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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
+$2.27B
Cap. Flow %
3.8%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Financials 1.14%
2 Communication Services 1.09%
3 Technology 1.02%
4 Industrials 0.5%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTRA
2026
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-16,111
Closed -$163K
LTCH
2027
DELISTED
Latch, Inc. Common Stock
LTCH
– –
-15,655
Closed -$176K
AJRD
2028
PUT
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-4,200
Closed -$183K
BGRY
2029
DELISTED
Berkshire Grey, Inc. Class A Common Stock
BGRY
– –
-16,749
Closed -$118K
BBLN
2030
DELISTED
Babylon Holdings Limited
BBLN
– –
-4,000
Closed -$997K
XM
2031
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
– –
-4,836
Closed -$207K
CYXT
2032
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
– –
-18,402
Closed -$170K
OIG
2033
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
– –
-691
Closed -$85K
PTOCW
2034
DELISTED
Pine Technology Acquisition Corp. Warrant
PTOCW
– –
-128,333
Closed -$90K
CORZW
2035
DELISTED
Core Scientific, Inc. Warrant
CORZW
– –
-38,750
Closed -$96K
CORZ
2036
DELISTED
Core Scientific, Inc. Common Stock
CORZ
– –
-1,196,186
Closed -$12.1M
ASAX
2037
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
– –
-200,000
Closed -$1.99M
ABMD
2038
DELISTED
Abiomed Inc
ABMD
– –
-1,308
Closed -$442K
BOAS.WS
2039
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
– –
-100,000
Closed -$59K
BRG
2040
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-10,168
Closed -$130K
DRE
2041
DELISTED
Duke Realty Corp.
DRE
– –
-98
Closed -$5.66K
SLCR
2042
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
– –
-185,000
Closed -$1.82M
EMBK
2043
DELISTED
Embark Technology, Inc. Common Stock
EMBK
– –
-15,000
Closed -$2.98M
XELA
2044
DELISTED
Exela Technologies, Inc. Common Stock
XELA
– –
-14
Closed -$108K
ELMS
2045
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
– –
-13,178
Closed -$97K
MGP
2046
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-5,511
Closed -$211K
PPGH
2047
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
– –
-100,000
Closed -$985K
PBCT
2048
CALL
DELISTED
People's United Financial Inc
PBCT
– –
-1,900
Closed -$33K
PBCT
2049
PUT
DELISTED
People's United Financial Inc
PBCT
– –
-14,800
Closed -$259K
NGCAW
2050
DELISTED
NextGen Acquisition Corp. II Warrant
NGCAW
– –
-30,000
Closed -$50K
80 81
82
83 84

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.27B of net new capital in Q4 2021, opening 167 new positions and adding to 605 existing holdings. Its largest new stake was Blackrock: 34,875 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.55% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $94.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.