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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
+$2.27B
Cap. Flow %
3.8%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Financials 1.14%
2 Communication Services 1.09%
3 Technology 1.02%
4 Industrials 0.5%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
1976
CALL
Uber
UBER
$160B
– –
-103,700
Closed -$4.65M
UBER icon
1977
PUT
Uber
UBER
$160B
– –
-82,700
Closed -$3.71M
USMV icon
1978
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
– –
-6,900
Closed -$507K
VMC icon
1979
Vulcan Materials
VMC
$37.3B
– –
-21,336
Closed -$4.13M
VRSN icon
1980
VeriSign
VRSN
$26B
– –
-11,150
Closed -$2.58M
VXX icon
1981
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$145M
– –
-43,563
Closed -$19.4M
WBA
1982
DELISTED
Walgreens Boots Alliance
WBA
– –
-56,695
Closed -$2.75M
WDAY icon
1983
CALL
Workday
WDAY
$44.8B
– –
-9,600
Closed -$2.4M
WDAY icon
1984
Workday
WDAY
$44.8B
– –
-1,707
Closed -$427K
WDAY icon
1985
PUT
Workday
WDAY
$44.8B
– –
-12,300
Closed -$3.07M
WEC icon
1986
WEC Energy
WEC
$34.8B
$0 ﹤0.01%
1
-20,137
-100% -$1.84M
WGS icon
1987
GeneDx Holdings
WGS
$2.44B
– –
-706
Closed -$177K
WM icon
1988
Waste Management
WM
$90.7B
– –
-78
Closed -$12.5K
WRB icon
1989
W.R. Berkley
WRB
$26B
– –
-9,988
Closed -$354K
WY icon
1990
Weyerhaeuser
WY
$18B
$0 ﹤0.01%
3
-9,552
-100% -$363K
X
1991
DELISTED
US Steel
X
– –
-14,718
Closed -$323K
XEL icon
1992
Xcel Energy
XEL
$48.5B
– –
-151
Closed -$9.84K
XLK icon
1993
State Street Technology Select Sector SPDR ETF
XLK
$122B
– –
-41,068
Closed -$3.07M
ZION icon
1994
Zions Bancorporation
ZION
$10.4B
– –
-56
Closed -$3.58K
ZM icon
1995
CALL
Zoom
ZM
$31.1B
– –
-6,500
Closed -$1.7M
ZM icon
1996
PUT
Zoom
ZM
$31.1B
– –
-2,800
Closed -$732K
BODI icon
1997
The Beachbody Company
BODI
$45.8M
– –
-501
Closed -$139K
LUCK
1998
Lucky Strike Entertainment
LUCK
$897M
– –
-160,000
Closed -$1.6M
PHLT
1999
DELISTED
Performant Healthcare Inc
PHLT
– –
-10,764
Closed -$43K
MKFG
2000
DELISTED
Markforged Holding Corporation
MKFG
– –
-1,994
Closed -$131K
78 79
80
81 82

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.27B of net new capital in Q4 2021, opening 167 new positions and adding to 605 existing holdings. Its largest new stake was Blackrock: 34,875 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.55% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $94.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.