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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
176
Medtronic
MDT
$116B
$8.71M 0.05%
107,908
+91,042
+540% +$8.18M
MRK icon
177
PUT
Merck
MRK
$322B
$8.66M 0.05%
100,600
-241,600
-71% -$21.6M
AXP icon
178
PUT
American Express
AXP
$230B
$8.62M 0.05%
63,900
-11,800
-16% -$1.79M
PLD icon
179
Prologis
PLD
$133B
$8.61M 0.05%
84,695
+50,863
+150% +$6.31M
ETN icon
180
PUT
Eaton
ETN
$178B
$8.54M 0.05%
64,000
-1,700
-3% -$238K
C icon
181
CALL
Citigroup
C
$228B
$8.45M 0.05%
202,700
-4,900
-2% -$242K
SYK icon
182
Stryker
SYK
$134B
$8.41M 0.05%
41,545
+10,359
+33% +$2.18M
IBM icon
183
PUT
IBM
IBM
$225B
$8.35M 0.05%
70,300
-17,800
-20% -$2.34M
TMO icon
184
Thermo Fisher Scientific
TMO
$224B
$8.32M 0.05%
16,413
+12,510
+321% +$7M
PFE icon
185
CALL
Pfizer
PFE
$152B
$8.31M 0.05%
189,900
-22,600
-11% -$1.1M
FXI icon
186
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$8.29M 0.05%
320,700
-8,841,700
-96% -$265M
RTX icon
187
PUT
RTX Corp
RTX
$302B
$8.25M 0.05%
100,800
-108,200
-52% -$9.79M
CME icon
188
PUT
CME Group
CME
$93.2B
$8.24M 0.05%
46,500
-6,500
-12% -$1.28M
LHCG
189
DELISTED
LHC Group LLC
LHCG
$8.16M 0.05%
49,848
-10,072
-17% -$1.63M
TGT icon
190
Target
TGT
$69.2B
$8.15M 0.05%
54,921
+21,786
+66% +$3.49M
BAC icon
191
CALL
Bank of America
BAC
$448B
$8.14M 0.05%
269,400
-3,500
-1% -$117K
WTW icon
192
PUT
Willis Towers Watson
WTW
$31.8B
$8.1M 0.05%
40,300
+2,800
+7% +$578K
CB icon
193
PUT
Chubb
CB
$134B
$8M 0.05%
44,000
-13,200
-23% -$2.51M
PCGU
194
DELISTED
PG&E Corporation
PCGU
$8M 0.05%
70,000
-50,000
-42% -$5.47M
NVDA icon
195
NVIDIA
NVDA
$5.27T
$7.97M 0.05%
656,900
-2,797,870
-81% -$44.2M
SPG icon
196
PUT
Simon Property Group
SPG
$71B
$7.97M 0.05%
88,800
+2,300
+3% +$235K
MMM icon
197
3M
MMM
$94.4B
$7.95M 0.05%
86,023
+34,898
+68% +$3.83M
CMCSA icon
198
CALL
Comcast
CMCSA
$91B
$7.94M 0.05%
270,800
+15,900
+6% +$594K
PFE icon
199
Pfizer
PFE
$152B
$7.91M 0.05%
180,830
+126,646
+234% +$6.15M
GILD icon
200
Gilead Sciences
GILD
$168B
$7.91M 0.05%
128,163
+47,609
+59% +$3M
6 7
8
9 10

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.