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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
CALL
Mastercard
MA
$492B
| $48.5M | 0.1% |
139,500
-6,800
| -5% | -$2.47M |
|
177
PUT
Coupang
CPNG
$29.7B
| $48.2M | 0.1% |
+1,732,000
| New | +$59.9M |
|
178
CALL
Chevron
CVX
$386B
| $48.1M | 0.1% |
473,700
+38,000
| +9% | +$3.79M |
|
179
PUT
Humana
HUM
$44.8B
| $47.7M | 0.09% |
122,600
+41,300
| +51% | +$17.5M |
|
180
PUT
Moody's
MCO
$82.5B
| $47.6M | 0.09% |
134,100
-18,100
| -12% | -$6.82M |
|
181
PUT
Mondelez International
MDLZ
$78.9B
| $47.2M | 0.09% |
811,300
-38,300
| -5% | -$2.38M |
|
182
PUT
Chubb
CB
$134B
| $47M | 0.09% |
271,000
+48,700
| +22% | +$8.54M |
|
183
PUT
Vertex Pharmaceuticals
VRTX
$134B
| $46.8M | 0.09% |
257,900
+81,200
| +46% | +$15.9M |
|
184
Walt Disney
DIS
$179B
| $46.2M | 0.09% |
273,262
+212,058
| +346% | +$37.8M |
|
|
TWTR
185
PUT
DELISTED
Twitter, Inc.
TWTR
| $46.1M | 0.09% |
764,000
+54,500
| +8% | +$3.58M |
|
186
NVIDIA
NVDA
$5.27T
| $44.8M | 0.09% |
2,163,620
+1,943,900
| +885% | +$40.4M |
|
187
PUT
Colgate-Palmolive
CL
$73.6B
| $44.6M | 0.09% |
590,100
+82,500
| +16% | +$6.55M |
|
188
PUT
Edwards Lifesciences
EW
$54B
| $44.4M | 0.09% |
392,400
+22,100
| +6% | +$2.52M |
|
189
CALL
Intel
INTC
$493B
| $44.1M | 0.09% |
826,800
-264,600
| -24% | -$14.3M |
|
190
PUT
Illumina
ILMN
$29.1B
| $43.7M | 0.09% |
110,818
-14,906
| -12% | -$6.85M |
|
191
PUT
State Street Financial Select Sector SPDR ETF
XLF
$59B
| $43.5M | 0.09% |
+1,159,300
| New | +$43.4M |
|
192
CALL
Salesforce
CRM
$162B
| $43.4M | 0.09% |
159,900
+6,500
| +4% | +$1.65M |
|
193
CALL
Thermo Fisher Scientific
TMO
$224B
| $43M | 0.09% |
75,200
+19,200
| +34% | +$10.5M |
|
194
CALL
Adobe
ADBE
$105B
| $42.8M | 0.08% |
74,300
+14,900
| +25% | +$9.38M |
|
195
CALL
Merck
MRK
$322B
| $42.6M | 0.08% |
567,300
+127,000
| +29% | +$9.66M |
|
196
PUT
Constellation Brands
STZ
$22.9B
| $42.6M | 0.08% |
202,200
+59,000
| +41% | +$12.9M |
|
197
PUT
Dollar General
DG
$26.5B
| $42.4M | 0.08% |
199,700
+43,800
| +28% | +$9.88M |
|
|
ATC
198
DELISTED
Atotech Limited
ATC
| $41.8M | 0.08% |
+1,732,646
| New | +$41.7M |
|
199
PUT
Aon
AON
$75.6B
| $41.8M | 0.08% |
146,100
+61,400
| +72% | +$16.5M |
|
200
PUT
Fortinet
FTNT
$119B
| $41.7M | 0.08% |
713,500
+23,000
| +3% | +$1.33M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.