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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$97.1M
Cap. Flow %
0.29%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.33%
2 Technology 2.4%
3 Healthcare 1.02%
4 Communication Services 0.85%
5 Consumer Discretionary 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCO icon
176
PUT
Moody's
MCO
$81.2B
$35.1M 0.1%
117,700
+70,800
+151% +$19.9M
EA
177
PUT
DELISTED
Electronic Arts
EA
$34.6M 0.1%
255,600
+124,800
+95% +$17.3M
HUM icon
178
PUT
Humana
HUM
$47.8B
$33.9M 0.1%
80,900
+21,500
+36% +$8.58M
DD icon
179
PUT
DuPont de Nemours
DD
$17.8B
$33.9M 0.1%
349,338
-46,685
-12% -$4.47M
RP
180
DELISTED
RealPage, Inc.
RP
$33.8M 0.1%
388,042
+77,372
+25% +$6.73M
MAR icon
181
PUT
Marriott International
MAR
$91.8B
$33.5M 0.1%
225,900
+49,500
+28% +$6.76M
SPG icon
182
PUT
Simon Property Group
SPG
$66.3B
$33.3M 0.1%
292,700
-10,900
-4% -$1.14M
PCGU
183
DELISTED
PG&E Corporation
PCGU
$33.1M 0.1%
+290,000
New +$33.3M
EBAY icon
184
PUT
eBay
EBAY
$48B
$32.8M 0.1%
535,700
-160,000
-23% -$9.28M
NSC icon
185
PUT
Norfolk Southern
NSC
$70.3B
$32.7M 0.1%
121,700
-24,200
-17% -$6.13M
GD icon
186
PUT
General Dynamics
GD
$91.1B
$32.6M 0.1%
179,300
+104,800
+141% +$17.1M
CMI icon
187
PUT
Cummins
CMI
$72.3B
$32.4M 0.1%
124,900
+30,200
+32% +$7.54M
C icon
188
CALL
Citigroup
C
$225B
$32.4M 0.1%
444,800
+164,000
+58% +$10.9M
APO icon
189
Apollo Global Management
APO
$71.9B
$32.1M 0.09%
+682,290
New +$33.2M
SWKS icon
190
PUT
Skyworks Solutions
SWKS
$13.4B
$32.1M 0.09%
174,700
+69,000
+65% +$12M
NEM icon
191
PUT
Newmont
NEM
$128B
$31.9M 0.09%
529,500
+132,800
+33% +$7.95M
TFC icon
192
PUT
Truist Financial
TFC
$58.2B
$31.8M 0.09%
545,400
-149,700
-22% -$8.2M
ABBV icon
193
CALL
AbbVie
ABBV
$467B
$31.8M 0.09%
293,800
-8,200
-3% -$877K
MET icon
194
PUT
MetLife
MET
$62.1B
$31.3M 0.09%
515,100
+94,600
+22% +$5.22M
PGR icon
195
PUT
Progressive
PGR
$119B
$31.2M 0.09%
326,600
-15,900
-5% -$1.44M
KO icon
196
CALL
Coca-Cola
KO
$378B
$31M 0.09%
588,600
+240,900
+69% +$12.1M
DG icon
197
PUT
Dollar General
DG
$27.5B
$30.9M 0.09%
152,700
+56,200
+58% +$11.2M
WMT icon
198
CALL
Walmart Inc
WMT
$857B
$30.9M 0.09%
681,900
+198,300
+41% +$9.19M
TXN icon
199
CALL
Texas Instruments
TXN
$254B
$30.6M 0.09%
161,800
-17,800
-10% -$3.09M
ASML icon
200
PUT
ASML
ASML
$670B
$30.5M 0.09%
49,400
+41,000
+488% +$22.7M
6 7
8
9 10

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors's Q1 2021 filing shows 405 new, 721 increased, 487 reduced and 425 closed positions. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $251M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.