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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
+$2.27B
Cap. Flow %
3.8%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Financials 1.14%
2 Communication Services 1.09%
3 Technology 1.02%
4 Industrials 0.5%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MACQW
2051
DELISTED
MCAP Acquisition Corporation Warrants
MACQW
– –
-33,333
Closed -$36K
MACQ
2052
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
– –
-100,000
Closed -$987K
ISOS.WS
2053
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
– –
-37,175
Closed -$51K
KSU
2054
CALL
DELISTED
Kansas City Southern
KSU
– –
-6,900
Closed -$1.87M
KSU
2055
DELISTED
Kansas City Southern
KSU
– –
-203,989
Closed -$55.2M
KSU
2056
PUT
DELISTED
Kansas City Southern
KSU
– –
-41,200
Closed -$11.2M
HRC
2057
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-274,345
Closed -$41.2M
SVOKW
2058
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
– –
-129,332
Closed -$103K
PPD
2059
DELISTED
PPD, Inc. Common Stock
PPD
– –
-848,338
Closed -$39.7M
DSPG
2060
DELISTED
DSP Group Inc
DSPG
– –
-119,316
Closed -$2.61M
CVA
2061
DELISTED
Covanta Holding Corporation
CVA
– –
-758,926
Closed -$15.3M
RAVN
2062
DELISTED
Raven Industries Inc
RAVN
– –
-16,552
Closed -$954K
INOV
2063
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-241,002
Closed -$9.71M
ADMS
2064
DELISTED
Adamas Pharmaceuticals
ADMS
– –
-10,123
Closed -$50K
ECHO
2065
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-106,786
Closed -$5.09M
VOSO
2066
DELISTED
Virtuoso Acquisition Corp. Class A Common Stock
VOSO
– –
-228,000
Closed -$2.26M
VOSOW
2067
DELISTED
Virtuoso Acquisition Corp. Warrant
VOSOW
– –
-50,000
Closed -$57K
TRIL
2068
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-115,451
Closed -$2.03M
KDMN
2069
CALL
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
-55,900
Closed -$487K
MDLA
2070
DELISTED
Medallia, Inc.
MDLA
– –
-45,240
Closed -$1.53M
KURIW
2071
DELISTED
Alkuri Global Acquisition Corp Warrant
KURIW
– –
-25,000
Closed -$36K
SIC
2072
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
– –
-69,328
Closed -$1M
LEGO
2073
DELISTED
Legato Merger Corp. Common stock
LEGO
– –
-87,316
Closed -$919K
CSOD
2074
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-169,646
Closed -$9.71M
CLDR
2075
DELISTED
Cloudera, Inc.
CLDR
– –
-403,771
Closed -$6.45M
80 81 82
83
84

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.27B of net new capital in Q4 2021, opening 167 new positions and adding to 605 existing holdings. Its largest new stake was Blackrock: 34,875 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.55% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $94.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.