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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$97.1M
Cap. Flow %
0.29%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.33%
2 Technology 2.4%
3 Healthcare 1.02%
4 Communication Services 0.85%
5 Consumer Discretionary 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
NLSN
1976
DELISTED
Nielsen Holdings plc
NLSN
– –
-14,343
Closed -$338K
BEAT
1977
DELISTED
BioTelemetry, Inc.
BEAT
– –
-32,679
Closed -$2.36M
CTIC
1978
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-27,770
Closed -$89K
EMKR
1979
DELISTED
Emcore Corp
EMKR
– –
-1,955
Closed -$107K
CKH
1980
DELISTED
Seacor Holdings Inc.
CKH
– –
-33,486
Closed -$1.39M
RESI
1981
CALL
DELISTED
Front Yard Residential Corporation Common Stock
RESI
– –
-30,000
Closed -$486K
RESI
1982
DELISTED
Front Yard Residential Corporation Common Stock
RESI
– –
-101,210
Closed -$1.64M

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors's Q1 2021 filing shows 405 new, 721 increased, 487 reduced and 425 closed positions. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $251M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.