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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1976
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-25,200
Closed -$991K
PMT
1977
PUT
PennyMac Mortgage Investment
PMT
$824M
– –
-139,800
Closed -$2.94M
QQQ icon
1978
Invesco QQQ Trust
QQQ
$478B
– –
-61
Closed -$22.5K
RBOT
1979
DELISTED
Vicarious Surgical
RBOT
– –
-43,283
Closed -$12.9M
RTX icon
1980
RTX Corp
RTX
$302B
– –
-33,241
Closed -$2.84M
S icon
1981
SentinelOne
S
$7.7B
– –
-50,000
Closed -$2.13M
SLB icon
1982
SLB Ltd
SLB
$79.7B
– –
-94,294
Closed -$2.7M
SLV icon
1983
CALL
iShares Silver Trust
SLV
$31.5B
– –
-41,900
Closed -$1.01M
SLV icon
1984
iShares Silver Trust
SLV
$31.5B
– –
-1,302
Closed -$32K
SLV icon
1985
PUT
iShares Silver Trust
SLV
$31.5B
– –
-51,100
Closed -$1.24M
SPG icon
1986
Simon Property Group
SPG
$71B
– –
-1,436
Closed -$187K
SPIR icon
1987
Spire Global
SPIR
$574M
– –
-6,250
Closed -$499K
SRZN icon
1988
Surrozen
SRZN
$294M
– –
-3,333
Closed -$497K
SYY icon
1989
Sysco
SYY
$40.3B
– –
-22,948
Closed -$1.75M
TASK icon
1990
TaskUs
TASK
$633M
– –
-10,000
Closed -$342K
TMC icon
1991
TMC The Metals Company
TMC
$1.97B
– –
-50,000
Closed -$498K
ULTA icon
1992
Ulta Beauty
ULTA
$23.3B
– –
-420
Closed -$152K
USB icon
1993
US Bancorp
USB
$100B
– –
-96,559
Closed -$5.5M
VERV
1994
DELISTED
Verve Therapeutics
VERV
– –
-5,000
Closed -$301K
VRSK icon
1995
Verisk Analytics
VRSK
$23.6B
– –
-5,169
Closed -$1M
W icon
1996
CALL
Wayfair
W
$14.1B
– –
-18,000
Closed -$5.68M
XBI icon
1997
CALL
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-76,000
Closed -$10.3M
XBI icon
1998
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-97,500
Closed -$13.2M
XOP icon
1999
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
– –
-14,656
Closed -$1.42M
XRT icon
2000
CALL
State Street SPDR S&P Retail ETF
XRT
$645M
– –
-2,500
Closed -$243K
78 79
80
81 82

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.