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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
-$1.95B
Cap. Flow %
-3.26%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.85%
2 Technology 1.5%
3 Financials 1.15%
4 Communication Services 1.09%
5 Industrials 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMPS
2001
DELISTED
Altus Power
AMPS
– –
-200,000
Closed -$1.99M
CTLT
2002
DELISTED
CATALENT, INC.
CTLT
– –
-186
Closed -$23.9K
ME
2003
DELISTED
23andMe Holding Co
ME
– –
-940
Closed -$170K
VTNR
2004
DELISTED
Vertex Energy, Inc
VTNR
– –
-22,794
Closed -$119K
DNA.WS
2005
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
– –
-10,000
Closed -$34K
ASTR
2006
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
– –
-957
Closed -$125K
HLTH
2007
DELISTED
Cue Health Inc. Common Stock
HLTH
– –
-100,100
Closed -$1.18M
APACU
2008
DELISTED
StoneBridge Acquisition Corporation Unit
APACU
– –
-171,794
Closed -$1.73M
SPLK
2009
CALL
DELISTED
Splunk Inc
SPLK
– –
-500
Closed -$72K
SPLK
2010
DELISTED
Splunk Inc
SPLK
– –
-682
Closed -$99K
SPLK
2011
PUT
DELISTED
Splunk Inc
SPLK
– –
-1,600
Closed -$232K
FAZEW
2012
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
– –
-16,666
Closed -$13K
FAZE
2013
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
-50,000
Closed -$488K
EXPR
2014
DELISTED
Express, Inc.
EXPR
– –
-1,272
Closed -$120K
POL
2015
DELISTED
Polished.com Inc.
POL
– –
-743
Closed -$117K
ROVR
2016
DELISTED
Rover Group, Inc. Class A Common Stock
ROVR
– –
-21,879
Closed -$297K
ACAHW
2017
DELISTED
Atlantic Coastal Acquisition Corp. Warrant
ACAHW
– –
-123,333
Closed -$68K
SLGC
2018
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
– –
-18,982
Closed -$235K
LVOX
2019
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-10,193
Closed -$66K
SGEN
2020
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-400
Closed -$68K
SGEN
2021
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-2,100
Closed -$357K
HLGN
2022
DELISTED
Heliogen, Inc.
HLGN
– –
-717
Closed -$249K
FATH
2023
DELISTED
Fathom Digital Manufacturing Corporation
FATH
– –
-2,268
Closed -$447K
ZEV
2024
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-630
Closed -$108K
SUNL
2025
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
– –
-1,212
Closed -$129K
79 80
81
82 83

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors withdrew a net $1.95B in Q4 2021, closing 349 positions and reducing 734 holdings. Its most notable exit was Kansas City Southern, an estimated $55.2M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 93% a quarter earlier, followed by Technology and Financials.

Against the trend, Capstone Investment Advisors opened a new position in Blackrock worth $31.9M.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.