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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
-$419M
Cap. Flow %
-0.83%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.25%
2 Technology 2.09%
3 Communication Services 1.07%
4 Industrials 0.84%
5 Healthcare 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
176
CALL
Mastercard
MA
$497B
$48.5M 0.1%
139,500
-6,800
-5% -$2.47M
CPNG icon
177
PUT
Coupang
CPNG
$24.9B
$48.2M 0.1%
+1,732,000
New +$59.9M
CVX icon
178
CALL
Chevron
CVX
$401B
$48.1M 0.1%
473,700
+38,000
+9% +$3.79M
HUM icon
179
PUT
Humana
HUM
$47.8B
$47.7M 0.09%
122,600
+41,300
+51% +$17.5M
MCO icon
180
PUT
Moody's
MCO
$81.2B
$47.6M 0.09%
134,100
-18,100
-12% -$6.82M
MDLZ icon
181
PUT
Mondelez International
MDLZ
$76.9B
$47.2M 0.09%
811,300
-38,300
-5% -$2.38M
CB icon
182
PUT
Chubb
CB
$129B
$47M 0.09%
271,000
+48,700
+22% +$8.54M
VRTX icon
183
PUT
Vertex Pharmaceuticals
VRTX
$133B
$46.8M 0.09%
257,900
+81,200
+46% +$15.9M
DIS icon
184
Walt Disney
DIS
$183B
$46.2M 0.09%
273,262
+212,058
+346% +$37.8M
TWTR
185
PUT
DELISTED
Twitter, Inc.
TWTR
$46.1M 0.09%
764,000
+54,500
+8% +$3.58M
NVDA icon
186
NVIDIA
NVDA
$5.43T
$44.8M 0.09%
2,163,620
+1,943,900
+885% +$40.4M
CL icon
187
PUT
Colgate-Palmolive
CL
$68.6B
$44.6M 0.09%
590,100
+82,500
+16% +$6.55M
EW icon
188
PUT
Edwards Lifesciences
EW
$49.7B
$44.4M 0.09%
392,400
+22,100
+6% +$2.52M
INTC icon
189
CALL
Intel
INTC
$650B
$44.1M 0.09%
826,800
-264,600
-24% -$14.3M
ILMN icon
190
PUT
Illumina
ILMN
$40.8B
$43.7M 0.09%
110,818
-14,906
-12% -$6.85M
XLF icon
191
PUT
State Street Financial Select Sector SPDR ETF
XLF
$52.6B
$43.5M 0.09%
+1,159,300
New +$43.4M
CRM icon
192
CALL
Salesforce
CRM
$193B
$43.4M 0.09%
159,900
+6,500
+4% +$1.65M
TMO icon
193
CALL
Thermo Fisher Scientific
TMO
$250B
$43M 0.09%
75,200
+19,200
+34% +$10.5M
ADBE icon
194
CALL
Adobe
ADBE
$93.6B
$42.8M 0.08%
74,300
+14,900
+25% +$9.38M
MRK icon
195
CALL
Merck
MRK
$367B
$42.6M 0.08%
567,300
+127,000
+29% +$9.66M
STZ icon
196
PUT
Constellation Brands
STZ
$19.4B
$42.6M 0.08%
202,200
+59,000
+41% +$12.9M
DG icon
197
PUT
Dollar General
DG
$27.5B
$42.4M 0.08%
199,700
+43,800
+28% +$9.88M
ATC
198
DELISTED
Atotech Limited
ATC
$41.8M 0.08%
+1,732,646
New +$41.7M
AON icon
199
PUT
Aon
AON
$59B
$41.8M 0.08%
146,100
+61,400
+72% +$16.5M
FTNT icon
200
PUT
Fortinet
FTNT
$127B
$41.7M 0.08%
713,500
+23,000
+3% +$1.33M
6 7
8
9 10

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors's Q3 2021 filing shows 425 new, 941 increased, 307 reduced and 205 closed positions. Its largest new stake was Apple: 453,018 shares worth $64.1M. The largest sale was Slack Technologies, Inc., an estimated $196M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 95% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.