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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$22.2B
AUM Growth
+$1.98B
Cap. Flow
-$1.29B
Cap. Flow %
-5.8%
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.1M
2
ATVI
Activision Blizzard
ATVI
+$52.1M
3
HDB icon
HDFC Bank
HDB
+$42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$36.4M
5
RTX icon
RTX Corp
RTX
+$29.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$66.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$47.3M
3
BAC icon
Bank of America
BAC
+$14.4M
4
DIS icon
Walt Disney
DIS
+$12.2M
5
NVDA icon
NVIDIA
NVDA
+$11M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.85%
2 Technology 1.28%
3 Financials 0.99%
4 Consumer Discretionary 0.9%
5 Healthcare 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
2001
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.62B
– –
-52,800
Closed -$3.69M
CWEN icon
2002
Clearway Energy Class C
CWEN
$6.11B
– –
-19,028
Closed -$543K
CWST icon
2003
Casella Waste Systems
CWST
$5.23B
– –
-100,014
Closed -$9.05M
CX icon
2004
Cemex
CX
$14B
– –
-10,933
Closed -$77.4K
DD icon
2005
DuPont de Nemours
DD
$17.8B
– –
-143
Closed -$13.4K
DEO icon
2006
Diageo
DEO
$48.7B
– –
-1,769
Closed -$307K
DHR icon
2007
Danaher
DHR
$158B
– –
-5,840
Closed -$1.3M
DLB icon
2008
Dolby
DLB
$5.49B
– –
-5,523
Closed -$462K
DOX icon
2009
Amdocs
DOX
$6.03B
– –
-13,238
Closed -$1.31M
DRVN icon
2010
Driven Brands
DRVN
$2.03B
– –
-12,707
Closed -$344K
DVA icon
2011
DaVita
DVA
$11.4B
– –
-1,612
Closed -$164K
EEFT icon
2012
Euronet Worldwide
EEFT
$2.45B
– –
-6,000
Closed -$704K
EMN icon
2013
CALL
Eastman Chemical
EMN
$7.66B
– –
-1,000
Closed -$83.7K
EMN icon
2014
Eastman Chemical
EMN
$7.66B
– –
-2,770
Closed -$232K
EMN icon
2015
PUT
Eastman Chemical
EMN
$7.66B
– –
-900
Closed -$75.3K
EMR icon
2016
Emerson Electric
EMR
$88.3B
– –
-3,725
Closed -$355K
ERIC icon
2017
Ericsson
ERIC
$31.1B
– –
-31,306
Closed -$171K
ETR icon
2018
CALL
Entergy
ETR
$47.1B
– –
-4,200
Closed -$204K
EXLS icon
2019
EXL Service
EXLS
$5.27B
– –
-6,815
Closed -$206K
EXPD icon
2020
CALL
Expeditors International
EXPD
$24.4B
– –
-2,300
Closed -$279K
EXPD icon
2021
PUT
Expeditors International
EXPD
$24.4B
– –
-6,600
Closed -$799K
FATE icon
2022
Fate Therapeutics
FATE
$282M
– –
-18,722
Closed -$89.1K
FELE icon
2023
Franklin Electric
FELE
$4.29B
– –
-2,863
Closed -$295K
FLEX icon
2024
Flex
FLEX
$42.4B
– –
-15,759
Closed -$328K
FNF icon
2025
Fidelity National Financial
FNF
$11.1B
– –
-10,098
Closed -$364K
79 80
81
82 83

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Capstone Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Capstone Investment Advisors withdrew a net $1.29B in Q3 2023, closing 259 positions and reducing 442 holdings. Its most notable exit was State Street SPDR Bloomberg Short Term High Yield Bond ETF, an estimated $10.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 96% a quarter earlier, followed by Technology and Financials.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $66.4M.

  • Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
  • Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
  • Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
  • Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
  • Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
  • Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
  • Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.

Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.