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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$19.8B
AUM Growth
+$6.04B
Cap. Flow
-$2.93B
Cap. Flow %
-14.84%
Top 10 Hldgs %
54.88%
Holding
1,822
New
340
Increased
417
Reduced
596
Closed
280

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$52.5M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$30.9M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$23.4M
4
GS icon
Goldman Sachs
GS
+$15.1M
5
BAC icon
Bank of America
BAC
+$12M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.1M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$49.8M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$43.5M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$42.8M
5
O icon
Realty Income
O
+$42.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.42%
2 Financials 0.6%
3 Healthcare 0.43%
4 Technology 0.4%
5 Consumer Discretionary 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRNA icon
176
PUT
Moderna
MRNA
$79.4B
$8.49M 0.04%
55,300
-13,800
-20% -$2.28M
AEP icon
177
PUT
American Electric Power
AEP
$64.4B
$8.38M 0.04%
92,100
+68,000
+282% +$6.22M
HLT icon
178
CALL
Hilton Worldwide
HLT
$70.7B
$8.37M 0.04%
59,400
+46,500
+360% +$6.55M
HON icon
179
PUT
Honeywell
HON
$67.4B
$8.31M 0.04%
46,154
+2,865
+7% +$539K
EXC icon
180
PUT
Exelon
EXC
$41.6B
$8.29M 0.04%
197,900
+29,400
+17% +$1.23M
AAPL icon
181
Apple
AAPL
$4.98T
$8.24M 0.04%
50,000
-139,459
-74% -$20.6M
PFE icon
182
Pfizer
PFE
$163B
$8.23M 0.04%
201,596
+81,415
+68% +$3.52M
DISH
183
PUT
DELISTED
DISH Network Corp.
DISH
$8.16M 0.04%
875,100
+821,100
+1,521% +$10.4M
IQ icon
184
PUT
iQIYI
IQ
$984M
$8.02M 0.04%
1,102,300
-3,240,000
-75% -$22.2M
NEE icon
185
CALL
NextEra Energy
NEE
$159B
$8.02M 0.04%
104,100
+11,000
+12% +$846K
PG icon
186
CALL
Procter & Gamble
PG
$340B
$8M 0.04%
53,800
+2,800
+5% +$400K
AMAT icon
187
PUT
Applied Materials
AMAT
$385B
$7.93M 0.04%
64,600
+2,100
+3% +$241K
BLK icon
188
PUT
Blackrock
BLK
$168B
$7.9M 0.04%
11,800
-14,400
-55% -$10.1M
ABT icon
189
PUT
Abbott
ABT
$175B
$7.85M 0.04%
77,500
-112,900
-59% -$11.9M
XLU icon
190
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$20.4B
$7.72M 0.04%
+228,200
New +$7.73M
SHW icon
191
PUT
Sherwin-Williams
SHW
$79.9B
$7.62M 0.04%
33,900
-10,400
-23% -$2.38M
PDD icon
192
CALL
Pinduoduo
PDD
$110B
$7.59M 0.04%
100,000
– –
PDD icon
193
PUT
Pinduoduo
PDD
$110B
$7.59M 0.04%
100,000
– –
XLF icon
194
State Street Financial Select Sector SPDR ETF
XLF
$52.6B
$7.54M 0.04%
234,593
+66,029
+39% +$2.29M
DE icon
195
PUT
Deere & Co
DE
$186B
$7.51M 0.04%
18,200
+8,000
+78% +$3.31M
AMT icon
196
PUT
American Tower
AMT
$78.8B
$7.48M 0.04%
36,600
+17,000
+87% +$3.57M
QCOM icon
197
CALL
Qualcomm
QCOM
$216B
$7.41M 0.04%
58,100
+43,200
+290% +$5.37M
ILMN icon
198
PUT
Illumina
ILMN
$40.8B
$7.35M 0.04%
32,485
+26,214
+418% +$5.36M
ACN icon
199
CALL
Accenture
ACN
$108B
$7.26M 0.04%
25,400
+8,300
+49% +$2.26M
FSR
200
PUT
DELISTED
Fisker Inc.
FSR
$7.06M 0.04%
1,150,000
+289,100
+34% +$1.99M
6 7
8
9 10

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Capstone Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Capstone Investment Advisors held 1,822 positions worth $19.8B, up 44% from $13.7B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capstone Investment Advisors withdrew a net $2.93B in Q1 2023, closing 280 positions and reducing 596 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, up from 92% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Capstone Investment Advisors opened a new position in iShares Russell 2000 ETF worth $50.9M.

  • Capstone Investment Advisors's largest Q1 2023 buy was iShares Russell 2000 ETF: 285,172 shares worth $50.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P Regional Banking ETF in Q1 2023, an estimated $23.4M increase.
  • Capstone Investment Advisors's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $57.1M.
  • Capstone Investment Advisors fully exited Meta Platforms (Facebook) in Q1 2023, selling an estimated $29.7M.
  • Capstone Investment Advisors's ten largest holdings make up 55% of its $19.8B portfolio in Q1 2023.
  • Capstone Investment Advisors opened 340 new positions and closed 280 in Q1 2023.
  • Capstone Investment Advisors's portfolio value rose 44% quarter-over-quarter to $19.8B.

Based on Capstone Investment Advisors's 13F filing for Q1 2023, filed 9 May 2023.