BAC icon
Bank of America
BAC
+$14.4M
4
DIS icon
Walt Disney
DIS
+$12.2M
5
NVDA icon
NVIDIA
NVDA
+$11M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.85%
2 Technology 1.28%
3 Financials 0.99%
4 Consumer Discretionary 0.9%
5 Healthcare 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRSL
2051
Brightstar Lottery PLC
BRSL
$1.82B
– –
-12,555
Closed -$400K
IMAX icon
2052
IMAX
IMAX
$3.07B
– –
-21,437
Closed -$364K
IRWD icon
2053
Ironwood Pharmaceuticals
IRWD
$682M
– –
-11,068
Closed -$118K
IT icon
2054
CALL
Gartner
IT
$11.9B
– –
-700
Closed -$245K
IT icon
2055
PUT
Gartner
IT
$11.9B
– –
-2,500
Closed -$876K
JBLU icon
2056
JetBlue
JBLU
$1.66B
– –
-668,453
Closed -$5.92M
JBL icon
2057
Jabil
JBL
$33.2B
– –
-7,058
Closed -$762K
JKHY icon
2058
CALL
Jack Henry & Associates
JKHY
$10.4B
– –
-500
Closed -$83.7K
KOS icon
2059
Kosmos Energy
KOS
$1.58B
– –
-18,327
Closed -$110K
LAD icon
2060
Lithia Motors
LAD
$6.96B
– –
-3,890
Closed -$1.18M
LBRDK
2061
DELISTED
Liberty Broadband Class C
LBRDK
– –
-4,310
Closed -$345K
LBRT icon
2062
Liberty Energy
LBRT
$3.09B
– –
-267,773
Closed -$3.58M
LEG
2063
DELISTED
Leggett & Platt
LEG
– –
-9,120
Closed -$270K
LESL icon
2064
Leslie's
LESL
$2.74M
– –
-4,050
Closed -$761K
LFUS icon
2065
Littelfuse
LFUS
$10.9B
– –
-2,031
Closed -$592K
LKQ icon
2066
CALL
LKQ Corp
LKQ
$5.89B
– –
-2,200
Closed -$128K
LNG icon
2067
Cheniere Energy
LNG
$55.5B
– –
-2,020
Closed -$308K
LNW
2068
DELISTED
Light & Wonder
LNW
– –
-8,186
Closed -$563K
LOPE icon
2069
Grand Canyon Education
LOPE
$3.84B
– –
-7,377
Closed -$761K
LRCX icon
2070
Lam Research
LRCX
$394B
– –
-10,200
Closed -$670K
LULU icon
2071
lululemon athletica
LULU
$11.2B
– –
-2,686
Closed -$1.03M
LUMN icon
2072
Lumen
LUMN
$5.89B
– –
-67,210
Closed -$152K
LUMN icon
2073
PUT
Lumen
LUMN
$5.89B
– –
-20,000
Closed -$45.2K
MANU icon
2074
Manchester United
MANU
$3.52B
– –
-8,566
Closed -$209K
MASI
2075
DELISTED
Masimo
MASI
– –
-1,359
Closed -$224K
81 82
83
84 85

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Capstone Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Capstone Investment Advisors withdrew a net $1.29B in Q3 2023, closing 259 positions and reducing 442 holdings. Its most notable exit was State Street SPDR Bloomberg Short Term High Yield Bond ETF, an estimated $10.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 96% a quarter earlier, followed by Technology and Financials.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $66.4M.

  • Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
  • Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
  • Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
  • Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
  • Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
  • Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
  • Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.

Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.