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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YMM icon
2001
Full Truck Alliance
YMM
$9.7B
– –
-35,000
Closed -$713K
YOU icon
2002
Clear Secure
YOU
$4.97B
– –
-5,000
Closed -$200K
ZETA icon
2003
Zeta Global
ZETA
$7.32B
– –
-25,000
Closed -$210K
NEUE
2004
DELISTED
NeueHealth
NEUE
– –
-188
Closed -$257K
PDYN icon
2005
Palladyne AI
PDYN
$312M
– –
-55,587
Closed -$3.33M
XYZ
2006
CALL
Block Inc
XYZ
$47.5B
– –
-3,200
Closed -$780K
XYZ
2007
Block Inc
XYZ
$47.5B
– –
-1,152
Closed -$281K
XYZ
2008
PUT
Block Inc
XYZ
$47.5B
– –
-5,600
Closed -$1.36M
EDR
2009
DELISTED
Endeavor Group Holdings, Inc.
EDR
– –
-7,500
Closed -$208K
WKME
2010
DELISTED
WalkMe Ltd. Ordinary Shares
WKME
– –
-10,000
Closed -$293K
AQNU
2011
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
– –
-50,000
Closed -$2.48M
NSTB
2012
DELISTED
Northern Star Investment Corp. II
NSTB
– –
-198,771
Closed -$1.98M
RONI.U
2013
DELISTED
Rice Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RONI.U
– –
-50,000
Closed -$511K
BBBY
2014
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-3,500
Closed -$117K
BBBY
2015
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-6,208
Closed -$207K
BBBY
2016
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-53,600
Closed -$1.78M
MF
2017
DELISTED
Missfresh Limited American Depositary Shares
MF
– –
-500
Closed -$130K
CNVY
2018
DELISTED
Convey Health Solutions Holdings, Inc.
CNVY
– –
-68,599
Closed -$781K
DIDI
2019
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
– –
-120,000
Closed -$1.7M
CHPM
2020
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
– –
-112,500
Closed -$1.12M
SOLY
2021
DELISTED
Soliton, Inc.
SOLY
– –
-122,646
Closed -$2.76M
PMBC
2022
DELISTED
Pacific Mercantile Bancorp
PMBC
– –
-17,633
Closed -$152K
CTAC
2023
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
– –
-600,000
Closed -$5.96M
LATN
2024
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-102,500
Closed -$1.03M
CAHCW
2025
DELISTED
CA Healthcare Acquisition Corp. Warrant
CAHCW
– –
-35,000
Closed -$34K
78 79 80
81
82

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.